WINA Filing: Insider Notice to Sell 852 Common Shares via RBC Capital Markets

Rhea-AI Filing Summary

Winmark Corp (WINA) submitted a Form 144 notice proposing to sell 852 shares of common stock through RBC Capital Markets. The filing lists an aggregate market value of $430,274.00 and shows 3,548,458 shares outstanding. The securities were acquired on 11/08/2021 by stock option exercise from the issuer. The approximate sale date is 09/17/2025. The filer reports no securities sold in the past three months and includes the standard Rule 144 attestations and signature warnings.

Positive

• Disclosure completeness: The filing identifies broker, number of shares, aggregate market value, acquisition date and method, and approximate sale date.
• No recent sales: The filer reports "Nothing to Report" for securities sold in the past three months.

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine Form 144 notifying a proposed sale of 852 common shares acquired by option exercise; no recent sales reported.

The filing is a standard Rule 144 notice indicating an intention to sell 852 shares of Winmark common stock via RBC Capital Markets with an aggregate market value of $430,274.00. The shares were acquired on 11/08/2021 through a stock option exercise from the issuer. The filing states an approximate sale date of 09/17/2025 and reports no sales by the filer in the prior three months. From a securities compliance perspective, this document meets the disclosure requirements for notification of an intended sale by an insider or affiliate and contains the requisite attestations about material nonpublic information.

Corporate Governance Expert

TL;DR: Procedural disclosure of an insider-originated sale; contains required representations and no unusual disclosures.

The notice includes the standard signature representation that the seller does not possess undisclosed material adverse information and mentions Rule 10b5-1 plan conditions. It identifies RBC Capital Markets as the broker and confirms the acquisition method as a stock option exercise. There are no stated departures, related-party complexities, or recent sales reported that would raise governance flags in this filing alone.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	852	430274.00	3548458	09/17/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	11/08/2021	STOCK OPTION EXERCISE	ISSUER			852	11/08/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Winmark's (WINA) Form 144 report?

The Form 144 reports a proposed sale of 852 shares of Winmark common stock with an aggregate market value of $430,274.00.

When were the shares being sold by WINA acquired?

The shares were acquired on 11/08/2021 by stock option exercise from the issuer.

Which broker is handling the proposed sale in the WINA Form 144?

RBC Capital Markets LLC (250 Nicollet Mall, Suite 1700, Minneapolis, MN 55401) is named as the broker.

What is the approximate sale date listed on the WINA Form 144?

The approximate date of sale is 09/17/2025.

Did the filer sell other Winmark securities in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.