Westwood CEO granted and sells 18,943 shares

Westwood Holdings Group CEO Brian O. Casey reported a mix of stock grant and sale in Westwood Holdings Group Inc. common stock.

Accepted by SEC EDGAR 03/13/2026 - 05:31 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Westwood Holdings Group CEO Brian O. Casey reported a mix of stock grant and sale in Westwood Holdings Group Inc. common stock. On February 23, 2026, he received a grant of 57,194 shares at no cost, then executed an open-market sale of 18,943 shares at $16.22 per share. After these transactions, he directly held 530,610 shares of common stock. The filing notes it was submitted after the two-business-day deadline due to administrative matters related to the filer’s EDGAR Next registration.

Insider Trade Summary

Net Seller: 18,943 shares

Net Sell 2 txns

Insider CASEY BRIAN O

Role CEO

Sold 18,943 shs ($307K)

Type	Security	Shares	Price	Value
Grant/Award	common stock	57,194	$0.00	$0.00
Sale	common stock	18,943	$16.22	$307K

Holdings After Transaction: common stock — 530,610 shares (Direct)

Footnotes (1)

1. F1. This Form 4 is being filed later than the two-business-day reporting deadline due to administrative matters related to the filer EDGAR Next registration.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did WHG CEO Brian O. Casey report?

Brian O. Casey reported a grant and a sale of Westwood Holdings Group Inc. common stock. He received 57,194 shares as a stock award, then sold 18,943 shares in an open-market transaction on February 23, 2026.

How many WHG shares did the CEO sell and at what price?

The CEO sold 18,943 shares of Westwood Holdings Group Inc. common stock. The transaction was an open-market sale at a price of $16.22 per share on February 23, 2026, as disclosed in the Form 4 filing.

How many WHG shares does the CEO hold after these transactions?

Following the reported transactions, Brian O. Casey directly holds 530,610 shares of Westwood Holdings Group Inc. common stock. This post-transaction holding reflects both the 57,194-share grant and the 18,943-share sale reported for February 23, 2026.

Was the WHG CEO’s Form 4 filing submitted late?

Yes. A footnote explains that the Form 4 was filed later than the standard two-business-day deadline because of administrative matters related to the filer’s EDGAR Next registration. The note attributes the delay to these administrative issues rather than the underlying transactions.

What type of award did WHG’s CEO receive in this Form 4?

The CEO received a grant or award acquisition of 57,194 shares of Westwood Holdings Group Inc. common stock. The shares were reported with a per-share price of $0.00, indicating a stock award rather than an open-market purchase for cash consideration.

Does the WHG Form 4 show any option or derivative exercises?

No derivative or option exercises are reported in this Form 4. The filing shows only non-derivative common stock transactions: a 57,194-share grant and an 18,943-share open-market sale. The derivative position summary is empty in the provided data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CASEY BRIAN O

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1200

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	02/23/2026(1)		A		57,194	A	$0	549,553	D
common stock	02/23/2026		S		18,943	D	$16.22	530,610	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4 is being filed later than the two-business-day reporting deadline due to administrative matters related to the filer EDGAR Next registration.

Remarks:

	Jonathan R. Nahhat, by POA from Brian O. Casey	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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