[Form 4] WESTWOOD HOLDINGS GROUP, INC. Insider Trading Activity

Rhea-AI Filing Summary

Insider sale disclosed: Westwood Holdings Group director and CEO Brian O. Casey reported a sale of 6,750 shares of WHG common stock on 08/29/2025 at a reported price of $18 per share. After the transaction, the filing shows Mr. Casey beneficially owned 505,926 shares. The filing was signed by Jonathan R. Nahhat by power of attorney on 09/03/2025.

Positive

• None.

Negative

• Reported disposition: The CEO and director sold 6,750 shares of WHG common stock on 08/29/2025 at $18 per share.

Insights

Financial Analyst

TL;DR: A routine insider sale of 6,750 shares; holding remains large at 505,926 shares, so market impact is likely limited.

The Form 4 reports a non-derivative disposition by Brian O. Casey on 08/29/2025 of 6,750 WHG shares at $18 each, leaving him with 505,926 shares beneficially owned. This appears to be a straightforward sale rather than option exercise or derivative activity. Given the remaining stake size, the transaction is unlikely to materially change control or ownership concentration. The filing provides no explanation for the sale, and no other transactions are reported.

Corporate Governance Expert

TL;DR: Disclosure is complete for the reported sale; no governance red flags are evident from this single Form 4.

The Form 4 properly discloses the reporting person as both a director and CEO and records the sale details and post-transaction beneficial ownership. There are no indications of related-party transfers, derivative exercises, or implementation of a Rule 10b5-1 plan in this filing. As a standalone disclosure, it meets Section 16 reporting requirements and raises no immediate governance concerns.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CASEY BRIAN O

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1200

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	08/29/2025		S		6,750	D	$18	505,926	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Jonathan R. Nahhat, by POA from Brian O. Casey	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did WHG insider Brian O. Casey report on Form 4?

The Form 4 reports a sale of 6,750 shares of Westwood Holdings Group (WHG) common stock on 08/29/2025 at a price of $18 per share.

How many WHG shares does Brian O. Casey beneficially own after the transaction?

The filing shows Mr. Casey beneficially owns 505,926 shares following the reported sale.

Was the Form 4 signed and who signed it?

The filing was signed by Jonathan R. Nahhat by power of attorney for Brian O. Casey on 09/03/2025.

Did the Form 4 report any derivative transactions or option exercises?

No. Table II for derivative securities contains no reported transactions; only a non-derivative sale is reported in Table I.

Does the filing indicate the sale was part of a 10b5-1 plan?

The Form 4 does not indicate that the transaction was made pursuant to a 10b5-1 plan; no such notation appears in the provided content.