Wheels Up director files initial Form 3

Wheels Up Experience Inc. director Roger N. Farah has filed an initial Form 3, which is the first beneficial ownership report required for company insiders.

Accepted by SEC EDGAR 06/10/2026 - 08:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Wheels Up Experience Inc. director Roger N. Farah has filed an initial Form 3, which is the first beneficial ownership report required for company insiders.

The filing does not report any buy or sell transactions and does not list any share or derivative holdings for Farah as of this statement.

Key Terms

Form 3, beneficial ownership, derivative securities

3 terms

Form 3 regulatory

"initial Form 3, which is the first beneficial ownership report"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"initial Form 3, which is the first beneficial ownership report"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative securities financial

"no derivative securities are reported. The derivative summary is empty"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Wheels Up (UP) Form 3 filing by Roger N. Farah show?

The Form 3 shows that director Roger N. Farah has filed his initial insider ownership report for Wheels Up. It reports no buy or sell transactions and does not list any current share or derivative holdings.

Did Roger N. Farah buy or sell Wheels Up (UP) shares in this Form 3?

No, the Form 3 for Roger N. Farah reports zero buy, sell, gift, or other share transactions. It is purely an initial ownership statement, with no trading activity disclosed in the filing data.

Does the Wheels Up (UP) Form 3 disclose any current share holdings for Roger N. Farah?

The filing’s summary indicates zero holding entries and lists no common stock or derivative positions. This means no specific share or option holdings are reported for Roger N. Farah in this initial ownership statement.

What is the significance of a Form 3 for Wheels Up (UP) insiders?

Form 3 is the first required disclosure of beneficial ownership when someone becomes a director, officer, or large shareholder. It establishes a baseline of reported holdings for future Form 4 or Form 5 transaction reporting obligations.

Are there any derivative securities reported for Roger N. Farah in the Wheels Up (UP) Form 3?

No derivative securities are reported. The derivative summary is empty and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative positions are disclosed for Roger N. Farah in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

FARAH ROGER N

(Last) (First) (Middle)

C/O WHEELS UP EXPERIENCE INC.

2135 AMERICAN WAY

(Street)

CHAMBLEE GEORGIA 30341

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2026

3. Issuer Name and Ticker or Trading Symbol
Wheels Up Experience Inc. [ UP ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Oliver Fankhauser as attorney-in-fact for Roger N. Farah	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)