Tiger Global (WLTH) discloses IPO share sale and preferred conversions

Rhea-AI Filing Summary

Tiger Global-affiliated funds that are a director and 10% owner of Wealthfront Corp (WLTH) reported significant equity transactions tied to the company’s initial public offering. On 12/15/2025 they converted 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into an equivalent number of Wealthfront common shares, as these preferred shares automatically converted upon the IPO closing. On the same date they sold 7,004,912 common shares as a selling stockholder at $14 per share. After these transactions, they indirectly beneficially owned 15,156,877 shares of Wealthfront common stock through Tiger Global Private Investment Partners X, L.P. and related entities, while disclaiming group status and beneficial ownership beyond their pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TIGER GLOBAL MANAGEMENT LLC

(Last) (First) (Middle)

9 WEST 57TH STREET

35TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock, $0.0001 par value per share ("Common Stock")	12/15/2025		C		14,359,800	A	(1)	18,332,547	I	See footnotes(2)(3)
Common Stock	12/15/2025		C		3,829,242	A	(4)	22,161,789	I	See footnotes(2)(3)
Common Stock	12/15/2025		S(5)		7,004,912	D	$14	15,156,877	I	See footnotes(2)(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series G Preferred Stock	(1)	12/15/2025		C			14,359,800	(1)	(1)	Common Stock	14,359,800	$0	0	I	See footnotes(2)(3)
Series G-1 Preferred Stock	(4)	12/15/2025		C			3,829,242	(4)	(4)	Common Stock	3,829,242	$0	0	I	See footnotes(2)(3)

1. Name and Address of Reporting Person^*

TIGER GLOBAL MANAGEMENT LLC

(Last) (First) (Middle)

9 WEST 57TH STREET

35TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Tiger Global Private Investment Partners X, L.P.

(Last) (First) (Middle)

9 WEST 57TH STREET

35TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Tiger Global PIP Performance X, L.P.

(Last) (First) (Middle)

9 WEST 57TH STREET

35TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Tiger Global PIP Management X, Ltd.

(Last) (First) (Middle)

9 WEST 57TH STREET

35TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Coleman Charles P III

(Last) (First) (Middle)

C/O TIGER GLOBAL MANAGEMENT, LLC

9 WEST 57TH STREET, 35TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The Series G Preferred Stock was convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and did not have an expiration date. The shares of Series G Preferred Stock automatically converted into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering.

2. The securities of the Issuer are held by Tiger Global Private Investment Partners X, L.P. ("Tiger Global PIP X") and/or its related persons. Tiger Global PIP Performance X, L.P. ("Tiger Global PIP X GP") is the general partner of Tiger Global PIP X. Tiger Global PIP Management X, Ltd. is the general partner of Tiger Global PIP X GP. Tiger Global Management, LLC ("Tiger Global Management") serves as investment manager for Tiger Global PIP X. Tiger Global Management is controlled by Charles P. Coleman III.

3. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, if any, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act, as amended.

4. The Series G-1 Preferred Stock was convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and did not have an expiration date. The shares of Series G-1 Preferred Stock automatically converted into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering.

5. Represents shares sold as a selling stockholder in the Issuer's initial public offering.

	Tiger Global Private Investment Partners X, L.P., By: Tiger Global PIP Performance X, L.P., Its General Partner, Tiger Global PIP Management X, Ltd., Its General Partner, By: /s/ Eric Lane / President & Chief Operating Officer	12/16/2025
	Tiger Global PIP Performance X, L.P., By: Tiger Global PIP Management X, Ltd., Its General Partner, By: /s/ Eric Lane / President & Chief Operating Officer	12/16/2025
	Tiger Global PIP Management X, Ltd., By: /s/ Eric Lane / President & Chief Operating Officer	12/16/2025
	Tiger Global Management, LLC, By: /s/ Eric Lane / President & Chief Operating Officer	12/16/2025
	/s/ Charles P. Coleman III	12/16/2025
	** Signature of Reporting Person	Date
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FAQ

What insider transactions did Tiger Global-related entities report in Wealthfront Corp (WLTH)?

The reporting persons converted preferred stock into Wealthfront common shares and sold part of their position. On 12/15/2025 they converted 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into common stock, then sold 7,004,912 common shares at $14 per share as a selling stockholder in the initial public offering.

How many Wealthfront (WLTH) preferred shares were converted into common stock?

The filing shows the conversion of 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into an equivalent number of Wealthfront common shares upon the closing of the company’s initial public offering.

How many Wealthfront (WLTH) shares were sold and at what price?

The reporting persons sold 7,004,912 shares of Wealthfront common stock on 12/15/2025 as a selling stockholder in the initial public offering at a price of $14 per share.

What is Tiger Global’s remaining ownership in Wealthfront Corp (WLTH) after these transactions?

After the reported conversions and sale, the reporting persons indirectly beneficially owned 15,156,877 shares of Wealthfront common stock through Tiger Global Private Investment Partners X, L.P. and related entities.

What is the relationship of the reporting persons to Wealthfront Corp (WLTH)?

The reporting persons, including Tiger Global Private Investment Partners X, L.P. and related entities, are identified as a director and 10% owner of Wealthfront Corp.

When did the reported Wealthfront (WLTH) insider transactions take place?

The earliest transaction date reported is 12/15/2025, which covers the preferred stock conversions into common stock and the sale of 7,004,912 common shares.

Do the Tiger Global reporting persons claim group status in Wealthfront Corp (WLTH)?

The reporting persons state that each of them disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest and affirmatively disclaim being a group for purposes of Section 16 of the Exchange Act.