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Westwood Holdings (NYSE: WHG) CEO reports Rule 144 sale of 1,351 shares

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Westwood Holdings Group Inc. CEO and director Brian O. Casey reported a small open-market sale of company stock. On 12/05/2025, he sold 1,351 shares of common stock in a transaction coded "S" for sale. The weighted average sale price was $16.4394 per share, with individual trades executed between $16.4145 and $16.51 under Rule 144 of the Securities Act of 1933.

Following this transaction, Casey beneficially owns 504,066 shares of Westwood Holdings Group Inc. common stock in direct form. The filing notes that detailed trade-by-trade pricing information is available upon request from the SEC staff, the issuer, or any security holder.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CASEY BRIAN O

(Last) (First) (Middle)
200 CRESCENT COURT
SUITE 1200

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock 12/05/2025 S 1,351(1) D $16.4394(2) 504,066 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported sale was executed pursuant to Rule 144 under the Securities Act of 1933.
2. The reported price represents a weighted average price per share. The shares were sold in multiple transactions at prices ranging from $16.4145 to $16.51. The reporting person undertakes to provide, upon request by the Staff of the SEC, the issuer, or a security holder, full information regarding the number of shares sold at each separate price.
Remarks:
Jonathan R. Nahhat, by POA from Brian O. Casey 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WHG report in this Form 4?

The filing reports that Brian O. Casey, a director and CEO of Westwood Holdings Group Inc. (WHG), sold 1,351 shares of common stock on 12/05/2025 in an open-market transaction coded "S".

At what price did the WHG CEO sell his shares?

The reported sale by the WHG CEO had a weighted average price of $16.4394 per share. The shares were sold in multiple trades at prices ranging from $16.4145 to $16.51.

How many WHG shares does the reporting person own after this transaction?

After the reported sale, Brian O. Casey beneficially owns 504,066 shares of Westwood Holdings Group Inc. common stock in direct ownership form.

Under what rule was the WHG stock sale executed?

The sale was executed pursuant to Rule 144 under the Securities Act of 1933, as noted in the explanation of responses section.

What is the role of the reporting person at Westwood Holdings Group Inc. (WHG)?

The reporting person, Brian O. Casey, is listed as both a Director and an Officer, with the title of CEO of Westwood Holdings Group Inc.

Can investors obtain detailed pricing for each WHG trade in this sale?

Yes. The filing states the reporting person will provide, upon request by the SEC staff, the issuer, or any security holder, full information on the number of shares sold at each separate price within the $16.4145 to $16.51 range.
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