WisdomTree (WT) digital assets head gets new RSUs and stock grant

Rhea-AI Filing Summary

WisdomTree, Inc. Head of Digital Assets William Bradley Peck reported new equity awards and related share withholding on January 25, 2026. He received 22,688 shares of common stock as restricted stock at a price of $0.0000 per share, leaving him with 246,257 common shares before tax withholding and 224,544 common shares afterward. Some of these restricted shares are scheduled to vest in stages on January 25, 2027, January 25, 2028, and January 25, 2029.

Peck was also granted 7,562 performance-based restricted stock units at a price of $0.0000 per unit, each representing one share of common stock if vesting conditions are met. These performance-based units are scheduled to vest on January 25, 2029, with the actual number that vests ranging from 0% to 200% of the target amount based on total shareholder return relative to a peer group over a three-year period and certain employment or change-of-control conditions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Peck William Bradley

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Head of Digital Assets

3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/25/2026		A		22,688(1)	A	$0.0000	246,257(2)	D
Common Stock	01/25/2026		F		21,713(3)	D	$0.0000	224,544(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Based Restricted Stock Units	(4)	01/25/2026		A		7,562		(5)	(5)	Common Stock	7,562	$0.0000	7,562	D

Explanation of Responses:

1. Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 7,562 shares on each of January 25, 2027 and January 25, 2028 and (ii) 7,564 shares on January 25, 2029.

2. Includes restricted stock awards vesting as to (i) 37,773 shares on January 25, 2027, (ii) 19,365 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.

3. Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

4. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

5. These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

	/s/ Marci Frankenthaler, Attorney-in-Fact	01/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did WT Head of Digital Assets report on January 25, 2026?

William Bradley Peck reported receiving 22,688 shares of WisdomTree common stock as restricted stock and 7,562 performance-based restricted stock units, all at a stated price of $0.0000 per share or unit.

How many WisdomTree (WT) shares does William Bradley Peck hold after these transactions?

After the January 25, 2026 transactions, William Bradley Peck beneficially owns 224,544 shares of WisdomTree common stock directly.

How do the new restricted stock awards for WT’s Head of Digital Assets vest?

The restricted stock awarded on January 25, 2026 vests in tranches: 7,562 shares on January 25, 2027, 7,562 shares on January 25, 2028, and 7,564 shares on January 25, 2029.

What are the terms of the performance-based RSUs granted to the WT executive?

The 7,562 performance-based restricted stock units are scheduled to vest on January 25, 2029. Between 0% and 200% of this target may vest based on total shareholder return versus a peer group over a three-year period and certain employment or change-of-control conditions.

Why were some WT shares surrendered by William Bradley Peck on January 25, 2026?

A total of 21,713 shares of common stock were surrendered to WisdomTree upon vesting of restricted stock awards to cover withholding taxes, recorded with transaction code F.

Are the performance-based RSUs for WT one-for-one with common stock?

Each performance-based restricted stock unit represents the right to receive one share of WisdomTree common stock for each unit that vests on the vesting date.