Workiva (WK) Form 144: Proposed sale of 78,421 shares, NYSE

Workiva (WK) filed a Form 144 notice for a proposed sale of 78,421 common shares.

Accepted by SEC EDGAR 11/12/2025 - 04:51 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Workiva (WK) filed a Form 144 notice for a proposed sale of 78,421 common shares. The shares were acquired via stock option exercise on 11/12/2025 for cash and are proposed to be sold on 11/12/2025 through Morgan Stanley Smith Barney LLC on the NYSE. The filing lists an aggregate market value of $7,294,203.84. Workiva had 52,432,466 shares outstanding. Recent sales disclosed: 50,000 shares on 10/13/2025 for $4,434,375.00 and 40,000 shares on 10/03/2025 for $3,499,992.00.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Workiva (WK) shares are covered by this Form 144?

The notice covers a proposed sale of 78,421 common shares.

What is the aggregate market value of the proposed Workiva share sale?

The filing lists an aggregate market value of $7,294,203.84.

How were the Workiva shares acquired before the proposed sale?

They were acquired via stock option exercise on 11/12/2025 with cash payment.

When and where are the Workiva shares proposed to be sold?

The proposed sale date is 11/12/2025 on the NYSE.

Which broker is listed for the Workiva Form 144 sale?

The broker is Morgan Stanley Smith Barney LLC (Executive Financial Services).

How many Workiva shares are outstanding per the notice?

The filing lists 52,432,466 shares outstanding.

What prior sales by the filer are disclosed in the last 3 months?

Disclosed sales: 50,000 shares on 10/13/2025 for $4,434,375.00 and 40,000 shares on 10/03/2025 for $3,499,992.00.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001013631
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WORKIVA INC.
SEC File Number	001-36773
Address of Issuer	2900 University Blvd. Ames IOWA 50010
Phone	(888) 275-3125
Name of Person for Whose Account the Securities are To Be Sold	MATTHEW RIZAI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	78421	7294203.84	52432466	11/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/12/2025	Stock Option Exercise	Issuer			78421	11/12/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATTHEW RIZAI 2900 University Blvd. Ames IA 50010	Common	10/13/2025	50000	4434375.00
MATTHEW RIZAI 2900 University Blvd. Ames IA 50010	Common	10/03/2025	40000	3499992.00

144: Remarks and Signature

Remarks
Date of Notice	11/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew M Rizai
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)