Welcome to our dedicated page for Westwood Hldgs SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Westwood Holdings Group, Inc. filings document a publicly traded asset management and wealth management company with advisory and trust operations. Form 8-K reports furnish quarterly operating results, Regulation FD disclosures and board-approved cash dividends, while exhibits include earnings press releases and related financial information.
Proxy and annual meeting filings cover director elections, shareholder voting results, executive compensation, equity incentive plan matters and governance procedures. The filing record also frames Westwood’s capital-return practices, common-stock incentive authorization and recurring disclosures around assets under management, ETF platform activity, institutional business and trust services.
Westwood Holdings Group Inc. director Janice Ryan received a grant of company stock. On April 30, 2026, Ryan acquired 5,780 shares of Westwood common stock in a grant or award transaction at a stated price of $0.00 per share, bringing her direct holdings to 5,780 shares.
Bowman Randy A reported acquisition or exercise transactions in this Form 4 filing.
WESTWOOD HOLDINGS GROUP INC director Randy A. Bowman received a grant of 5,780 shares of common stock on April 30, 2026 at a stated price of $0.00 per share. After this award, he directly owns 37,532 shares of the company’s common stock.
Murray Katherine reported acquisition or exercise transactions in this Form 4 filing.
Westwood Holdings Group director Katherine Murray received a grant of 5,780 shares of common stock on April 30, 2026. The shares were awarded at a reported price of $0.00 per share, indicating a compensation-related grant rather than a market purchase. Following this award, she directly holds a total of 11,470 shares of Westwood common stock.
MASTERSON ELLEN H reported acquisition or exercise transactions in this Form 4 filing.
Westwood Holdings Group Inc. director Ellen H. Masterson received an award of 5,780 shares of common stock on April 30, 2026. The shares were granted at a stated price of $0.00 per share, reflecting equity-based compensation rather than an open-market purchase. Following this grant, she directly holds 52,614 shares of Westwood common stock.
Hoak J. Hale reported acquisition or exercise transactions in this Form 4 filing.
WESTWOOD HOLDINGS GROUP INC director J. Hale Hoak received a grant of 5,780 shares of common stock on April 30, 2026. The shares were awarded at a stated price of $0.00 per share, indicating a compensation-related grant rather than a market purchase. After this award, Hoak directly holds 60,770 shares of Westwood common stock.
Westwood Holdings Group, Inc. reported results from its virtual annual stockholders meeting held on April 30, 2026. Stockholders approved the Twelfth Amended and Restated Stock Incentive Plan, which increases the total number of shares authorized under the plan by 200,000 shares.
All nominated directors were elected, with each receiving more than 6.5 million votes "for" and over 1.3 million broker non-votes recorded. Stockholders also ratified BDO USA, P.C. as independent auditors for the year ending December 31, 2026.
The incentive plan was approved with 5,767,466 votes for, 943,420 against and 18,455 abstentions, alongside 1,301,955 broker non-votes. On a non-binding, advisory basis, stockholders approved the Company’s executive compensation, with 6,548,027 votes for, 155,657 against and 25,657 abstentions, plus 1,301,955 broker non-votes.
Westwood Holdings Group Director Emerita Susan M. Byrne reported open-market sales of a total of 1,711 shares of common stock over three days. She sold 994 shares on April 30, 2026 at a weighted average price of $16.2842, 478 shares on May 1, 2026 at $16.2199, and 239 shares on May 4, 2026 at $16.0167. After these transactions, she directly holds 290,405 shares of Westwood Holdings Group common stock.
Westwood Holdings Group reported higher profitability for the quarter ended March 31, 2026, even though its core operations showed a small loss. Total revenues rose to $24.97 million from $23.25 million, helped by higher advisory fees as assets under management reached about $17.3 billion.
The company posted net income of $0.78 million, up from $0.48 million, largely driven by a $2.05 million realized gain on private investments tied to the Vista Bancshares/NBHC transaction, which offset a $1.6 million legal settlement related to a trust dispute. Operating expenses grew faster than revenues, producing a $1.50 million operating loss.
Cash and cash equivalents declined to $23.4 million, with total cash and liquid investments of $34.2 million, and the company reported no debt. Westwood continued its $0.15 per share quarterly dividend and had authority remaining under its share repurchase program, though no shares were repurchased in the quarter.
Westwood Holdings Group, Inc. reported first quarter 2026 revenue of $25.0 million, up from $23.3 million a year earlier but below the prior quarter’s $27.1 million. Net income was $0.8 million, with diluted EPS of $0.09 versus $0.05 in first quarter 2025 and $0.21 in the fourth quarter.
Non-GAAP Economic Earnings were $2.8 million, or $0.31 per share. Firmwide assets under management and advisement totaled $18.3 billion. Westwood held $52.1 million in cash and investments and reported stockholders’ equity of $125.0 million with no debt outstanding.
The Board approved a quarterly cash dividend of $0.15 per common share, payable on July 1, 2026 to stockholders of record on June 1, 2026. Management highlighted growth in energy and real assets strategies, ETF assets above $300 million, and the final close of Westwood Energy Secondaries Fund II above $300 million in commitments.
Westwood Holdings Group Director Emerita Susan M. Byrne reported open-market sales of a total of 1,893 shares of common stock over three days. She sold 733 shares at a weighted average price of $16.6571, 660 shares at $16.9732, and 500 shares at $16.5559. After these transactions, she directly holds 292,116 shares. The reported prices reflect weighted averages for multiple trades within ranges disclosed in the footnotes.