Welcome to our dedicated page for Wisdomtree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
WisdomTree, Inc. entered into privately negotiated agreements to repurchase approximately $51.9 million in aggregate principal amount of its 3.25% Convertible Senior Notes due 2029 for a total cash price of about $87.3 million. These note repurchase transactions are expected to close on June 1, 2026, subject to customary closing conditions.
After the transactions are completed, roughly $18.1 million of these convertible notes will remain outstanding. The company highlights that statements about the expected closing are forward-looking and could differ from current expectations due to various risks described in its prior SEC reports.
WisdomTree, Inc. President and COO Jarrett R. Lilien reported an open-market sale of 30,000 shares of Common Stock at $18.99 per share on May 20, 2026, executed under a pre-established Rule 10b5-1 trading plan.
After this sale, he directly holds 1,110,245 shares, including restricted stock awards scheduled to vest in tranches on January 25, 2027, January 25, 2028, and January 25, 2029, and his sales remain subject to the company’s equity ownership requirements.
WisdomTree, Inc. Chief Administrative Officer Peter M. Ziemba sold 100,000 shares of common stock in an open-market transaction on May 19, 2026 at a weighted average price of $19.31 per share, with individual sale prices ranging from $19.25 to $19.34.
After this sale, he holds 885,686 shares directly. This total includes restricted stock awards scheduled to vest as to 44,646 shares on January 25, 2027, 22,733 shares on January 25, 2028, and 8,619 shares on January 25, 2029.
Issuer files a Form 144 reporting a proposed sale of 30,000 shares. The notice lists a proposed sale on 02/25/2026 of 30,000 shares for $505,200 by an affiliate at a broker address in Smithfield, RI. The filing also lists prior restricted stock vesting entries dated 12/11/2018, 01/25/2019, and 10/29/2019 with listed share amounts.
WT submitted a Form 144 notice proposing the sale of 100,000 shares of Common Stock with an aggregate value of $1,930,608.14. Shares outstanding are reported as 152,941,267 as of 05/19/2026.
The filing lists upcoming restricted stock vesting entries: 11,983 shares vesting 01/25/2024, 20,378 shares vesting 01/29/2024, 47,587 shares vesting 01/25/2025, and 20,052 shares vesting 01/27/2025. The excerpt shows no securities sold during the past three months in the visible text.
WisdomTree, Inc. reported strong top-line growth but a bottom-line loss for the quarter ended March 31, 2026. Operating revenues rose to about $159.5 million from roughly $108.1 million a year earlier, driven by higher advisory, management, performance and other fees.
Operating income increased to about $59.4 million, but a $62.3 million loss on extinguishment of convertible notes plus higher interest expense turned results into a net loss of roughly $23.1 million, versus net income of about $24.6 million in the prior-year quarter.
Cash, cash equivalents and restricted cash climbed to approximately $625.5 million, supported by issuing $603.8 million of new 2031 convertible notes and repurchasing portions of 2026 and 2029 notes with a mix of cash and 11.0 million new shares. Share repurchases continued, and goodwill and intangible assets remained largely unchanged after the 2025 Ceres acquisition.
WisdomTree, Inc. Chief Information Officer David M. Yates reported an open-market sale of 15,000 shares of Common Stock at $18.06 per share. After the sale, he directly holds 157,499 shares, including restricted stock awards scheduled to vest through January 25, 2029.
FMR LLC filed an Amendment No. 2 to Schedule 13G/A reporting beneficial ownership of 13,349,765.07 shares of WisdomTree Inc. common stock (CUSIP 97717P104), representing 9.4% of the class as reported. The filing lists sole dispositive power of 13,349,765.07 shares and states certain holdings are on behalf of other persons; no other single person holds more than 5%.
WT submitted a Form 144 disclosing an intended sale of 15,000 shares of Common stock through Fidelity Brokerage Services LLC with an aggregate value of $270,900.00, dated 05/05/2026 (NYSE). The filing also notes 14,997 shares issued on 01/27/2026 tied to restricted stock vesting as compensation.
WisdomTree, Inc. reported strong first quarter 2026 operating results while reshaping its capital structure and completing a strategic acquisition. The company posted record assets under management of $152.6 billion, up 5.6% from the prior quarter, driven by $5.9 billion of net inflows and market appreciation. Operating revenues rose 8.2% sequentially to $159.5 million, with an operating income margin of 37.2% and an adjusted operating margin of 39.3%.
On a GAAP basis, WisdomTree recorded a net loss of $23.1 million, or ($0.17) per diluted share, largely due to a $62.3 million loss on extinguishment of convertible notes. Adjusted net income was $40.6 million, or $0.27 per diluted share. The company issued $603.75 million of 4.50% convertible senior notes due 2031 and used them in part to repurchase $75.0 million of 2026 notes and $275.0 million of 2029 notes through cash and stock exchanges. WisdomTree also closed the acquisition of Atlantic House Holdings Limited for £150.0 million (approximately $200.0 million) in cash and declared a quarterly dividend of $0.03 per share, payable on May 27, 2026.
WisdomTree, Inc. reported strong first quarter 2026 operating results while reshaping its capital structure and completing a strategic acquisition. The company posted record assets under management of $152.6 billion, up 5.6% from the prior quarter, driven by $5.9 billion of net inflows and market appreciation. Operating revenues rose 8.2% sequentially to $159.5 million, with an operating income margin of 37.2% and an adjusted operating margin of 39.3%.
On a GAAP basis, WisdomTree recorded a net loss of $23.1 million, or ($0.17) per diluted share, largely due to a $62.3 million loss on extinguishment of convertible notes. Adjusted net income was $40.6 million, or $0.27 per diluted share. The company issued $603.75 million of 4.50% convertible senior notes due 2031 and used them in part to repurchase $75.0 million of 2026 notes and $275.0 million of 2029 notes through cash and stock exchanges. WisdomTree also closed the acquisition of Atlantic House Holdings Limited for £150.0 million (approximately $200.0 million) in cash and declared a quarterly dividend of $0.03 per share, payable on May 27, 2026.