[144] WESTWOOD HOLDINGS GROUP, INC. SEC Filing

Rhea-AI Filing Summary

Westwood Holdings Group, Inc. (WHG) filed a Form 144 proposing the sale of 25,000 common shares through J.P. Morgan Securities LLC on 09/11/2025. The filing reports an aggregate market value of $432,250 for the shares and states 9,408,130 shares outstanding, so the proposed sale represents approximately 0.27% of outstanding shares. All 25,000 shares were acquired as stock grants from the issuer on dates between 02/28/2012 and 04/26/2018. The filer reports no securities sold in the past three months and includes the standard representation that the selling person is not aware of any undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Routine insider sale notice for 25,000 shares, representing ~0.27% of outstanding stock; no recent sales reported.

The Form 144 is a standard Section 144 notice disclosing a planned sale of 25,000 common shares through J.P. Morgan Securities LLC with an aggregate market value of $432,250 and an intended sale date of 09/11/2025. The shares were acquired entirely via issuer stock grants between 2012 and 2018, indicating these are longstanding holdings rather than recent acquisitions. The filing further notes no sales in the prior three months and includes the required representation about lack of undisclosed material information. This filing is informational and appears routine, with limited immediate market impact given the small percentage of outstanding shares.

Corporate Governance Expert

TL;DR: Disclosure meets Rule 144 requirements; sale size is modest and the seller affirms no undisclosed material information.

The document provides the necessary broker, quantity, acquisition history, and representation language required under Rule 144. All 25,000 shares were granted by the issuer across multiple years (2012–2018), suggesting these are vested/earned awards rather than recently purchased shares. The filer’s statement that they are unaware of undisclosed material adverse information is standard. From a governance perspective, the filing is compliant and contains no unusual provisions or disclosures.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	25000	432250	9408130	09/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/26/2018	Stock Grant	Issuer			1661	04/26/2018	NA
Common	10/09/2015	Stock Grant	Issuer			900	10/09/2015	NA
Common	10/07/2015	Stock Grant	Issuer			300	10/07/2015	NA
Common	05/03/2017	Stock Grant	Issuer			1488	05/03/2017	NA
Common	12/20/2012	Stock Grant	Issuer			2000	12/20/2012	NA
Common	02/28/2012	Stock Grant	Issuer			18651	02/28/2012	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does WHG's Form 144 disclose?

The Form 144 discloses a proposed sale of 25,000 common shares via J.P. Morgan Securities LLC with an aggregate market value of $432,250 and an intended sale date of 09/11/2025.

How large is the proposed sale relative to WHG's shares outstanding?

The filing reports 9,408,130 shares outstanding; 25,000 shares represent approximately 0.27% of outstanding shares.

When were the shares being sold originally acquired?

All 25,000 shares were acquired as stock grants from the issuer on dates between 02/28/2012 and 04/26/2018.

Has the filer sold WHG securities in the past three months?

The Form 144 states Nothing to Report for securities sold during the past three months.

Which broker is handling the proposed sale?

The broker named in the filing is J.P. Morgan Securities LLC (address: 390 Madison Avenue, 6th Floor, New York, NY 10017).