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Wealthfront Corp (WLTH) CTO details RSU settlements and tax share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wealthfront Corp’s Chief Technology Officer reported several equity transactions on 12/15/2025. The filing shows the settlement of three restricted stock unit (RSU) awards into common stock, with 20,525, 20,388, and 21,113 shares of common stock acquired at an exercise price of $0 per share. These reflect previously granted RSUs converting into shares as they vest.

To cover tax withholding obligations from the RSU settlements, 31,499 shares of common stock were withheld by the company at a price of $14.19 per share. After these transactions, the reporting person held 505,835, 516,221, and 537,334 shares at various points as the RSUs were exercised and taxes settled. The RSU awards vest quarterly in sixteenth increments on specified March, June, September, and December dates, contingent on continued service, and either vest or are cancelled rather than expiring.

Positive

  • None.

Negative

  • None.
Insider Wetterwald Julien
Role Chief Technology Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 20,525 $0.00 --
Exercise Restricted Stock Units 20,388 $0.00 --
Exercise Restricted Stock Units 21,113 $0.00 --
Exercise Common Stock 20,525 $0.00 --
Exercise Common Stock 20,388 $0.00 --
Exercise Common Stock 21,113 $0.00 --
Tax Withholding Common Stock 31,499 $14.19 $447K
Holdings After Transaction: Restricted Stock Units — 41,050 shares (Direct); Common Stock — 495,833 shares (Direct)
Footnotes (1)
  1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on September 15, 2022. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wetterwald Julien
(Last) (First) (Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE
(Street)
PALO ALTO CA 94301
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 M 20,525 A $0 495,833 D
Common Stock 12/15/2025 M 20,388 A $0 516,221 D
Common Stock 12/15/2025 M 21,113 A $0 537,334 D
Common Stock 12/15/2025 F(1) 31,499 D $14.19 505,835 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 12/15/2025 M 20,525 (3) (4) Common Stock 20,525 $0 41,050 D
Restricted Stock Units (2) 12/15/2025 M 20,388 (5) (4) Common Stock 20,388 $0 163,100 D
Restricted Stock Units (2) 12/15/2025 M 21,113 (6) (4) Common Stock 21,113 $0 253,350 D
Explanation of Responses:
1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
3. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on September 15, 2022.
4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
5. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024.
6. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025.
/s/ Lauren Lin, as Attorney-in-Fact 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Wealthfront Corp (WLTH) report in this filing?

The filing reports the Chief Technology Officer settling three restricted stock unit awards into common stock on 12/15/2025 and having shares withheld to satisfy tax liabilities.

How many Wealthfront (WLTH) shares were acquired through RSU settlement?

The Chief Technology Officer acquired 20,525, 20,388, and 21,113 shares of Wealthfront Corp common stock upon settlement of three separate RSU awards at an exercise price of $0 per share.

How many Wealthfront (WLTH) shares were withheld for taxes in this Form 4?

The filing states that 31,499 shares of common stock were withheld by Wealthfront Corp to satisfy tax withholding obligations in connection with the net settlement of restricted stock units at a price of $14.19 per share.

What is the vesting schedule of the reported restricted stock units at Wealthfront (WLTH)?

Each RSU award vests as to 1/16 of the total award on specified quarterly dates. One award vests on the fifteenth calendar day of September, December, March, and June starting on September 15, 2022, and two awards vest on the fifteenth calendar day of March, June, September, and December starting on March 15, 2024 and March 15, 2025, subject to continued service.

Do the Wealthfront (WLTH) restricted stock units have an expiration date?

The disclosure explains that these restricted stock units do not expire; they either vest according to the schedule or are cancelled prior to the vesting date.

What position does the reporting person hold at Wealthfront Corp (WLTH)?

The reporting person is an officer of Wealthfront Corp, serving as the company’s Chief Technology Officer.