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Wealthfront Corp (WLTH) CEO reports RSU vesting and tax share withholding

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wealthfront Corp insider activity shows its CEO and President, who is also a director, settling restricted stock units and covering related taxes. On December 15, 2025, multiple blocks of restricted stock units were converted into Common Stock, including 76,462, 79,181, and 59,531 shares at an exercise price of $0 per share.

To satisfy tax withholding obligations from these settlements, 109,267 shares of Common Stock were withheld at a price of $14.19 per share. After these transactions, the reporting person directly beneficially owns 1,586,958 shares of Common Stock and indirectly owns 153,503 shares through a spouse. The restricted stock units vest quarterly in 1/16 increments on the fifteenth day of June, September, December, and March, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Fortunato David
Role CEO and President
Type Security Shares Price Value
Exercise Restricted Stock Units 76,462 $0.00 --
Exercise Restricted Stock Units 79,181 $0.00 --
Exercise Restricted Stock Units 59,531 $0.00 --
Exercise Common Stock 76,462 $0.00 --
Exercise Common Stock 79,181 $0.00 --
Exercise Common Stock 59,531 $0.00 --
Tax Withholding Common Stock 109,267 $14.19 $1.55M
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 382,313 shares (Direct); Common Stock — 1,557,513 shares (Direct); Common Stock — 153,503 shares (Indirect, By Spouse)
Footnotes (1)
  1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units. The reported securities are directly held by the reporting person's spouse. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fortunato David
(Last) (First) (Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE
(Street)
PALO ALTO CA 94301
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 M 76,462 A $0 1,557,513 D
Common Stock 12/15/2025 M 79,181 A $0 1,636,694 D
Common Stock 12/15/2025 M 59,531 A $0 1,696,225 D
Common Stock 12/15/2025 F(1) 109,267 D $14.19 1,586,958 D
Common Stock 153,503 I By Spouse(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 12/15/2025 M 76,462 (4) (5) Common Stock 76,462 $0 382,313 D
Restricted Stock Units (3) 12/15/2025 M 79,181 (6) (5) Common Stock 79,181 $0 712,632 D
Restricted Stock Units (3) 12/15/2025 M 59,531 (7) (5) Common Stock 59,531 $0 773,907 D
Explanation of Responses:
1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
2. The reported securities are directly held by the reporting person's spouse.
3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
4. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023.
5. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
6. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024.
7. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025.
/s/ Lauren Lin, as Attorney-in-Fact 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Wealthfront Corp (WLTH) report in this Form 4?

The filing reports that the CEO, who is also a director, settled several blocks of restricted stock units into Common Stock on December 15, 2025, and had shares withheld to cover tax obligations.

How many Wealthfront Corp shares did the CEO receive from restricted stock unit settlements?

On December 15, 2025, restricted stock units were converted into Common Stock in amounts of 76,462, 79,181, and 59,531 shares, each at an exercise price of $0 per share.

How many Wealthfront Corp shares were withheld for taxes in this insider transaction?

The company withheld 109,267 shares of Common Stock at a price of $14.19 per share to satisfy tax withholding liabilities related to the restricted stock unit settlements.

How many Wealthfront Corp shares does the CEO beneficially own after the reported transactions?

Following the reported transactions, the CEO beneficially owns 1,586,958 shares of Common Stock directly and 153,503 shares indirectly through a spouse.

What are the vesting terms of the Wealthfront Corp restricted stock units in this filing?

Each restricted stock unit represents a right to receive one share of Common Stock and vests as to 1/16 of the total award quarterly on the fifteenth day of June, September, December, and March, subject to the reporting person’s continued service. The awards have first tranches that vested on June 15, 2023, June 15, 2024, and June 15, 2025, respectively.

Do the Wealthfront Corp restricted stock units reported here have an expiration date?

The restricted stock units reported do not expire; they either vest according to their schedules or are cancelled before the applicable vesting date.