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Whitestone REIT (WSR) General Counsel receives 13,435 restricted share units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Whitestone REIT General Counsel & Secretary Peter Tropoli received a grant of 13,435 restricted common share units of Whitestone REIT common shares. The award was granted at a price of $0.00 per share under the company’s 2018 Long-Term Equity Incentive Ownership Plan and is recorded as a direct holding.

Following this compensation-related grant, Tropoli’s directly held common shares increased to 183,770. This filing reflects an equity incentive award rather than an open-market purchase or sale and does not involve any derivative exercises or tax-withholding transactions.

Positive

  • None.

Negative

  • None.
Insider TROPOLI PETER
Role General Counsel & Secretary
Type Security Shares Price Value
Grant/Award Common Shares 13,435 $0.00 --
Holdings After Transaction: Common Shares — 183,770 shares (Direct)
Footnotes (1)
  1. [object Object]
Equity award size 13,435 shares Restricted common share units granted on 2026-04-01
Grant price $0.00 per share Price for restricted common share unit award
Shares held after grant 183,770 shares Total Whitestone REIT common shares directly held by Tropoli after transaction
restricted common share units financial
"Represents restricted common share units granted pursuant to the Company's 2018 Long-Term Equity Incentive Ownership Plan."
2018 Long-Term Equity Incentive Ownership Plan financial
"granted pursuant to the Company's 2018 Long-Term Equity Incentive Ownership Plan."
Form 4 regulatory
"This filing reflects an equity incentive award rather than an open-market purchase or sale and does not involve any derivative exercises or tax-withholding transactions."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Grant, award, or other acquisition financial
"transaction code description is Grant, award, or other acquisition for the reported shares."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TROPOLI PETER

(Last)(First)(Middle)
2600 SOUTH GESSNER
SUITE 500

(Street)
HOUSTON TEXAS 77063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Whitestone REIT [ WSR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares04/01/2026A13,435(1)A$0183,770D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted common share units granted pursuant to the Company's 2018 Long-Term Equity Incentive Ownership Plan.
/s/ John Scott Hogan Attorney-in Fact for Peter Tropoli04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Whitestone REIT (WSR) report for Peter Tropoli?

Whitestone REIT reported that General Counsel & Secretary Peter Tropoli received 13,435 restricted common share units as an equity award. The grant was recorded at $0.00 per share and represents compensation rather than an open-market stock purchase or sale.

How many Whitestone REIT (WSR) shares does Peter Tropoli hold after this Form 4 filing?

After the reported grant, Peter Tropoli directly holds 183,770 Whitestone REIT common shares. This total includes the newly granted 13,435 restricted common share units under the company’s 2018 Long-Term Equity Incentive Ownership Plan, as disclosed in the Form 4 filing.

Was the Whitestone REIT (WSR) insider transaction an open-market buy or sell?

No, the transaction was not an open-market buy or sell. It was a Form 4 grant coded as an acquisition of 13,435 restricted common share units at $0.00 per share, reflecting a compensation award under Whitestone REIT’s 2018 Long-Term Equity Incentive Ownership Plan.

What plan governed the Whitestone REIT (WSR) equity grant to Peter Tropoli?

The equity grant to Peter Tropoli was made under Whitestone REIT’s 2018 Long-Term Equity Incentive Ownership Plan. The Form 4 notes that the 13,435 units represent restricted common share units granted pursuant to this plan, highlighting its role in the company’s executive compensation structure.

What does the Form 4 code 'A' mean in the Whitestone REIT (WSR) filing?

In this Whitestone REIT Form 4, the code “A” signifies a grant, award, or other acquisition. It indicates that Peter Tropoli received 13,435 restricted common share units as compensation, at $0.00 per share, rather than buying shares on the open market.