Welcome to our dedicated page for Western Asset Short Duration ETF SEC filings (Ticker: WINC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Western Asset Short Duration Income ETF (WINC) provides access to regulatory documents that describe the fund’s listing status and its removal from the Nasdaq Stock Market LLC. A central filing is the Form 25 submitted by Nasdaq, titled “Notification of Removal from Listing and/or Registration Under Section 12(b) of the Securities Exchange Act of 1934.” This document identifies Legg Mason ETF Investment Trust as the issuer and confirms that Western Asset Short Duration Income ETF is among the classes of securities being removed.
Through these filings, users can see how WINC transitioned from a listed ETF to a delisted security in connection with its liquidation and dissolution. The Form 25 indicates that the exchange complied with its rules to strike the class of securities from listing and that the issuer complied with the requirements for voluntary withdrawal from listing and registration. This provides an official record of the delisting process that complements Franklin Templeton’s public announcement of the fund’s liquidation.
On Stock Titan, these filings are paired with AI-powered summaries that explain the purpose and implications of each document in clear language. Instead of reading regulatory text line by line, users can rely on AI explanations that highlight what the filing means for WINC’s trading status, how it fits into the broader liquidation timeline, and what it signals about the fund’s lifecycle.
In addition to Form 25, the filings page can surface other historical SEC documents related to WINC, allowing investors and researchers to trace the fund’s regulatory history from listing through delisting. Real-time integration with the EDGAR system helps ensure that new or amended filings appear promptly, while AI insights make it easier to interpret complex legal and compliance language.
The filing is a Form 25 notification that Nasdaq Stock Market LLC is removing a class of securities of Legg Mason ETF Investment Trust from listing and/or registration on Nasdaq. The form cites compliance with the Exchange's rules and with 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c) governing withdrawal of a class of securities. The document identifies Nasdaq as the exchange but does not include a signing name, signature, or a date and provides no reason or effective date for the removal.