STOCK TITAN

West Pharmaceutical (WST) director awarded new phantom stock units and RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HAUGEN JANET BRUTSCHEA reported acquisition or exercise transactions in this Form 4 filing.

West Pharmaceutical Services Inc. director Janet Brutschea Haugen reported routine equity-based compensation. She received a grant of 46 Phantom Stock Units tied to common stock, increasing her phantom unit balance to 306.678 units. She also holds 2,113.010 shares of common stock directly, plus 791 restricted stock units and dividend equivalents that will vest in full on the date of the next annual shareholder meeting under the Deferred Compensation Plan for Outside Directors. Awards of phantom stock units are to be settled in shares of stock upon her termination as a director.

Positive

  • None.

Negative

  • None.
Insider HAUGEN JANET BRUTSCHEA
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock Unit 46 $359.00 $17K
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock Unit — 306.678 shares (Direct, null); Common Stock — 2,113.01 shares (Direct, null)
Footnotes (1)
  1. Reflects 791 shares of restricted stock units and dividend equivalents that will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors. Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.
Phantom stock units granted 46.0000 units Grant on 2026-06-30 to director as equity award
Price per phantom unit $359.0000 per unit Reported transaction price per Phantom Stock Unit
Total phantom units after grant 306.6780 units Phantom Stock Units held following 2026-06-30 grant
Common stock held 2,113.0100 shares Direct common stock ownership following reported transactions
Restricted stock units and dividend equivalents 791 units RSUs vesting at next annual shareholder meeting
Phantom Stock Unit financial
"Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director."
restricted stock units financial
"Reflects 791 shares of restricted stock units and dividend equivalents that will vest in full on the date of the next annual shareholder meeting"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"Reflects 791 shares of restricted stock units and dividend equivalents that will vest in full on the date of the next annual shareholder meeting"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Deferred Compensation Plan for Outside Directors financial
"will be distributable under the terms of the Deferred Compensation Plan for Outside Directors."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HAUGEN JANET BRUTSCHEA

(Last)(First)(Middle)
530 HERMAN O. WEST DRIVE

(Street)
EXTON PENNSYLVANIA 19341

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WEST PHARMACEUTICAL SERVICES INC [ WST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock2,113.01(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Unit(2)06/30/2026A46 (2) (2)Common Stock46$359306.678D
Explanation of Responses:
1. Reflects 791 shares of restricted stock units and dividend equivalents that will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.
2. Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.
Remarks:
/s/ Louis Lalli, as an agent for Janet Brutschea Haugen07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did West Pharmaceutical (WST) report for Janet Brutschea Haugen?

West Pharmaceutical reported that director Janet Brutschea Haugen received a grant of 46 Phantom Stock Units tied to common stock. This is a routine equity-based compensation award rather than an open-market stock purchase or sale.

How many West Pharmaceutical (WST) phantom stock units does the director hold after this Form 4?

After the grant, Janet Brutschea Haugen holds 306.678 Phantom Stock Units. These units are designed to be settled in shares of West Pharmaceutical common stock when she terminates service as a director, aligning her interests with shareholders.

What common stock holdings does Janet Brutschea Haugen report in West Pharmaceutical (WST)?

The Form 4 shows that Janet Brutschea Haugen directly holds 2,113.010 shares of West Pharmaceutical common stock. This figure reflects her direct ownership position following the reported transactions in the filing on the stated date.

What are the terms of the restricted stock units disclosed for West Pharmaceutical (WST)?

The filing notes 791 restricted stock units and dividend equivalents for Janet Brutschea Haugen. These will vest in full on the date of the next annual shareholder meeting and are distributable under the Deferred Compensation Plan for Outside Directors.

How and when will West Pharmaceutical (WST) phantom stock units be settled for the director?

According to the disclosure, phantom stock unit awards are settled in shares of stock upon Janet Brutschea Haugen’s termination as a director. This defers delivery of shares while keeping her compensation tied directly to the company’s equity.

Does this West Pharmaceutical (WST) Form 4 show any insider stock sales or purchases?

The Form 4 reflects a grant of 46 Phantom Stock Units and existing holdings, but no open-market stock purchases or sales. The reported activity is compensation-related, not a discretionary trading transaction in the company’s common shares.