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Petco (Nasdaq: WOOF) director awarded 60,662 RSUs in equity grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Yen Iris reported acquisition or exercise transactions in this Form 4 filing.

Petco Health & Wellness Company, Inc. director Iris Yen reported an equity compensation grant in the form of restricted stock units. She received 60,662 RSUs, each representing one share of Class A common stock, granted at no cash cost under the company’s 2021 Equity Incentive Plan.

The RSUs will vest on the earlier of Petco’s next annual shareholder meeting or June 30, 2027. Following this grant, Yen directly holds 206,449 shares of Class A common stock and has an additional 1,983 shares held indirectly through the Yen-Geniblazo Family Trust.

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Insider Yen Iris
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 60,662 $0.00 $0.00
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 206,449 shares (Direct); Class A Common Stock — 1,983 shares (Indirect, By Yen-Geniblazo Family Trust)
Footnotes (1)
  1. F1. Represents 60,662 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan, as amended. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest on the earlier to occur of (i) the Issuer's next annual shareholder meeting or (ii) June 30, 2027.
RSU grant size 60,662 RSUs Granted under 2021 Equity Incentive Plan
Direct holdings after grant 206,449 shares Class A common stock following RSU award
Indirect trust holdings 1,983 shares Held by Yen-Geniblazo Family Trust
RSU vesting deadline June 30, 2027 Vests earlier of next annual meeting or this date
restricted stock units ("RSUs") financial
"Represents 60,662 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2021 Equity Incentive Plan financial
"RSUs granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan, as amended"
Class A common stock financial
"Each RSU represents the right to receive one share of Class A common stock of the Issuer"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
indirect ownership financial
"total_shares_following_transaction 1983.0000, direct_or_indirect I, nature_of_ownership By Yen-Geniblazo Family Trust"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Petco (WOOF) director Iris Yen report in this Form 4 filing?

Petco director Iris Yen reported receiving 60,662 restricted stock units as an equity award. Each RSU represents one share of Class A common stock, granted at no cash cost, under Petco’s 2021 Equity Incentive Plan, increasing her reported direct holdings after the grant.

How many Petco (WOOF) shares does Iris Yen hold after the reported transaction?

After the reported grant, Iris Yen directly holds 206,449 shares of Petco Class A common stock. She also has 1,983 shares reported as indirectly held through the Yen-Geniblazo Family Trust, giving a combined position that reflects both direct and indirect ownership in the company.

What are the terms of the 60,662 RSUs granted to Petco (WOOF) director Iris Yen?

The 60,662 RSUs granted to Iris Yen each represent the right to receive one share of Petco Class A common stock. These units were issued under the 2021 Equity Incentive Plan and will vest on the earlier of the next annual shareholder meeting or June 30, 2027.

When will the RSUs granted to Petco (WOOF) director Iris Yen vest?

The RSUs granted to Iris Yen will vest on the earlier of Petco’s next annual shareholder meeting or June 30, 2027. Vesting means she will then receive the underlying Class A common shares associated with the restricted stock units, assuming she satisfies applicable conditions.

How is the Yen-Geniblazo Family Trust involved in Iris Yen’s Petco (WOOF) holdings?

The filing shows 1,983 Petco Class A shares held indirectly by the Yen-Geniblazo Family Trust. This indicates a portion of Iris Yen’s reported ownership is through the trust, categorized as indirect ownership, in addition to her directly held shares reported after the RSU grant.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yen Iris

(Last)(First)(Middle)
C/O PETCO HEALTH AND WELLNESS COMPANY,
INC., 10850 VIA FRONTERA

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Petco Health & Wellness Company, Inc. [ WOOF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock(1)06/30/2026A60,662A$0206,449D
Class A Common Stock1,983IBy Yen-Geniblazo Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 60,662 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan, as amended. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest on the earlier to occur of (i) the Issuer's next annual shareholder meeting or (ii) June 30, 2027.
Remarks:
Exhibit 24.1 Power of Attorney
/s/ Giovanni Insana, as Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)