Workiva director reports zero share ownership

Workiva Inc. director Richard Scott Herren filed an initial ownership report showing no holdings of Class A Common Stock.

Accepted by SEC EDGAR 03/03/2026 - 04:23 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Workiva Inc. director Richard Scott Herren filed an initial ownership report showing no holdings of Class A Common Stock. This Form 3 filing establishes his starting beneficial ownership position as a director, which is reported as zero shares following the reported status.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Herren Richard Scott

Role Director

Type	Security	Shares	Price	Value
Holding	Class A Common Stock	--	--	--

Holdings: Class A Common Stock — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Workiva (WK) Form 3 filed by Richard Scott Herren show?

The Form 3 shows that director Richard Scott Herren reported zero shares of Workiva Class A Common Stock owned. This initial ownership filing establishes his starting beneficial ownership position as a director for SEC reporting purposes.

Who is the reporting person on the Workiva (WK) Form 3?

The reporting person is Richard Scott Herren, identified as a director of Workiva Inc. His Form 3 filing discloses his beneficial ownership status in the company’s Class A Common Stock at the time of becoming subject to reporting.

How many Workiva (WK) shares does Richard Scott Herren report owning on Form 3?

Richard Scott Herren reports total holdings of 0.0000 shares of Workiva Class A Common Stock following the reported status. This indicates no beneficial ownership in that security at the time of this initial filing.

Does the Workiva (WK) Form 3 show any insider buy or sell transactions?

No buy or sell transactions are indicated. The transaction is categorized with an unknown code and simply reflects an initial ownership status, with no reported purchases, sales, acquisitions, or dispositions of Workiva Class A Common Stock.

What type of security is reported on Richard Scott Herren’s Workiva (WK) Form 3?

The security reported is Workiva Inc. Class A Common Stock. The filing states that, following the reported status, Richard Scott Herren holds a total of 0.0000 shares of this security as his initial beneficial ownership position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Herren Richard Scott

(Last) (First) (Middle)

2900 UNIVERSITY BLVD.

(Street)

AMES IA 50010

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2026

3. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Richard Scott Herren	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.