Westwood Holdings (NYSE: WHG) CEO files Form 4 for 1,764-share sale

Rhea-AI Filing Summary

Westwood Holdings Group CEO Brian O. Casey, who is also a director, reported selling 1,764 shares of Westwood common stock on 12/09/2025. The sale was executed under Rule 144 of the Securities Act of 1933 at a weighted average price of $16.4063 per share, with individual trades occurring between $16.4014 and $16.41. After this transaction, Casey beneficially owns 500,700 shares of Westwood common stock, held in direct ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CASEY BRIAN O

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1200

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	12/09/2025		S		1,764(1)	D	$16.4063(2)	500,700	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported sale was executed pursuant to Rule 144 under the Securities Act of 1933.

2. 2. The reported price represents a weighted average price per share. The shares were sold in multiple transactions at prices ranging from $16.4014 to $16.41. The reporting person undertakes to provide, upon request by the Staff of the SEC, the issuer, or a security holder, full information regarding the number of shares sold at each separate price.

Remarks:

	Jonathan R. Nahhat, by POA from Brian O. Casey	12/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Westwood Holdings Group (WHG) report?

Westwood Holdings Group reported that its CEO and director, Brian O. Casey, sold 1,764 shares of the company's common stock in a single reported transaction on 12/09/2025.

At what price did WHG CEO Brian O. Casey sell his shares?

The reported sale by Brian O. Casey was executed at a weighted average price of $16.4063 per share, with individual trade prices ranging from $16.4014 to $16.41.

How many WHG shares does Brian O. Casey own after this sale?

Following the reported transaction, Brian O. Casey beneficially owns 500,700 shares of Westwood Holdings Group common stock in direct ownership.

Under which rule was the WHG insider sale executed?

The filing states that the reported sale was executed pursuant to Rule 144 under the Securities Act of 1933, which governs resales of restricted or control securities.

What type of SEC form did WHG's CEO file for this transaction?

The transaction was reported on a Form 4, which is used by company insiders to disclose changes in their beneficial ownership of the issuer's equity securities.

Does Brian O. Casey hold his WHG shares directly or indirectly after the sale?

The filing indicates that the 500,700 shares beneficially owned by Brian O. Casey after the transaction are held in direct (D) ownership.