Wheeler REIT files Form 144 for 7.00% convertible notes

Wheeler REIT, Inc. reported a Form 144 notice for the sale of 7.00% Subordinated Convertible Notes due 2031.

Rhea-AI Filing Summary

Wheeler REIT, Inc. reported a Form 144 notice for the sale of 7.00% Subordinated Convertible Notes due 2031. The filing lists a prior issuance date of 08/19/2021 (subscription through a rights offering) and a broker-dealer address at Raymond James & Associates, Inc., 880 Carillon Parkway, St. Petersburg, FL 33716. The excerpt includes numeric entries such as 42,500, 3,506,250, and 1,174,116 associated with the securities table and shows a date of 06/03/2026.

Insights

Securities Compliance Specialist

Routine Form 144 sale notice for convertible notes; administrative disclosure.

The filing lists a sale notice under Form 144 for 7.00% Subordinated Convertible Notes due 2031 originally issued 08/19/2021 via a rights offering. The table includes numeric entries (e.g., 42,500, 3,506,250, 1,174,116) and a filing/processing date of 06/03/2026.

Cash-flow treatment and exact seller identity are not shown in the excerpt; subsequent transfer or sale details must appear in the full Form 144 or related broker records for confirmation.

Key Figures

Coupon rate: 7.00% Original issuance date: 08/19/2021 Filing/processing date: 06/03/2026 +1 more

4 metrics

Coupon rate 7.00% Subordinated Convertible Notes due 2031

Original issuance date 08/19/2021 Subscription through rights offering

Filing/processing date 06/03/2026 Date shown in excerpt

Numeric entries in table 42,500; 3,506,250; 1,174,116 Values shown in the securities table (labels not explicit in excerpt)

Key Terms

Subordinated Convertible Notes, Subscription through rights offering, Form 144

3 terms

Subordinated Convertible Notes financial

"Wheeler REIT, Inc. 7.00% Subordinated Convertible Notes due 2031"

Subscription through rights offering regulatory

"08/19/2021 | Subscription through rights offering"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Wheeler REIT's (WHLR) Form 144 notice report?

The Form 144 notice reports a proposed sale of 7.00% Subordinated Convertible Notes due 2031, with an original issuance date of 08/19/2021. The excerpt lists broker details and numeric entries tied to the securities table.

When were the convertible notes originally issued for WHLR?

The convertible notes were issued on 08/19/2021 through a subscription via rights offering. That issuance date is shown in the filing excerpt.

Who is the broker-dealer listed on the Form 144 for WHLR?

The excerpt lists Raymond James & Associates, Inc. at 880 Carillon Parkway, St. Petersburg, FL 33716 as the broker-dealer associated with the listed securities.

Does the excerpt show the amount of notes being sold?

The excerpt contains numeric entries (42,500, 3,506,250, 1,174,116) in the securities table. The filing text does not explicitly label which of these is the exact amount offered for sale in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 04:12 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001397076
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WHEELER REAL ESTATE INVESTMENT TRUST, INC.
SEC File Number	001-35713
Address of Issuer	RIVERSEDGE NORTH 2529 VIRGINIA BEACH BLVD., SUITE 200 VIRGINIA BEACH VIRGINIA 23452
Phone	(757) 627-9088
Name of Person for Whose Account the Securities are To Be Sold	Stilwell Value LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Wheeler REIT, Inc. 7.00% Subordinated Convertible Notes due 2031	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	42500	3506250	1174116	06/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
7.00% Subordinated Convertible Notes	08/19/2021	Subscription through rights offering	Wheeler REIT, Inc.			999995	08/13/2021	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Corissa B. Porcelli
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)