Warby Parker co-CEO exercises 310,759 stock options

The option was fully vested and scheduled to expire February 21, 2027, while Class B shares are convertible into Class A shares one-for-one.

Available on EDGAR 11/05/2026 - 06:05 PM EST Accepted by SEC EDGAR 11/05/2026 - 06:05 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Warby Parker Inc. Co-Chief Executive Officer and director Neil Harris Blumenthal exercised options on November 3, 2026, for 310,759 Class B shares at a $3.83 exercise price. He reported acquiring 310,759 Class B shares and holding 3,656,598 directly after the transaction. Class B shares are convertible into Class A shares one-for-one at the holder’s option; separate holdings were reported through six trusts.

Insider Trade Summary

621,518 shares exercised/converted

Exercise 2 txns

Insider Blumenthal Neil Harris

Role Co-Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy) F1	310,759	$0.00	$0.00
Exercise	Class B Common Stock F2, F3	310,759	$3.83	$1.19M
Holding	Class B Common Stock F2, F3	--	--	--
Holding	Class B Common Stock F2, F3	--	--	--
Holding	Class B Common Stock F2, F3	--	--	--
Holding	Class B Common Stock F2, F3	--	--	--
Holding	Class B Common Stock F2, F3	--	--	--
Holding	Class B Common Stock F2, F3	--	--	--

Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct); Class B Common Stock — 3,656,598 contracts (Direct); Class B Common Stock — 200,000 contracts (Indirect, By Royal Blue Aries Trust); Class B Common Stock — 200,000 contracts (Indirect, By Tiffany Blue Gemini Trust); Class B Common Stock — 1,548,334 contracts (Indirect, By Neil H. Blumenthal 2011 Family Trust); Class B Common Stock — 385,221 contracts (Indirect, By Teal Aquarius Trust); Class B Common Stock — 800,000 contracts (Indirect, By Cobalt Pisces Trust); Class B Common Stock — 722,307 contracts (Indirect, By Sky Scorpio 2 Trust)

Footnotes (3)

1. F1. The Stock option was granted on February 22, 2017, is fully vested, and will expire on February 21, 2027.
2. F2. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
3. F3. and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.

Key Figures

Options exercised: 310,759 options Exercise price: $3.83 per share Class B shares acquired: 310,759 shares +1 more

4 metrics

Options exercised 310,759 options November 3, 2026

Exercise price $3.83 per share Options exercised November 3, 2026

Class B shares acquired 310,759 shares November 3, 2026

Direct Class B shares after transaction 3,656,598 shares After the November 3, 2026 transaction

Key Terms

fully vested, permitted ownership group, one-to-one basis

3 terms

fully vested financial

"is fully vested, and will expire"

permitted ownership group technical

"transferor's permitted ownership group"

one-to-one basis technical

"convertible ... into the Issuer's Class A Common Stock on a one-to-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WRBY shares did Neil Harris Blumenthal acquire?

Neil Harris Blumenthal exercised options with a $3.83 exercise price for 310,759 Class B shares on November 3, 2026. His reported direct holding afterward was 3,656,598 Class B shares.

What WRBY shares were reported through Neil Harris Blumenthal’s trusts?

As of November 3, 2026, six indirect Class B holdings were listed: 200,000 shares each through Royal Blue Aries Trust and Tiffany Blue Gemini Trust; 1,548,334 through Neil H. Blumenthal 2011 Family Trust; 385,221 through Teal Aquarius Trust; 800,000 through Cobalt Pisces Trust; and 722,307 through Sky Scorpio 2 Trust.

How can WRBY Class B shares convert into Class A shares?

Class B shares are convertible at any time at the holder’s option into Class A shares on a one-to-one basis. The shares held by Neil Blumenthal’s permitted ownership group automatically convert upon a transfer outside that group, on October 1, 2031, or upon specified events involving his board service, employment or consulting status, death, or disability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blumenthal Neil Harris

(Last) (First) (Middle)

233 SPRING STREET, 6TH FLOOR EAST

(Street)

NEW YORK NEW YORK 10013

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Warby Parker Inc. [ WRBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$3.83	11/03/2026		M			310,759	(1)	(1)	Class B Common Stock	310,759	$0	0	D
Class B Common Stock	(2)(3)	11/03/2026		M		310,759		(2)(3)	(2)(3)	Class A Common Stock	310,759	$3.83	3,656,598	D
Class B Common Stock	(2)(3)							(2)(3)	(2)(3)	Class A Common Stock	200,000		200,000	I	By Royal Blue Aries Trust
Class B Common Stock	(2)(3)							(2)(3)	(2)(3)	Class A Common Stock	200,000		200,000	I	By Tiffany Blue Gemini Trust
Class B Common Stock	(2)(3)							(2)(3)	(2)(3)	Class A Common Stock	1,548,334		1,548,334	I	By Neil H. Blumenthal 2011 Family Trust
Class B Common Stock	(2)(3)							(2)(3)	(2)(3)	Class A Common Stock	385,221		385,221	I	By Teal Aquarius Trust
Class B Common Stock	(2)(3)							(2)(3)	(2)(3)	Class A Common Stock	800,000		800,000	I	By Cobalt Pisces Trust
Class B Common Stock	(2)(3)							(2)(3)	(2)(3)	Class A Common Stock	722,307		722,307	I	By Sky Scorpio 2 Trust

Explanation of Responses:

1. The Stock option was granted on February 22, 2017, is fully vested, and will expire on February 21, 2027.

2. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,

3. and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.

Remarks:

	/s/ Chris Utecht, Attorney-in-Fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)