Welcome to our dedicated page for Westwood Hldgs SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Westwood Holdings Group, Inc. (NYSE: WHG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a publicly traded investment management boutique and wealth management firm, Westwood uses SEC reports to present information about its advisory and trust operations, financial condition, dividend decisions and other material events.
Investors can review Westwood’s current and historical periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, to understand how advisory fees, trust fees and other revenues contribute to total revenues, as well as how expenses, net income, cash and liquid investments and stockholders’ equity evolve over time. These filings also describe the composition of assets under management and advisement, the role of the Advisory and Trust segments and the firm’s use of mutual funds, ETFs, private funds and other pooled vehicles.
Current reports on Form 8-K are particularly relevant for WHG, as they disclose material events such as the release of quarterly earnings and the declaration of cash dividends. For example, recent 8-K filings have reported quarterly financial results and board approvals of quarterly cash dividends per common share, along with the associated record and payment dates. These documents help investors track how Westwood’s board approaches capital returns to shareholders.
On this page, users can also monitor any proxy statements on Schedule 14A that discuss governance matters and executive and board compensation, as well as registration statements and other specialized forms that may relate to Westwood’s mutual funds, ETFs and other investment products. For a firm active in advisory, trust, mutual fund, ETF and private fund businesses, these filings provide a structured view of risk factors, segment performance and key accounting policies.
Stock Titan enhances access to WHG filings by pairing real-time updates from the SEC’s EDGAR system with AI-powered summaries. These summaries are designed to highlight the main points in dense documents such as 10-Ks, 10-Qs and 8-Ks, and to make it easier to locate information on topics like segment revenues, dividend declarations, assets under management and non-GAAP measures such as Economic Earnings. Users can also review insider transaction reports on Form 4, when available, to see how Westwood insiders transact in WHG shares.
Westwood Holdings Group announced it has furnished a press release reporting its financial results for the quarter ended June 30, 2025. The Current Report states the press release is furnished and shall not be deemed "filed" for purposes of Section 18, limiting the filing liabilities associated with the disclosure. The company's Board approved a quarterly cash dividend of $0.15 per common share, payable on October 1, 2025 to stockholders of record on September 2, 2025. The filing identifies the registrant as WHG (New York Stock Exchange). This 8-K does not itself include detailed financial line-item results; those are provided in Exhibit 99.1.
Settian Capital LP, PAVP Family Office Fund LP and managing partner Karl K. Segerberg have filed an initial Schedule 13D announcing a 5.0 % beneficial stake (470,515 shares) in Westwood Holdings Group Inc. (WHG). PAVP directly holds 211,732 shares (2.3 %), while Settian Capital, as adviser, and Segerberg, as control person, report the full position. The shares were accumulated in the open market for an aggregate $7.43 million.
The investors believe WHG is undervalued and list a wide spectrum of potential value-creation actions they may advocate, including M&A, capital raises, dividend policy changes, board or management refreshment, operational efficiencies and use of AI. They may increase or decrease their holdings as conditions warrant. No lock-ups, voting agreements or other arrangements were disclosed, and the group reports no legal proceedings.
The filing formally positions Settian/Segerberg as a possible activist catalyst for WHG but stops short of any concrete proposal at this time.
Westwood Holdings Group, Inc. (WHG) – SEC Form 3 filing
On 20 June 2025 a Form 3 was filed for Janice Ryan, who joined WHG’s Board of Directors on 3 June 2025. The form serves as the initial statement of beneficial ownership required under Section 16(a).
- Securities owned: 0 shares of WHG common stock reported; no derivative securities disclosed.
- Ownership form: Direct (D); no indirect or joint holdings indicated.
- Filing logistics: The report notes a filing delay attributed to enrollment in EDGAR Next.
No financial metrics, compensation data, or additional transactions are included. The filing is administrative, signalling Ryan’s formal board appointment and confirming that, as of the event date, she holds no WHG equity.