Welcome to our dedicated page for Westwood Hldgs SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Westwood Holdings Group, Inc. (NYSE: WHG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a publicly traded investment management boutique and wealth management firm, Westwood uses SEC reports to present information about its advisory and trust operations, financial condition, dividend decisions and other material events.
Investors can review Westwood’s current and historical periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, to understand how advisory fees, trust fees and other revenues contribute to total revenues, as well as how expenses, net income, cash and liquid investments and stockholders’ equity evolve over time. These filings also describe the composition of assets under management and advisement, the role of the Advisory and Trust segments and the firm’s use of mutual funds, ETFs, private funds and other pooled vehicles.
Current reports on Form 8-K are particularly relevant for WHG, as they disclose material events such as the release of quarterly earnings and the declaration of cash dividends. For example, recent 8-K filings have reported quarterly financial results and board approvals of quarterly cash dividends per common share, along with the associated record and payment dates. These documents help investors track how Westwood’s board approaches capital returns to shareholders.
On this page, users can also monitor any proxy statements on Schedule 14A that discuss governance matters and executive and board compensation, as well as registration statements and other specialized forms that may relate to Westwood’s mutual funds, ETFs and other investment products. For a firm active in advisory, trust, mutual fund, ETF and private fund businesses, these filings provide a structured view of risk factors, segment performance and key accounting policies.
Stock Titan enhances access to WHG filings by pairing real-time updates from the SEC’s EDGAR system with AI-powered summaries. These summaries are designed to highlight the main points in dense documents such as 10-Ks, 10-Qs and 8-Ks, and to make it easier to locate information on topics like segment revenues, dividend declarations, assets under management and non-GAAP measures such as Economic Earnings. Users can also review insider transaction reports on Form 4, when available, to see how Westwood insiders transact in WHG shares.
WESTWOOD HOLDINGS GROUP INC Chief Financial Officer Murray Forbes III reported a compensation-related stock grant. He acquired 11,098 shares of common stock on 2026-02-23 at $0.00 per share as an award. To cover tax obligations, 2,859 shares were disposed of at a price of $16.22 per share through share withholding rather than a market sale. Following these transactions, he directly owns 65,826 shares of common stock. The filing reflects routine equity compensation and related tax withholding, not open-market buying or selling.
Westwood Holdings Group CEO Brian O. Casey reported equity compensation activity involving company common stock. On 2026-02-23, he received a grant of 57,194 shares of common stock at a price of $0.0000 per share as a share award. On the same date, 18,943 shares were disposed of at $16.2200 per share to satisfy tax obligations, resulting in a net increase of 38,251 shares from this award. Following these transactions, Casey directly held 530,610 shares of Westwood Holdings Group common stock.
WESTWOOD HOLDINGS GROUP INC President and COO Fabian Gomez reported routine equity compensation activity involving the company’s common stock. On February 23, 2026, he received a grant of 32,287 shares at $0.00 per share as a stock award. On the same date, 6,223 shares were automatically disposed of at $16.22 per share to cover tax obligations, a non‑market transaction that does not represent an open‑market sale. After these transactions, Gomez directly owned 122,573 shares of WESTWOOD HOLDINGS GROUP INC common stock.
Westwood Holdings Group Chief Financial Officer Forbes Murray III reported two same-day transactions in company common stock. On February 23, 2026, he received a grant of 11,098 shares at no cost as a stock award, then executed an open-market sale of 2,859 shares at $16.22 per share. After these moves, he directly owned 65,826 shares of Westwood common stock. The filing notes it was submitted after the normal two-business-day deadline due to administrative matters related to the filer’s EDGAR Next registration.
Westwood Holdings Group CEO Brian O. Casey reported a mix of stock grant and sale in Westwood Holdings Group Inc. common stock. On February 23, 2026, he received a grant of 57,194 shares at no cost, then executed an open-market sale of 18,943 shares at $16.22 per share. After these transactions, he directly held 530,610 shares of common stock. The filing notes it was submitted after the two-business-day deadline due to administrative matters related to the filer’s EDGAR Next registration.
Westwood Holdings Group executive David O. Linton, Head of Distribution, reported both a share grant and a small sale of company common stock. On February 23, he received a grant of 15,414 shares at no cost, then sold 2,654 shares in an open-market transaction at $16.22 per share. After these transactions, he directly holds 29,415 shares of Westwood common stock. The filing notes it was submitted after the usual deadline due to administrative matters related to the filer’s EDGAR Next registration.
Westwood Holdings Group President Fabian Gomez reported both an equity award and a small share sale. On February 23, 2026, he received a grant of 32,287 shares of common stock at $0.00 per share as compensation, then conducted an open-market sale of 6,223 shares at $16.22 per share.
Following these transactions, Gomez directly held 122,573 shares of Westwood common stock. The filing notes it was submitted after the two-business-day deadline due to administrative matters related to the filer’s EDGAR Next registration.
WESTWOOD HOLDINGS GROUP INC executive Adrian Helfert, CIO of Multi-Asset Investments, sold common stock in an open-market transaction. He sold 10,772 shares at an average price of $16.22 per share on February 23, 2026. After this sale, he directly holds 162,751 shares of Westwood common stock. The company notes the Form 4 was filed after the two-business-day deadline due to administrative matters related to the filer's EDGAR Next registration.
Westwood Holdings Group executive Matthew Lockridge reported an open‑market sale of company stock. On February 23, 2026, he sold 5,379 shares of Westwood Holdings Group common stock at an average price of $16.22 per share. After this transaction, he directly holds 77,900 shares of common stock. The filing notes it was submitted after the standard two‑business‑day deadline due to administrative matters related to the filer’s EDGAR Next registration.
Westwood Holdings Group is asking stockholders to vote at its virtual 2026 annual meeting on April 30. Proposals include electing six directors, ratifying BDO USA as auditor, approving the Twelfth Amended and Restated Stock Incentive Plan, and a non-binding advisory vote on executive pay, all backed by the Board.
The proxy highlights 2025 performance, with $17.4 billion in assets under management and advisement, revenue of $97.8 million, and net income of $7.1 million, up sharply from 2024. Diluted EPS was $0.79, and non-GAAP economic earnings reached $14.3 million, with $44.1 million in cash and liquid investments and no debt at year-end.
Compensation is positioned as pay-for-performance: a large share is variable, tied to financial and strategic scorecards and delivered via cash bonuses and multi-year vesting restricted stock. The company also details board structure, committee independence, ESG governance, and significant insider and institutional ownership, including 9.49 million shares outstanding as of March 3, 2026.