STOCK TITAN

Westwood Holdings (NYSE: WHG) insider sale of 1,602 shares at $16.45

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Westwood Holdings Group CEO and director Brian O. Casey reported a small sale of company stock. On 12/08/2025, he sold 1,602 shares of Westwood Holdings Group common stock in an open-market transaction coded as a sale. The weighted average sale price was $16.4456 per share, with individual trades executed between $16.43 and $16.45 under Rule 144.

After this transaction, he beneficially owned 502,464 shares of Westwood Holdings Group common stock in direct ownership. The filing notes that detailed price breakdowns for each trade are available upon request from the reporting person, the company, or the SEC staff.

Positive

  • None.

Negative

  • None.

Insights

CEO's Rule 144 stock sale is small relative to reported holdings.

The CEO and director of Westwood Holdings Group, Brian O. Casey, disclosed an open-market sale of 1,602 shares of common stock on 12/08/2025, reported under transaction code "S" for a sale. The weighted average sale price was $16.4456 per share, with trades executed in a narrow range from $16.43 to $16.45, and the transaction was executed pursuant to Rule 144.

Following this trade, Casey beneficially owned 502,464 shares directly, indicating that the sale represents only a small portion of his reported holdings. Insider sales can occur for many personal or portfolio reasons, and this disclosure simply records the change in ownership required under Section 16(a).

The issuer remains Westwood Holdings Group Inc. (WHG), and the form confirms this was filed by one reporting person. Further detail on the exact number of shares sold at each individual price point is available upon request as noted in the disclosure.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CASEY BRIAN O

(Last) (First) (Middle)
200 CRESCENT COURT
SUITE 1200

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock 12/08/2025 S 1,602(1) D $16.4456(2) 502,464 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported sale was executed pursuant to Rule 144 under the Securities Act of 1933.
2. The reported price represents a weighted average price per share. The shares were sold in multiple transactions at prices ranging from $16.43 to $16.45. The reporting person undertakes to provide, upon request by the Staff of the SEC, the issuer, or a security holder, full information regarding the number of shares sold at each separate price.
Remarks:
Jonathan R. Nahhat, by POA from Brian O. Casey 12/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Westwood Holdings Group (WHG) disclose?

The CEO and director, Brian O. Casey, reported selling 1,602 shares of Westwood Holdings Group common stock in an open-market transaction on 12/08/2025.

At what price were the WHG shares sold by the CEO?

The reported sale was at a weighted average price of $16.4456 per share, with individual trades ranging from $16.43 to $16.45.

How many WHG shares does the CEO own after this transaction?

After the reported sale, Brian O. Casey beneficially owned 502,464 shares of Westwood Holdings Group common stock in direct ownership.

Under which rule was the WHG insider sale executed?

The filing states that the sale was executed pursuant to Rule 144 under the Securities Act of 1933.

What type of SEC form reports this WHG insider transaction?

The transaction is reported on Form 4, which discloses changes in beneficial ownership by company insiders under Section 16(a).

Can investors see the exact prices for each WHG trade in this sale?

The filing notes that the CEO will provide full details on the number of shares sold at each separate price upon request to the SEC staff, the issuer, or a security holder.
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