Welcome to our dedicated page for Wheeler Real Estate Invt Tr SEC filings (Ticker: WHLR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wheeler Real Estate Investment Trust, Inc. (WHLR) SEC filings page provides access to the company’s regulatory reports and disclosures as filed with the U.S. Securities and Exchange Commission. As a Maryland-incorporated real estate investment trust focused on income-producing retail properties, Wheeler Real Estate Investment Trust, Inc. reports detailed information on its operations, capital structure, and securities through forms such as the 10-K, 10-Q, and 8-K.
Annual reports on Form 10-K and quarterly reports on Form 10-Q, referenced in the company’s press releases, present financial and operating results for periods including full fiscal years and interim quarters. These filings are central for understanding the performance of Wheeler Real Estate Investment Trust, Inc.’s portfolio of retail properties and its overall financial condition.
Form 8-K filings are especially significant for WHLR because they document material events related to its capital structure. Recent 8-Ks describe exchanges of Series B Convertible Preferred Stock and Series D Cumulative Convertible Preferred Stock for common stock, monthly redemptions of Series D Preferred Stock settled in common shares, and adjustments to the conversion price of the 7.00% Subordinated Convertible Notes due 2031. Other 8-Ks detail one-for-five and one-for-two reverse stock splits of the company’s common stock, associated charter amendments, and the resulting changes to conversion rates and conversion prices for the company’s convertible securities.
Through this page, users can review WHLR filings to see how Wheeler Real Estate Investment Trust, Inc. reports redemptions, exchanges, reverse stock splits, and interest payments on its notes, including instances where interest is paid in Series D Cumulative Convertible Preferred Stock. AI-powered tools on the platform can help summarize lengthy filings, highlight key terms such as conversion price adjustments, and make complex capital structure disclosures easier to interpret.
Wheeler Real Estate Investment Trust, Inc. requested withdrawal of a Registration Statement covering 1,558,134 shares of common stock issuable upon exercise of warrants. The Company states no securities were sold under the Registration Statement and cites reverse stock splits after effectiveness that reduced the covered shares to less than one whole share. The filing requests that fees paid be credited for future use under Rule 457(p).
Wheeler Real Estate Investment Trust, Inc. filed a Prospectus Supplement dated
The supplement attaches a Form 8-K reporting that on
The Board approved Excepted Holder limits for the warrant holders: an aggregate Capital Stock Excepted Holder Limit of 19% and a Common Stock Excepted Holder Limit of 45%. Separately, CFO and Secretary Crystal Plum notified the company of her resignation effective
Wheeler Real Estate Investment Trust, Inc. filed a Prospectus Supplement and attached a Form 8-K describing securities actions tied to its 7.00% Subordinated Convertible Notes due 2031, including issuance from time to time of Series B Convertible Preferred Stock and Series D Cumulative Convertible Preferred Stock as interest payments.
The company amended certain March 12, 2021 warrants into Amended and Restated Common Stock Purchase Warrants exercisable for an aggregate number of shares equal to
Wheeler Real Estate Investment Trust, Inc. entered into several agreements with affiliates of Magnetar Financial LLC and established leadership changes. The company amended and restated existing common stock purchase warrants so they are now exercisable at an exercise price of $0.01 per share for an aggregate number of shares equal to 12% of common stock outstanding at the time of exercise, with a final expiration date of March 12, 2026. It also signed an amended and restated registration rights agreement to register the resale of shares underlying these warrants on a Form S-11 within 45 days. The board approved an Excepted Holder Agreement raising the Investors’ aggregate capital stock ownership limit to 19% and common stock ownership limit to 45%, and granted participation rights for the Investors to take up to 12% of certain future borrowings or securities while they own at least 5% of the common stock. Separately, Chief Financial Officer and Secretary Crystal Plum resigned, with her last day on March 13, 2026; the company states her resignation was not due to any disagreement and has begun a search for a new CFO.
Wheeler Real Estate Investment Trust, Inc. received an amended Schedule 13G/A from a Magnetar-affiliated group. As of December 31, 2025, Magnetar Financial LLC, Magnetar Capital Partners LP, Supernova Management LLC and David J. Snyderman together may be deemed to beneficially own 205,951 shares of common stock.
This position represents 9.8% of Wheeler’s common stock, calculated under the company’s charter “Ownership Limits” that cap any holder at 9.8% of outstanding common or total capital stock unless waived by the board. The figure includes shares issuable upon potential exercise or conversion of warrants, 7.00% subordinated convertible notes due 2031, Series D preferred stock and Series B preferred stock held by Magnetar-related vehicles, all subject to those limits.
The reporting persons have shared voting and dispositive power over the 205,951 shares and no sole voting or dispositive authority. They state the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of Wheeler.
Wheeler Real Estate Investment Trust, Inc. updates its prospectus covering the potential issuance from time to time of up to 100,043,323 shares of common stock. The attached Form 8-K describes a February 6, 2026 exchange in which the company issued 439,300 common shares to two investors in return for 19,100 Series D preferred shares and 38,200 Series B preferred shares. The preferred shares received were retired and cancelled, and the exchange generated no cash proceeds, functioning as a non-cash adjustment to the capital structure.
Wheeler Real Estate Investment Trust, Inc. reports a private exchange of preferred stock into common stock. On February 6, 2026, the company issued 439,300 shares of common stock to two unaffiliated investors in exchange for 19,100 Series D and 38,200 Series B preferred shares. Each exchange involved issuing twenty-three common shares for two Series B and one Series D preferred share. The company received no cash in these transactions, and all exchanged preferred shares were retired and cancelled, modestly reshaping the mix of its outstanding securities.
Wheeler Real Estate Investment Trust, Inc. disclosed that it exchanged preferred stock for common shares in a non-cash transaction. On February 6, 2026, the company issued 439,300 shares of common stock to two unaffiliated investors in return for an aggregate 19,100 Series D and 38,200 Series B preferred shares.
Each exchange used a fixed formula of 23 common shares for every 2 Series B and 1 Series D preferred share. The preferred shares received in the exchange were retired and cancelled, reducing those preferred classes outstanding while increasing common shares, with no cash proceeds involved.
Wheeler Real Estate Investment Trust, Inc. supplements its prospectus covering the issuance from time to time of up to 100,043,323 shares of common stock. The supplement attaches a new report describing February 2026 activity in its Series D Preferred Stock redemptions and the related conversion terms of its 7.00% Subordinated Convertible Notes due 2031.
For February redemptions, 10,700 Series D Preferred shares were redeemed at approximately $42.35 per share and settled through 95,904 common shares, based on a volume‑weighted average common share price of about $4.72. Under the note indenture, that price triggered an adjustment of the note conversion price to approximately $2.60 per common share, or about 9.62 common shares for each
Wheeler Real Estate Investment Trust, Inc. updated investors on the conversion terms of its 7.00% Subordinated Convertible Notes due 2031 and recent Series D Preferred Stock redemptions. Based on February conversions of Series D Preferred Stock, the note conversion price was adjusted to approximately $2.60 per share of common stock, or about 9.62 shares for each $25.00 of principal.
For the 29th monthly Holder Redemption Date on February 5, 2026, holders redeemed 10,700 Series D Preferred shares at a Redemption Price of about $42.35 per share, settled through issuance of 95,904 common shares. Cumulatively, 1,770,581 Series D Preferred shares have been redeemed, with roughly 249,000 common shares issued in settlement. As of February 6, 2026, Wheeler had 790,739 common shares and 1,577,898 Series D Preferred shares outstanding.