Welcome to our dedicated page for WESTWOOD HOLDINGS GROUP SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Westwood Holdings Group, Inc. filings document a publicly traded asset management and wealth management company with advisory and trust operations. Form 8-K reports furnish quarterly operating results, Regulation FD disclosures and board-approved cash dividends, while exhibits include earnings press releases and related financial information.
Proxy and annual meeting filings cover director elections, shareholder voting results, executive compensation, equity incentive plan matters and governance procedures. The filing record also frames Westwood’s capital-return practices, common-stock incentive authorization and recurring disclosures around assets under management, ETF platform activity, institutional business and trust services.
Westwood Holdings Group Inc., an institutional investment manager, filed a Form 13F holdings report indicating it manages securities positions reported across 626 entries. The aggregate Form 13F information table value total is 13,272,135,057. The report includes 4 other affiliated managers.
GAMCO Investors and affiliated Gabelli entities report a 6.83% beneficial ownership stake in Westwood Holdings Group Inc. common stock. The group reports beneficial ownership of 652,092 shares out of 9,543,152 shares outstanding as reported for June 30, 2026.
The largest position is held by GAMCO Investors, Inc. et al. with 443,800 shares, or 4.65% of the class, with additional holdings by Gabelli Funds, LLC, Associated Capital Group, Inc., and Gabelli Foundation, Inc. The reporting group states it used approximately $2,103,871 to purchase additional shares since its most recent Schedule 13D filing and continues to file on the long-form Schedule 13D to permit regular communications with Westwood’s management while remaining compliant with Exchange Act reporting obligations.
Ryan Janice reported acquisition or exercise transactions in this Form 4 filing.
Westwood Holdings Group Inc. granted 5,889 shares of common stock to director Janice Ryan on June 9, 2026, at no cost, pursuant to Board approval recognizing her nearly full year of service as a director. Following the grant, she directly owns 11,669 shares of the company.
Westwood Holdings Group reported stronger Q2 2026 results, with total revenues of 25,343 (in thousands), up 10% from Q2 2025, driven by growth in ETFs, private energy secondaries funds and higher gains on seed investments. Income attributable to Westwood Holdings Group, Inc. rose to 1,519 (in thousands), and diluted EPS increased to $0.17 from $0.12. Non-GAAP Economic Earnings were 2,968 (in thousands), or Economic EPS of $0.33.
Assets under management were $16,960 (in millions) at June 30, 2026, with firm-wide assets under management of approximately $17.9 billion and assets under advisement of about $1.0 billion. AUM decreased 2% year over year as net client outflows of $1.6 billion in the first half, mainly from LargeCap Value and SmallCap Value strategies, were more than offset by $2.0 billion of market appreciation.
The balance sheet shows total assets of 155,375 (in thousands), equity of 127,454 (in thousands) and cash plus investments of $56.5 million. Operating cash flow for the first half was 3,017 (in thousands). The company paid dividends of $0.30 per share year to date and declared a further $0.15 quarterly dividend. A share repurchase authorization with up to $5.5 million remaining was unused. Management notes that an expansion of Internal Revenue Code Section 162(m) scheduled for 2027 could further increase the effective tax rate and income tax expense.
Westwood Holdings Group, Inc. reported results for the quarter ended June 30, 2026. Revenue was $25.3 million, up from $25.0 million in the first quarter and $23.1 million a year earlier, reflecting growth particularly from ETFs and private energy secondaries funds. Net income attributable to Westwood was $1.5 million, compared with $0.8 million in the prior quarter and $1.0 million in the 2025 second quarter, and diluted EPS was $0.17 versus $0.09 and $0.12, respectively.
Non-GAAP Economic Earnings were $3.0 million, or $0.33 per share, modestly above both the first quarter and prior-year quarter. Firmwide assets under management and advisement totaled $17.9 billion, including $17.0 billion of AUM and $1.0 billion of AUA. The company highlighted that its ETF platform surpassed $400 million in assets, its Private Capital platform surpassed $500 million, and Managed Investment Solutions flows reached $350 million.
Westwood held $56.5 million in cash and investments and stockholders’ equity of $126.3 million as of June 30, 2026. The Board approved a quarterly cash dividend of $0.15 per common share, payable on October 1, 2026 to stockholders of record on September 1, 2026.
Westwood Holdings Group Director Emerita Susan M. Byrne reported open-market sales of 8,465 shares of common stock. The trades occurred on April 7, July 1, and July 2, 2026, at weighted average prices of $16.1273, $19.3530, and $19.8762 per share. After these transactions, she continues to hold 230,444 shares directly. The April 7 sale was made under a Rule 10b5-1 trading plan and was reported late due to an administrative oversight identified during a later reconciliation with the broker.
Westwood Holdings Group Director Emerita Susan M. Byrne reported selling a total of 12,557 shares of common stock in open‑market transactions on June 26, 29, and 30, 2026, at weighted average prices around the high‑teens to low‑$20s per share.
After these sales, she directly owns 238,909 shares. This Form 4 amendment also corrects the previously reported June 29, 2026 sale amount and updates the related beneficial ownership figures.
Westwood Holdings Group Inc. Director Emerita Susan M. Byrne reported an amended Form 4 covering recent open-market sales of company common stock. She sold a total of 2,944 shares in three transactions on June 17, 18, and 22, 2026 at weighted average prices around $18.10–$18.35 per share. Following these sales, she directly owns 255,766 shares of common stock.
The amendment corrects the number of shares reported sold on June 18, 2026 from 1,549 to 1,594 shares, while footnotes state that reported prices on each date reflect weighted average sale prices across multiple trades within specified intraday price ranges.
WHG submitted a Form 144 notice for proposed sales of Common stock to be effected through J.P. Morgan Securities LLC. The filing lists a prior transfer dated 04/25/2024 and numerous sales by Montgomery Management Trust between 04/02/2026 and 06/30/2026, including large daily dispositions such as 7,192 shares on 06/29/2026 for $144,044.97 and 4,367 shares on 06/12/2026 for $77,999.86.
Westwood Holdings Group director emerita Susan M. Byrne reported selling 12,494 shares of common stock in open-market transactions. The sales occurred on June 26, 29, and 30, 2026 at weighted average prices between about $18.23 and $20.56 per share across multiple trades. After these transactions, she directly holds 239,017 shares of Westwood Holdings Group common stock.