STOCK TITAN
  1. Home
  2. Sec-filings
  3. WLTH
  4. [Form 4] WEALTHFRONT CORP Insider Trading Activity

Tiger Global (WLTH) discloses IPO share sale and preferred conversions

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Tiger Global-affiliated funds that are a director and 10% owner of Wealthfront Corp (WLTH) reported significant equity transactions tied to the company’s initial public offering. On 12/15/2025 they converted 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into an equivalent number of Wealthfront common shares, as these preferred shares automatically converted upon the IPO closing. On the same date they sold 7,004,912 common shares as a selling stockholder at $14 per share. After these transactions, they indirectly beneficially owned 15,156,877 shares of Wealthfront common stock through Tiger Global Private Investment Partners X, L.P. and related entities, while disclaiming group status and beneficial ownership beyond their pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider TIGER GLOBAL MANAGEMENT LLC, Tiger Global Private Investment Partners X, L.P., Tiger Global PIP Performance X, L.P., Tiger Global PIP Management X, Ltd., Coleman Charles P III
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
Sold 7,004,912 shs ($98.07M)
Type Security Shares Price Value
Conversion Series G Preferred Stock 14,359,800 $0.00 --
Conversion Series G-1 Preferred Stock 3,829,242 $0.00 --
Conversion Common stock, $0.0001 par value per share ("Common Stock") 14,359,800 $0.00 --
Conversion Common Stock 3,829,242 $0.00 --
Sale Common Stock 7,004,912 $14.00 $98.07M
Holdings After Transaction: Series G Preferred Stock — 0 shares (Indirect, See footnotes); Series G-1 Preferred Stock — 0 shares (Indirect, See footnotes); Common stock, $0.0001 par value per share ("Common Stock") — 18,332,547 shares (Indirect, See footnotes); Common Stock — 22,161,789 shares (Indirect, See footnotes)
Footnotes (1)
  1. The Series G Preferred Stock was convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and did not have an expiration date. The shares of Series G Preferred Stock automatically converted into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering. The securities of the Issuer are held by Tiger Global Private Investment Partners X, L.P. ("Tiger Global PIP X") and/or its related persons. Tiger Global PIP Performance X, L.P. ("Tiger Global PIP X GP") is the general partner of Tiger Global PIP X. Tiger Global PIP Management X, Ltd. is the general partner of Tiger Global PIP X GP. Tiger Global Management, LLC ("Tiger Global Management") serves as investment manager for Tiger Global PIP X. Tiger Global Management is controlled by Charles P. Coleman III. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, if any, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act, as amended. The Series G-1 Preferred Stock was convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and did not have an expiration date. The shares of Series G-1 Preferred Stock automatically converted into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering. Represents shares sold as a selling stockholder in the Issuer's initial public offering.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TIGER GLOBAL MANAGEMENT LLC
(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, $0.0001 par value per share ("Common Stock") 12/15/2025 C 14,359,800 A (1) 18,332,547 I See footnotes(2)(3)
Common Stock 12/15/2025 C 3,829,242 A (4) 22,161,789 I See footnotes(2)(3)
Common Stock 12/15/2025 S(5) 7,004,912 D $14 15,156,877 I See footnotes(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series G Preferred Stock (1) 12/15/2025 C 14,359,800 (1) (1) Common Stock 14,359,800 $0 0 I See footnotes(2)(3)
Series G-1 Preferred Stock (4) 12/15/2025 C 3,829,242 (4) (4) Common Stock 3,829,242 $0 0 I See footnotes(2)(3)
1. Name and Address of Reporting Person*
TIGER GLOBAL MANAGEMENT LLC
(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Tiger Global Private Investment Partners X, L.P.
(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Tiger Global PIP Performance X, L.P.
(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Tiger Global PIP Management X, Ltd.
(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Coleman Charles P III
(Last) (First) (Middle)
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Series G Preferred Stock was convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and did not have an expiration date. The shares of Series G Preferred Stock automatically converted into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering.
2. The securities of the Issuer are held by Tiger Global Private Investment Partners X, L.P. ("Tiger Global PIP X") and/or its related persons. Tiger Global PIP Performance X, L.P. ("Tiger Global PIP X GP") is the general partner of Tiger Global PIP X. Tiger Global PIP Management X, Ltd. is the general partner of Tiger Global PIP X GP. Tiger Global Management, LLC ("Tiger Global Management") serves as investment manager for Tiger Global PIP X. Tiger Global Management is controlled by Charles P. Coleman III.
3. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, if any, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act, as amended.
4. The Series G-1 Preferred Stock was convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and did not have an expiration date. The shares of Series G-1 Preferred Stock automatically converted into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering.
5. Represents shares sold as a selling stockholder in the Issuer's initial public offering.
Tiger Global Private Investment Partners X, L.P., By: Tiger Global PIP Performance X, L.P., Its General Partner, Tiger Global PIP Management X, Ltd., Its General Partner, By: /s/ Eric Lane / President & Chief Operating Officer 12/16/2025
Tiger Global PIP Performance X, L.P., By: Tiger Global PIP Management X, Ltd., Its General Partner, By: /s/ Eric Lane / President & Chief Operating Officer 12/16/2025
Tiger Global PIP Management X, Ltd., By: /s/ Eric Lane / President & Chief Operating Officer 12/16/2025
Tiger Global Management, LLC, By: /s/ Eric Lane / President & Chief Operating Officer 12/16/2025
/s/ Charles P. Coleman III 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many Wealthfront (WLTH) preferred shares were converted into common stock?

The filing shows the conversion of 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into an equivalent number of Wealthfront common shares upon the closing of the company’s initial public offering.

How many Wealthfront (WLTH) shares were sold and at what price?

The reporting persons sold 7,004,912 shares of Wealthfront common stock on 12/15/2025 as a selling stockholder in the initial public offering at a price of $14 per share.

What is Tiger Global’s remaining ownership in Wealthfront Corp (WLTH) after these transactions?

After the reported conversions and sale, the reporting persons indirectly beneficially owned 15,156,877 shares of Wealthfront common stock through Tiger Global Private Investment Partners X, L.P. and related entities.

What is the relationship of the reporting persons to Wealthfront Corp (WLTH)?

The reporting persons, including Tiger Global Private Investment Partners X, L.P. and related entities, are identified as a director and 10% owner of Wealthfront Corp.

When did the reported Wealthfront (WLTH) insider transactions take place?

The earliest transaction date reported is 12/15/2025, which covers the preferred stock conversions into common stock and the sale of 7,004,912 common shares.

Do the Tiger Global reporting persons claim group status in Wealthfront Corp (WLTH)?

The reporting persons state that each of them disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest and affirmatively disclaim being a group for purposes of Section 16 of the Exchange Act.