[144] Williams-Sonoma, Inc. SEC Filing

Rhea-AI Filing Summary

Williams-Sonoma, Inc. (WSM) Form 144 shows a proposed sale of 23,488 common shares by an insider through Charles Schwab on the NYSE, with an aggregate market value of $4,752,092.00 and 121,790,333 shares outstanding. The securities were acquired as restricted stock units on 03/21/2024 (4,980 shares), 04/15/2024 (10,498 shares) and 04/16/2024 (8,010 shares), and payment is listed as equity compensation. The filer reports no sales in the past three months and includes the standard representation that they are not aware of undisclosed material adverse information about the issuer.

Positive

• Clear linkage between the shares to be sold and their acquisition as restricted stock units, showing the securities resulted from equity compensation
• Broker and exchange identified (Charles Schwab; NYSE), indicating an orderly, disclosed sale process

Negative

• "Date of Notice" not provided in the content supplied, leaving the formal notice timing unclear

Insights

Securities Analyst

TL;DR: Insider intends to sell a small block of RSU-derived shares worth $4.75M; transaction size is immaterial to market cap.

The filing documents a planned sale of 23,488 shares acquired as restricted stock units in March and April 2024. At an aggregate value of $4,752,092 relative to 121,790,333 shares outstanding, the sale represents a very small percentage of the company's outstanding equity and is unlikely to be market-moving by itself. The use of a broker and the absence of sales in the prior three months are routine disclosure items. No price per share or exact filing date is provided in the notice content, limiting precision about execution timing beyond the stated approximate sale date.

Corporate Governance Expert

TL;DR: Form 144 provides standard insider-sale disclosure tied to equity compensation, with a missing notice date noted.

The report ties the shares to restricted stock units granted by the issuer and affirms the signer does not possess undisclosed material information, fulfilling Rule 144 representation language. The filing names the broker and exchange, supporting orderly sale execution. One disclosure omission in the provided content is the explicit "Date of Notice," which is referenced but not populated; completeness of that field matters for regulatory timelines and should be confirmed in the official filing record.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	23488	4752092.00	121790333	09/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/21/2024	Restricted Stock Unit	Issuer			4980	03/21/2024	Equity Compensation
Common	04/15/2024	Restricted Stock Unit	Issuer			10498	04/15/2024	Equity Compensation
Common	04/16/2024	Restricted Stock Unit	Issuer			8010	04/16/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Williams-Sonoma (WSM) Form 144 disclose about the sale?

The filing discloses a proposed sale of 23,488 common shares via Charles Schwab on the NYSE with an aggregate market value of $4,752,092.00 and 121,790,333 shares outstanding.

When were the shares to be sold acquired according to the WSM Form 144?

The shares were acquired as restricted stock units on 03/21/2024 (4,980 shares), 04/15/2024 (10,498 shares), and 04/16/2024 (8,010 shares).

Does the filing report any sales in the past three months for WSM?

The filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

What representation does the filer make about material nonpublic information?

The filer represents, by signing the notice, that they do not know any material adverse information about the issuer that has not been publicly disclosed.

Who is the broker handling the proposed sale in the WSM Form 144?

The broker listed for the proposed sale is Charles Schwab Corp, located at 3000 Schwab Way, Westlake, TX 76262.