WisdomTree, Inc. (WT) SEC Filings

WisdomTree, Inc. (WT) received a notice of proposed sale under Rule 144 for up to 30,000 shares of common stock held for the account of officer Lilien R. Jarrett, with an aggregate market value of $736,800. The shares relate to restricted stock that vested on October 29, 2019 (11,253 shares) and December 11, 2019 (18,747 shares) as compensation and are planned for sale through Fidelity Brokerage Services LLC on the NYSE, referencing CUSIP 151512111 and a proposed sale date of September 9, 2026.

Wellington Management Group LLP and related entities report beneficial ownership of WisdomTree, Inc. common stock on a Schedule 13G/A. They report beneficial ownership of 8,407,113 shares, representing 5.5% of the outstanding common stock.

The group reports 0 shares with sole voting or dispositive power, and 4,707,243 shares with shared voting power and 8,407,113 shares with shared dispositive power. The shares are held of record by clients of various Wellington investment adviser affiliates, which have the right to receive dividends or sale proceeds.

Invesco Ltd., as a parent holding company to its investment advisers, reports beneficial ownership of 10,184,084 shares of WisdomTree Inc. common stock, representing 6.6% of the class. These shares are held of record by Invesco’s clients, who are entitled to dividends and sale proceeds.

Invesco reports sole voting power10,064,310 shares and sole dispositive power10,184,084 shares, with no shared voting or dispositive power. No single client has more than 5% economic ownership in these securities. The filing identifies Invesco Advisers, Inc. and Invesco Capital Management LLC as the relevant subsidiaries.

WisdomTree, Inc. reported strong growth for the quarter ended June 30, 2026. Total revenues were $177,160 (in thousands), up from $112,621 (in thousands) a year earlier, driven by higher advisory fees, new management and performance fees from Ceres, and increased other revenues. Net income for the quarter was $44,284 (in thousands), versus $24,777 (in thousands), with diluted EPS rising to $0.28 from $0.17.

For the first six months of 2026, revenues were $336,630 (in thousands) compared with $220,703 (in thousands), while net income was $21,153 (in thousands), down from $49,406 (in thousands), reflecting a $68,925 (in thousands) loss on repurchase of convertible notes and higher interest expense of $25,875 (in thousands). Operating cash flow for the period was $93,462 (in thousands).

The company continued expanding its platform through acquisitions. On May 1, 2026 it completed the Atlantic House Holdings Limited acquisition for $209,099, recording $88,458 of intangible assets and $130,417 of goodwill; Atlantic House contributed $5,913 of revenue and $2,003 of income before taxes since closing. At June 30, 2026, total assets were $1,645,171 (in thousands), including goodwill of $355,407 (in thousands) and intangible assets of $833,006 (in thousands). Principal outstanding under convertible notes totaled $1,096,853, and stockholders’ equity was $418,516 (in thousands) with 151,697 thousand common shares outstanding.

WisdomTree, Inc. reported strong second-quarter 2026 results, highlighted by record assets under management of $162.9 billion, up 6.7% from the prior quarter. Net inflows were $3.1 billion and the company cited a 13% annualized organic flow growth rate, driven mainly by commodity, international developed equity and U.S. equity products, plus contributions from the Atlantic House acquisition.

Operating revenues rose 11.1% sequentially to $177.2 million. GAAP net income was $44.3 million, or $0.28 per diluted share, while adjusted net income was $48.1 million, or $0.31 per diluted share. The GAAP operating income margin reached 40.5%, and the adjusted margin was 42.6%; year-to-date operating margin was 39.0% (41.1% as adjusted), expanding 780 and 900 basis points, respectively, from the prior-year period. The board declared a quarterly cash dividend of $0.03 per share, payable August 26, 2026 to shareholders of record on August 12, 2026, and the company repurchased $25.9 million of common stock during the quarter.

WisdomTree, Inc. director Frank Salerno reported an acquisition of 5,509 shares of Common Stock through a grant or award with no cash paid per share. This restricted stock award is scheduled to vest as to 5,509 shares on June 17, 2027. Following this grant, Salerno directly holds 228,345 shares of WisdomTree Common Stock.

WisdomTree, Inc. director Frank Salerno filed an initial Form 3 reporting his beneficial ownership in the company. The filing shows he directly holds 222,836 shares of Common Stock, providing a baseline view of his equity position. The entry reflects holdings only, with no buy or sell transactions reported.

WisdomTree, Inc. reported the final voting results from its 2026 Annual Meeting of Stockholders. Shareholders re‑elected nine directors, each receiving roughly 97%–100% support, with Frank Salerno and Jonathan Steinberg each backed by more than 99.8% of votes cast, excluding broker non‑votes.

On the April 23, 2026 record date, 152,437,434 common shares were outstanding, and 132,636,451 votes were represented at the meeting, equal to 87.01% of voting power, establishing a quorum. Stockholders also ratified Ernst & Young LLP as independent auditor for 2026 and approved the advisory vote on executive compensation with over 98% support.

PANKOPF TONIA L reported acquisition or exercise transactions in this Form 4 filing.

WisdomTree, Inc. director Tonia L. Pankopf received an equity grant of 5,509 shares of Common Stock as a compensation award, at no cash cost per share. The award is in the form of restricted stock that is scheduled to vest as to 5,509 shares on June 17, 2027. Following this grant, she holds a total of 40,471.0051 Common Stock shares directly.