Director at Workiva (NYSE: WK) receives 4,070 restricted stock units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Herz Robert H reported acquisition or exercise transactions in this Form 4 filing.

WORKIVA INC director Robert H. Herz received a grant of 4,070 restricted stock units of Class A Common Stock at no cost, issued under the Workiva Inc. 2014 Equity Incentive Plan. This is a compensation-related award, not an open-market purchase.

Following this grant, Herz holds 38,872 shares of Class A Common Stock directly, and 36,809 shares are held indirectly by a trust. The filing does not show any open-market buying or selling activity, only the new equity award and an updated report of existing indirect holdings.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Herz Robert H

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	4,070	$0.00	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 38,872 shares (Direct, null); Class A Common Stock — 36,809 shares (Indirect, By Trust)

Footnotes (1)

[object Object]

Key Figures

RSU grant: 4,070 units Grant price: $0.0000 per share Direct holdings after grant: 38,872 shares +3 more

6 metrics

RSU grant 4,070 units Restricted stock units of Class A Common Stock granted to director

Grant price $0.0000 per share Price per share for the 4,070 restricted stock units

Direct holdings after grant 38,872 shares Class A Common Stock held directly by Robert H. Herz after transaction

Indirect holdings by trust 36,809 shares Class A Common Stock held indirectly by trust

Acquire transactions 1 transaction Grant/award acquisition counted in transaction summary

Holding entries 1 entry Non-transactional holding line for indirect trust shares

Key Terms

restricted stock units, Workiva Inc. 2014 Equity Incentive Plan, indirect ownership, Form 4

4 terms

restricted stock units financial

"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Workiva Inc. 2014 Equity Incentive Plan financial

"Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan."

indirect ownership financial

"total_shares_following_transaction: 36809.0000, direct_or_indirect: I, nature_of_ownership: By Trust"

Form 4 regulatory

"INSIDER FILING DATA (Form 4): { "issuerName": "WORKIVA INC""

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 04:34 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Herz Robert H

(Last)

(First)

(Middle)

2900 UNIVERSITY BOULEVARD

(Street)

AMES

IOWA

50010

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/01/2026		A⁽¹⁾		4,070	A	⁽¹⁾	38,872	D
Class A Common Stock								36,809	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Robert H. Herz	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Workiva (WK) report for Robert H. Herz?

Workiva reported that director Robert H. Herz received a grant of 4,070 restricted stock units of Class A Common Stock. The award was granted at no cost as equity compensation rather than through an open-market share purchase.

How many Workiva (WK) shares did Robert H. Herz receive in the latest Form 4?

Robert H. Herz received 4,070 restricted stock units representing Class A Common Stock. These units were granted for $0.0000 per share under the company’s 2014 Equity Incentive Plan, reflecting stock-based compensation instead of a cash-funded purchase.

What are Robert H. Herz’s Workiva (WK) holdings after this Form 4 grant?

After the grant, Robert H. Herz holds 38,872 shares of Workiva Class A Common Stock directly. An additional 36,809 shares are reported as held indirectly by a trust, giving a fuller picture of his combined direct and indirect equity exposure.

Was the Workiva (WK) Form 4 transaction a market buy or sell?

The Form 4 does not show any market buy or sell. It reports a grant of 4,070 restricted stock units at no cost and a separate holding entry for 36,809 indirectly held shares, indicating compensation and ownership reporting rather than trading activity.

Under which plan were the new Workiva (WK) restricted stock units granted?

The 4,070 restricted stock units were granted under the Workiva Inc. 2014 Equity Incentive Plan. This plan provides equity-based compensation, and the footnote clarifies that the reported units are a grant of restricted stock units pursuant to that plan.