Westwood CEO gets stock grant, shares withheld for tax

Westwood Holdings Group CEO Brian O. Casey reported equity compensation activity involving company common stock.

Rhea-AI Filing Summary

Westwood Holdings Group CEO Brian O. Casey reported equity compensation activity involving company common stock. On 2026-02-23, he received a grant of 57,194 shares of common stock at a price of $0.0000 per share as a share award. On the same date, 18,943 shares were disposed of at $16.2200 per share to satisfy tax obligations, resulting in a net increase of 38,251 shares from this award. Following these transactions, Casey directly held 530,610 shares of Westwood Holdings Group common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider CASEY BRIAN O

Role CEO

Type	Security	Shares	Price	Value
Grant/Award	common stock	57,194	$0.00	$0.00
Exercise Price or Tax Liability	common stock	18,943	$16.22	$307K

Holdings After Transaction: common stock — 530,610 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Westwood Holdings (WHG) report for CEO Brian O. Casey?

Westwood Holdings reported that CEO Brian O. Casey received a grant of 57,194 shares of common stock and had 18,943 shares withheld to cover taxes. After these transactions, he directly held 530,610 shares of Westwood Holdings common stock.

How many Westwood Holdings (WHG) shares did the CEO acquire in this Form 4/A?

CEO Brian O. Casey acquired 57,194 shares of Westwood Holdings common stock through a grant priced at $0.0000 per share. This grant represents equity compensation and increased his direct ownership position, subject to shares withheld to cover related tax liabilities.

Why were some Westwood Holdings (WHG) shares disposed of in the CEO’s Form 4/A?

The filing shows 18,943 Westwood Holdings common shares were disposed of at $16.2200 per share to satisfy tax obligations. This tax-withholding disposition is associated with the equity grant and does not represent an open-market sale by the CEO.

What is Brian O. Casey’s Westwood Holdings (WHG) share ownership after these transactions?

After the reported grant and tax-withholding disposition, CEO Brian O. Casey directly owned 530,610 shares of Westwood Holdings common stock. This total reflects his position following both the share award and the related tax-share disposition on 2026-02-23.

What do the A and F transaction codes mean in the Westwood Holdings (WHG) Form 4/A?

The A code indicates a grant, award, or other acquisition of shares, here 57,194 common shares. The F code indicates shares, 18,943 in this case, were delivered or withheld to pay a tax liability related to the equity award transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 03/16/2026 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CASEY BRIAN O

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1200

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	02/23/2026		A		57,194	A	$0	530,610	D
common stock	02/23/2026		F		18,943	D	$16.22	530,610	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

This Form 4/A is being filed solely to correct the transaction code previously reported for the reported disposition. The 'Disposed of' transaction was incorrectly coded as 'S'. The correct transaction code is 'F' to reflect shares withheld to satisfy tax withholding obligations.

	Jonathan R. Nahhat, by POA from Brian O. Casey	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.