[144] WESTWOOD HOLDINGS GROUP, INC. SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Westwood Holdings Group, Inc. (WHG) reports a proposed sale of 20,317 shares of common stock through Charles Schwab with an aggregate market value of $365,502.00. The shares represent part of an award originally acquired as incentive compensation on 02/23/2015. The filing shows 9,408,130 shares outstanding and lists an approximate sale date of 08/29/2025 on the NYSE. The filer declares no reportable sales in the prior three months and includes the standard attestation that the selling person has no undisclosed material adverse information about the issuer.

Insights

Financial Analyst

TL;DR Insider proposes to sell ~20.3k shares valued at $365.5k; not large relative to total shares outstanding.

The filing documents a proposed Rule 144 sale of 20,317 common shares acquired as incentive compensation in 2015. At an aggregate market value of $365,502 and total outstanding shares of 9,408,130, this sale equals roughly 0.22% of outstanding shares, indicating the transaction is modest in absolute and relative size. No other sales in the past three months are reported, which limits immediate downward pressure from insider dispositions. This is a routine compliance disclosure rather than an operational update.

Corporate Governance Expert

TL;DR Filing shows compliant disclosure of an insider sale; timing and size appear routine and transparent.

The Form 144 provides required details: broker (Charles Schwab), acquisition date (02/23/2015) and nature (incentive compensation), and the planned sale date (08/29/2025). The attestation that no material nonpublic information is known by the seller is present. From a governance standpoint, the filing meets Rule 144 disclosure expectations and records no clustered recent disposals, which reduces concerns about coordinated insider exits.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Charles Schwab & Co 3000 Schwab Way Westlake TX 76262	20317	365502.00	9408130	08/29/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/23/2015	Incentive Compensation	Issuer			20317	02/23/2015	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does WHG's Form 144 report?

The filing reports a proposed sale of 20,317 common shares valued at $365,502.00 through Charles Schwab with an approximate sale date of 08/29/2025.

When were the shares being sold originally acquired?

The shares were acquired as incentive compensation on 02/23/2015 from the issuer.

How many WHG shares are outstanding according to the filing?

The filing lists 9,408,130 shares outstanding.

Did the filer report other sales in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Through which broker will the sale be executed?

The sale is to be executed through Charles Schwab & Co at the address listed in the filing.