Welcome to our dedicated page for Westwood Hldgs SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Westwood Holdings Group, Inc. (NYSE: WHG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a publicly traded investment management boutique and wealth management firm, Westwood uses SEC reports to present information about its advisory and trust operations, financial condition, dividend decisions and other material events.
Investors can review Westwood’s current and historical periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, to understand how advisory fees, trust fees and other revenues contribute to total revenues, as well as how expenses, net income, cash and liquid investments and stockholders’ equity evolve over time. These filings also describe the composition of assets under management and advisement, the role of the Advisory and Trust segments and the firm’s use of mutual funds, ETFs, private funds and other pooled vehicles.
Current reports on Form 8-K are particularly relevant for WHG, as they disclose material events such as the release of quarterly earnings and the declaration of cash dividends. For example, recent 8-K filings have reported quarterly financial results and board approvals of quarterly cash dividends per common share, along with the associated record and payment dates. These documents help investors track how Westwood’s board approaches capital returns to shareholders.
On this page, users can also monitor any proxy statements on Schedule 14A that discuss governance matters and executive and board compensation, as well as registration statements and other specialized forms that may relate to Westwood’s mutual funds, ETFs and other investment products. For a firm active in advisory, trust, mutual fund, ETF and private fund businesses, these filings provide a structured view of risk factors, segment performance and key accounting policies.
Stock Titan enhances access to WHG filings by pairing real-time updates from the SEC’s EDGAR system with AI-powered summaries. These summaries are designed to highlight the main points in dense documents such as 10-Ks, 10-Qs and 8-Ks, and to make it easier to locate information on topics like segment revenues, dividend declarations, assets under management and non-GAAP measures such as Economic Earnings. Users can also review insider transaction reports on Form 4, when available, to see how Westwood insiders transact in WHG shares.
WESTWOOD HOLDINGS GROUP INC executive Adrian Helfert, CIO of Multi-Asset Investments, sold common stock in an open-market transaction. He sold 10,772 shares at an average price of $16.22 per share on February 23, 2026. After this sale, he directly holds 162,751 shares of Westwood common stock. The company notes the Form 4 was filed after the two-business-day deadline due to administrative matters related to the filer's EDGAR Next registration.
Westwood Holdings Group executive Matthew Lockridge reported an open‑market sale of company stock. On February 23, 2026, he sold 5,379 shares of Westwood Holdings Group common stock at an average price of $16.22 per share. After this transaction, he directly holds 77,900 shares of common stock. The filing notes it was submitted after the standard two‑business‑day deadline due to administrative matters related to the filer’s EDGAR Next registration.
Westwood Holdings Group is asking stockholders to vote at its virtual 2026 annual meeting on April 30. Proposals include electing six directors, ratifying BDO USA as auditor, approving the Twelfth Amended and Restated Stock Incentive Plan, and a non-binding advisory vote on executive pay, all backed by the Board.
The proxy highlights 2025 performance, with $17.4 billion in assets under management and advisement, revenue of $97.8 million, and net income of $7.1 million, up sharply from 2024. Diluted EPS was $0.79, and non-GAAP economic earnings reached $14.3 million, with $44.1 million in cash and liquid investments and no debt at year-end.
Compensation is positioned as pay-for-performance: a large share is variable, tied to financial and strategic scorecards and delivered via cash bonuses and multi-year vesting restricted stock. The company also details board structure, committee independence, ESG governance, and significant insider and institutional ownership, including 9.49 million shares outstanding as of March 3, 2026.
Westwood Holdings Group is a Delaware-based asset and wealth manager whose revenues come mainly from fees on assets under management and advisement. Through its RIAs and Westwood Trust, it managed about $16.5 billion of AUM and $0.9 billion of AUA as of December 31, 2025.
The firm offers U.S. value equity, multi-asset, energy and real assets, tactical absolute return, income alternatives and customized managed investment solutions, plus mutual funds and ETFs, including new enhanced income ETFs launched in 2024–2025. It is expanding via acquisitions, strategic investments and new products like Energy Secondaries private capital funds.
Westwood highlights intense competition, fee pressure, client concentration—its ten largest clients produced about 20% of 2025 fee revenue—and extensive regulatory oversight as key risks. It also details cybersecurity, operational and reputational risks, and emphasizes ESG principles, diversity, and community involvement as part of its long-term culture.
Westwood Holdings Group Inc filed a Form 13F disclosing its institutional holdings. The report lists 482 information-table entries with a total market value of $12,299,552,284 and identifies 4 other included managers. The report was signed by John A. Ehinger on 02-17-2026.
Westwood Holdings Group reported stronger results for the fourth quarter and full year 2025 and declared a cash dividend. Fourth quarter revenues were $27.1 million, up from $24.3 million in the prior quarter and $25.6 million a year earlier, driven by higher ETF and private energy secondaries fund revenues and higher performance fees. Net income for the quarter was $1.9 million with diluted EPS of $0.21, compared with $0.41 in the third quarter and $0.24 in the prior-year quarter, as higher performance-related compensation and professional services costs offset revenue growth. For 2025, revenues rose to $97.8 million from $94.7 million in 2024, while net income increased to $7.1 million and diluted EPS rose to $0.79 from $0.26. Non-GAAP Economic Earnings for the year were $14.3 million, with Economic EPS of $1.61 versus $0.82 in 2024. Firmwide assets under management and advisement totaled $17.4 billion. The company highlighted ETF assets above $200 million, over $300 million in capital commitments to its second flagship energy secondaries fund and co-investment funds, and its first institutional client win for Managed Investment Solutions. The Board approved a quarterly cash dividend of $0.15 per share, payable April 1, 2026 to stockholders of record on March 3, 2026, matching the 2025 quarterly rate.
Westwood Holdings Group, Inc. received an amended institutional ownership report from DePrince, Race & Zollo, Inc., dated 01/12/2026. The investment adviser now reports beneficial ownership of 0 shares of Westwood common stock, representing 0.00% of the class.
The filer states it has no sole or shared power to vote or dispose of any Westwood shares. DePrince, Race & Zollo files as an investment adviser under Rule 13d‑1(b) and certifies that any securities referenced were acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Westwood.
Westwood Holdings Group Inc. CEO and director Brian O. Casey reported a sale of company stock. On 12/10/2025, he sold 8,341 shares of Westwood Holdings Group common stock in an open-market transaction reported as a sale code "S" at a weighted average price of $16.5494 per share. The filing states the sale was executed pursuant to Rule 144 under the Securities Act of 1933 and that the shares were sold in multiple trades at prices ranging from $16.45 to $16.6528. Following this transaction, he beneficially owned 492,359 shares of Westwood Holdings Group common stock in direct form.
Westwood Holdings Group CEO Brian O. Casey, who is also a director, reported selling 1,764 shares of Westwood common stock on 12/09/2025. The sale was executed under Rule 144 of the Securities Act of 1933 at a weighted average price of $16.4063 per share, with individual trades occurring between $16.4014 and $16.41. After this transaction, Casey beneficially owns 500,700 shares of Westwood common stock, held in direct ownership.
Westwood Holdings Group CEO and director Brian O. Casey reported a small sale of company stock. On 12/08/2025, he sold 1,602 shares of Westwood Holdings Group common stock in an open-market transaction coded as a sale. The weighted average sale price was $16.4456 per share, with individual trades executed between $16.43 and $16.45 under Rule 144.
After this transaction, he beneficially owned 502,464 shares of Westwood Holdings Group common stock in direct ownership. The filing notes that detailed price breakdowns for each trade are available upon request from the reporting person, the company, or the SEC staff.