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Westwood (NYSE: WHG) president gets 32,287-share award, sells 6,223

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Westwood Holdings Group President Fabian Gomez reported both an equity award and a small share sale. On February 23, 2026, he received a grant of 32,287 shares of common stock at $0.00 per share as compensation, then conducted an open-market sale of 6,223 shares at $16.22 per share.

Following these transactions, Gomez directly held 122,573 shares of Westwood common stock. The filing notes it was submitted after the two-business-day deadline due to administrative matters related to the filer’s EDGAR Next registration.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gomez Fabian

(Last) (First) (Middle)
200 CRESCENT COURT
SUITE 1200

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock 02/23/2026(1) A 32,287 A $0 128,796 D
common stock 02/23/2026 S 6,223 D $16.22 122,573 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 4 is being filed later than the two-business-day reporting deadline due to administrative matters related to the filer EDGAR Next registration.
Remarks:
Jonathan Richard Nahhat, as attorney-in-fact 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did WHG president Fabian Gomez report on this Form 4?

Fabian Gomez reported an equity award and a share sale. He received a grant of 32,287 Westwood Holdings common shares at $0.00 per share, then sold 6,223 shares in an open-market transaction at $16.22 per share on February 23, 2026.

How many Westwood Holdings (WHG) shares does Fabian Gomez hold after these transactions?

After the reported transactions, Gomez holds 122,573 shares. The Form 4 shows that, following the February 23, 2026 award and sale, his directly owned Westwood Holdings common stock position stands at 122,573 shares, reflecting his remaining stake in the company.

At what price did WHG president Fabian Gomez sell shares in this filing?

Gomez sold shares at $16.22 per share. The Form 4 discloses an open-market sale of 6,223 shares of Westwood Holdings common stock at a transaction price of $16.2200 per share on February 23, 2026, following the same-day stock grant.

What type of acquisition did Fabian Gomez report for his WHG shares?

The acquisition was a grant or award of shares. The filing classifies the 32,287-share increase as a non-derivative “grant, award, or other acquisition,” with a transaction price of $0.0000 per share, indicating compensation rather than a market purchase.

Was Fabian Gomez’s WHG Form 4 filing submitted on time?

The Form 4 was filed later than the standard deadline. A footnote explains the report was filed after the two-business-day requirement because of administrative matters related to the filer’s EDGAR Next registration, clarifying the reason for the timing.

Does the Form 4 show any WHG derivative securities for Fabian Gomez?

The filing does not list any derivative positions for Gomez. The derivative section in the provided data is empty, indicating no reported options, warrants, or other derivative securities in this particular Form 4 disclosure.
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