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Westwood Holdings holders report 7.84% stake

Westwood Holdings Group Inc. (WHG) is the subject of a Schedule 13D amendment reporting collective beneficial ownership of 745,725 shares, or 7.84% of the class, based on 9,517,454 shares outstanding as of September 30, 2026.

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Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Westwood Holdings Group Inc. (WHG) is the subject of a Schedule 13D amendment reporting collective beneficial ownership of 745,725 shares, or 7.84% of the class, based on 9,517,454 shares outstanding as of September 30, 2026. The listed holdings were GAMCO Investors, Inc. (GBL), 443,800 shares; Associated Capital Group, Inc., 186,690; Gabelli Funds LLC, 102,905; Gabelli Foundation, Inc., 8,000; and GAMCO Asset Management Inc. (GAMCO), 4,330.

The reporting persons stated they used approximately $1,763,433 to purchase additional securities since the most recent filing. Associated Capital Group reported purchases of 3,654 shares on November 6, 18 on November 5, 4,690 on October 21, and 171 on October 16, 2026, each at $18.5000 per share. Associated Capital Group used working capital; GAMCO and Gabelli Funds used funds from certain investment-advisory client accounts, with some GAMCO accounts possibly funded through client-margin borrowings.

Collective beneficial ownership 745,725 shares Aggregate position reported in the amendment
Percentage of class 7.84% Collective beneficial ownership
Shares outstanding 9,517,454 shares As of September 30, 2026
Funds used for additional securities Approximately $1,763,433 Since the most recent filing
Associated Capital Group transactions 3,654; 18; 4,690; and 171 shares November 6, November 5, October 21, and October 16, 2026, respectively
Transaction price $18.5000 per share Each Associated Capital Group transaction listed
beneficially owned regulatory
"aggregate number of Securities to which this statement relates"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole dispositive power regulatory
"Sole Dispositive Power 186,690.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Proxy Voting Committee regulatory
"the Proxy Voting Committee of each Fund shall respectively vote"
aggregate voting interest regulatory
"aggregate voting interest of all joint filers does not exceed 25%"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WHG shares did the reporting persons beneficially own?

The reporting persons' aggregate beneficial ownership was 745,725 shares, or 7.84% of the class. Westwood reported 9,517,454 shares outstanding as of September 30, 2026. The listed holdings included 443,800 shares attributed to GAMCO Investors, Inc. (GBL) and 186,690 shares attributed to Associated Capital Group, Inc.

What were Associated Capital Group's recent WHG transactions?

Associated Capital Group reported purchases of 3,654 shares on November 6, 2026, 18 on November 5, 4,690 on October 21, and 171 on October 16, each at $18.5000 per share. The reporting persons stated that Associated Capital Group used approximately $1,650,591 of working capital to purchase additional securities reported by it.

Who had voting power over WHG shares held by Gabelli Funds?

The statement says Gabelli Funds had sole voting and dispositive power over shares held by the Funds while the aggregate voting interest of all joint filers did not exceed 25% of their total voting interest in WHG. In that event, each Fund's Proxy Voting Committee was to vote its shares; the committees could also exercise the full voting power in special circumstances.

Why did the reporting persons file a long-form Schedule 13D?

They state that they use the long-form Schedule 13D even though they may be technically eligible to file the short-form Schedule G, because they may regularly communicate with WHG management and say the long-form filing ensures those conversations comply with Exchange Act reporting obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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961765104

(CUSIP Number)
DAVID GOLDMAN
191 MASON STREET,
GREENWICH, CT, 06830
914-921-5000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
11/06/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




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SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


GAMCO INVESTORS, INC. ET AL
Signature:DAVID GOLDMAN
Name/Title:CHIEF LEGAL OFFICER
Date:11/09/2026
GABELLI FUNDS LLC
Signature:DAVID GOLDMAN
Name/Title:GENERAL COUNSEL
Date:11/09/2026
GAMCO Asset Management Inc.
Signature:DOUGLAS R. JAMIESON
Name/Title:PRESIDENT
Date:11/09/2026
GABELLI FOUNDATION, INC.
Signature:DAVID GOLDMAN
Name/Title:ATTORNEY-IN-FACT
Date:11/09/2026
GGCP, INC.
Signature:DAVID GOLDMAN
Name/Title:ATTORNEY-IN-FACT
Date:11/09/2026
Associated Capital Group, Inc.
Signature:DAVID GOLDMAN
Name/Title:ATTORNEY-IN-FACT
Date:11/09/2026
GABELLI MARIO J
Signature:DAVID GOLDMAN
Name/Title:ATTORNEY-IN-FACT
Date:11/09/2026

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