STOCK TITAN

WisdomTree (WT) director Daniela Mielke granted 5,509 RSUs in equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. director Daniela Mielke received 5,509 restricted stock units (RSUs) of common stock as a compensation award, at no cash cost. The RSUs vest on June 17, 2027 and will convert one-for-one into common shares upon the earliest of January 1, 2029, a qualifying separation from service, or a qualifying Sale Event. Following this grant, she directly holds 56,833 shares of common stock.

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Insider Mielke Daniela
Role null
Type Security Shares Price Value
Grant/Award Common Stock 5,509 $0.00 --
Holdings After Transaction: Common Stock — 56,833 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 5,509 RSUs Restricted stock units awarded to director
Grant price $0.00 per share Compensation grant, no cash paid
Shares after transaction 56,833 shares Common stock held directly after grant
Vesting date June 17, 2027 RSUs vesting under 2022 Equity Plan
Earliest payment date January 1, 2029 First possible RSU share settlement date
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Non-Employee Directors' Deferred Compensation Program financial
"pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan"
2022 Equity Plan financial
"Deferred Compensation Program under the 2022 Equity Plan"
Section 409A of the Internal Revenue Code regulatory
"as defined in Section 409A of the Internal Revenue Code of 1986, as amended"
Sale Event financial
"a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mielke Daniela

(Last)(First)(Middle)
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR

(Street)
NEW YORK NEW YORK 10119

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026A5,509(1)A$0.000056,833D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 17, 2027, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) January 1, 2029, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).
/s/ Marci Frankenthaler, Attorney-in-Fact06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did WisdomTree (WT) director Daniela Mielke report in this Form 4?

Daniela Mielke reported receiving 5,509 restricted stock units in WisdomTree common stock as a compensation grant. The award was made under the company’s 2022 Equity Plan and its Non-Employee Directors’ Deferred Compensation Program, with no open-market purchase or sale involved.

How many WisdomTree (WT) shares does Daniela Mielke hold after this transaction?

After the RSU grant, Daniela Mielke directly holds 56,833 shares of WisdomTree common stock. This figure reflects her position immediately following the reported award and provides context for the size of the new grant relative to her existing holdings.

When do Daniela Mielke’s new WisdomTree (WT) RSUs vest and pay out?

The 5,509 RSUs granted to Daniela Mielke vest on June 17, 2027. They are payable in common stock on a one-for-one basis upon the earliest of January 1, 2029, a qualifying separation from service, or a qualifying Sale Event under the 2022 Equity Plan.

What program governs this WisdomTree (WT) RSU award to Daniela Mielke?

The RSUs were issued under WisdomTree’s 2022 Equity Plan through the Non-Employee Directors’ Deferred Compensation Program. Mielke elected to defer receipt of her annual restricted stock award, causing settlement to occur at specified future events instead of the grant date.

Does this WisdomTree (WT) Form 4 indicate any stock sale by Daniela Mielke?

This Form 4 does not report any sale of WisdomTree shares by Daniela Mielke. It shows only an acquisition of 5,509 RSUs as a grant or award, with no open-market buying or selling activity disclosed in the reported transaction.