STOCK TITAN

Workiva (NYSE: WK) director sells 1,000 shares in open-market trade

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Workiva Inc. director Robert H. Herz reported an open-market sale of 1,000 shares of Class A Common Stock. The shares were sold at a price of $49.69 per share on May 29, 2026. After this transaction, he directly holds 34,802 shares and indirectly holds 36,809 shares through a trust.

Positive

  • None.

Negative

  • None.
Insider Herz Robert H
Role null
Sold 1,000 shs ($50K)
Type Security Shares Price Value
Sale Class A Common Stock 1,000 $49.69 $50K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 34,802 shares (Direct, null); Class A Common Stock — 36,809 shares (Indirect, By Trust)
Footnotes (1)
Shares sold 1,000 shares Open-market sale of Class A Common Stock on May 29, 2026
Sale price per share $49.69 per share Price for 1,000-share open-market sale
Direct holdings after transaction 34,802 shares Class A Common Stock directly owned after sale
Indirect holdings by trust 36,809 shares Class A Common Stock held indirectly by trust
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
indirect ownership financial
"ownership_type: "indirect""
By Trust financial
"nature_of_ownership: "By Trust""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Herz Robert H

(Last)(First)(Middle)
2900 UNIVERSITY BOULEVARD

(Street)
AMES IOWA 50010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/29/2026S1,000D$49.6934,802D
Class A Common Stock36,809IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Brandon E. Ziegler as attorney-in-fact for Robert H. Herz06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Workiva (WK) report for Robert H. Herz?

Workiva reported that director Robert H. Herz sold 1,000 shares of Class A Common Stock. The transaction was an open-market sale executed on May 29, 2026, and is recorded as a non-derivative transaction in the Form 4 filing.

At what price did Robert H. Herz sell Workiva (WK) shares?

Robert H. Herz sold 1,000 Workiva Class A Common Stock shares at $49.69 per share. The filing identifies this as an open-market sale, meaning the trade was executed on the market rather than through a derivative or private structured transaction.

How many Workiva (WK) shares does Robert H. Herz hold after the sale?

After the reported sale, Robert H. Herz directly holds 34,802 shares of Workiva Class A Common Stock. In addition, there is an indirect holding of 36,809 shares reported as held by a trust, giving visibility into both his direct and trust-related positions.

What type of securities were involved in the Workiva (WK) Form 4 filing?

The Form 4 filing involves Workiva Class A Common Stock. One entry is an open-market sale of 1,000 non-derivative shares, and another entry reflects an indirect holding of 36,809 shares held by a trust, without a reported transaction amount on that line.

How is indirect ownership reported for Robert H. Herz in Workiva (WK)?

Indirect ownership for Robert H. Herz is reported as 36,809 shares of Class A Common Stock held "By Trust." The filing classifies this position as indirect with ownership code "I," distinguishing it from his directly held 34,802-share position after the transaction.