WHG executive sells 10,772 Westwood shares

WESTWOOD HOLDINGS GROUP INC executive Adrian Helfert, CIO of Multi-Asset Investments, sold common stock in an open-market transaction.

Accepted by SEC EDGAR 03/13/2026 - 05:28 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

WESTWOOD HOLDINGS GROUP INC executive Adrian Helfert, CIO of Multi-Asset Investments, sold common stock in an open-market transaction. He sold 10,772 shares at an average price of $16.22 per share on February 23, 2026. After this sale, he directly holds 162,751 shares of Westwood common stock. The company notes the Form 4 was filed after the two-business-day deadline due to administrative matters related to the filer's EDGAR Next registration.

Insider Trade Summary

Net Seller: 10,772 shares

Net Sell 1 txn

Insider Helfert Adrian

Role CIO, Multi-Asset Inv.

Sold 10,772 shs ($175K)

Type	Security	Shares	Price	Value
Sale	common stock	10,772	$16.22	$175K

Holdings After Transaction: common stock — 162,751 shares (Direct)

Footnotes (1)

1. F1. This Form 4 is being filed later than the two-business-day reporting deadline due to administrative matters related to the filer EDGAR Next registration.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did WHG executive Adrian Helfert report?

Adrian Helfert reported an open-market sale of 10,772 shares of WESTWOOD HOLDINGS GROUP INC common stock. The sale occurred at an average price of $16.22 per share, reflecting a routine disposition by a senior investment executive.

At what price did Adrian Helfert sell WHG shares?

He sold 10,772 WESTWOOD HOLDINGS GROUP INC shares at an average price of $16.22 per share. This price reflects the execution level for the reported open-market transaction on February 23, 2026, as disclosed in the Form 4 filing.

How many WHG shares does Adrian Helfert own after the sale?

After the reported sale, Adrian Helfert directly holds 162,751 shares of WESTWOOD HOLDINGS GROUP INC common stock. This post-transaction balance is disclosed in the Form 4 and shows he retains a substantial equity position in the company.

What role does Adrian Helfert hold at WESTWOOD HOLDINGS GROUP INC (WHG)?

Adrian Helfert serves as an officer of WESTWOOD HOLDINGS GROUP INC with the title CIO, Multi-Asset Investments. His role indicates senior responsibility over multi-asset investment strategies within the organization, making his equity holdings relevant to investors.

Was the WHG Form 4 for Adrian Helfert filed late?

Yes. The Form 4 notes it was filed after the standard two-business-day deadline. The company attributes the delay to administrative matters connected to the filer’s EDGAR Next registration, as explained in the filing footnote.

Does the Form 4 show any WHG derivative securities for Adrian Helfert?

No derivative securities are listed for Adrian Helfert in this Form 4. The disclosure focuses on a single non-derivative transaction involving common stock, with no remaining options or other derivative positions reported in the derivative summary section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Helfert Adrian

(Last) (First) (Middle)

200 CRESCENT COURT

STE 1200

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CIO, Multi-Asset Inv.

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	02/23/2026(1)		S		10,772	D	$16.22	162,751	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4 is being filed later than the two-business-day reporting deadline due to administrative matters related to the filer EDGAR Next registration.

Remarks:

	Jonathan Richard Nahhat, as attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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