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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
Form 8-K
___________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 17, 2026
___________________
WisdomTree, Inc.
(Exact name of registrant as specified in its charter)
___________________
| |
Commission File Number: 001-10932 |
|
| Delaware |
|
13-3487784 |
|
(State or other jurisdiction
of incorporation) |
|
(IRS Employer
Identification No.) |
250 West 34th Street
3rd Floor
New York, NY 10119
(Address of principal executive offices, including
zip code)
(212) 801-2080
(Registrant’s telephone number, including area
code)
Not Applicable
(Former name or former address, if changed
since last report)
_______________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Exchange
Act:
| Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange
on which registered |
| Common Stock, $0.01 par value |
|
WT |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 17, 2026, WisdomTree, Inc. (the “Company”)
held its 2026 Annual Meeting of Stockholders (the “2026 Annual Meeting”). The Company’s stockholders voted on three
proposals (each described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission
on April 29, 2026) at the 2026 Annual Meeting. Continental Stock Transfer and Trust Company, the independent inspector of election (the
“Inspector of Election”) for the 2026 Annual Meeting, delivered its final vote tabulation on June 18, 2026 that certified
the final voting results for each of the matters that were submitted to a vote at the 2026 Annual Meeting. Set forth below are the final
voting results as provided by the Inspector of Election.
Each stockholder of record was entitled to one vote
per share of common stock on each proposal. On April 23, 2026, the record date for the 2026 Annual Meeting (the “Record Date”),
there were 152,437,434 shares of common stock outstanding. Present at the 2026 Annual Meeting in person or by proxy were holders of shares
of common stock representing an aggregate of 132,636,451 votes, or 87.01% of the voting power entitled to vote at the 2026 Annual Meeting
as of the Record Date, constituting a quorum.
| Proposal 1. | To elect nine members
of the Company’s Board of Directors, to serve until the 2027 annual meeting of stockholders. |
| WisdomTree Nominees | |
For | |
% Voted For(1) | |
Against | |
Abstain | |
Broker Non-Votes | |
| LYNN S. BLAKE | |
124,870,734 | |
99.71% | |
353,524 | |
23,656 | |
7,388,537 | |
| ANTHONY BOSSONE | |
122,357,273 | |
97.73% | |
2,839,583 | |
51,058 | |
7,388,537 | |
| SMITA CONJEEVARAM | |
121,966,703 | |
97.39% | |
3,257,250 | |
23,961 | |
7,388,537 | |
| RILLA DELORIER | |
123,727,162 | |
98.82% | |
1,475,173 | |
45,579 | |
7,388,537 | |
| DANIELA MIELKE | |
123,962,450 | |
99.00% | |
1,241,095 | |
44,369 | |
7,388,537 | |
| SHAMLA NAIDOO | |
122,198,031 | |
97.58% | |
3,018,268 | |
31,615 | |
7,388,537 | |
| TONIA PANKOPF | |
123,853,534 | |
98.92% | |
1,350,346 | |
44,034 | |
7,388,537 | |
| FRANK SALERNO | |
125,170,548 | |
99.95% | |
53,436 | |
23,930 | |
7,388,537 | |
| JONATHAN STEINBERG | |
125,014,052 | |
99.83% | |
209,317 | |
24,545 | |
7,388,537 | |
The Company’s
stockholders voted to elect Lynn S. Blake, Anthony Bossone, Smita Conjeevaram, Rilla Delorier, Daniela Mielke, Shamla Naidoo, Tonia Pankopf,
Frank Salerno and Jonathan Steinberg as directors to serve until the 2027 annual meeting of stockholders and until their respective successors
have been duly elected and qualified.
| Proposal 2. | The ratification of the appointment of Ernst &
Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. |
| For | |
% Voted For(1) | |
Against | |
Abstain | |
Broker Non-Votes | |
| 131,594,426 | |
99.24% | |
996,752 | |
45,273 | |
— | |
The Company’s stockholders voted to ratify
the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year
ending December 31, 2026.
| Proposal 3. | An advisory resolution
to approve the compensation of the Company’s named executive officers. |
| For | |
% Voted For(1) | |
Against | |
Abstain | |
Broker Non-Votes | |
| 123,515,009 | |
98.66% | |
1,671,615 | |
61,290 | |
7,388,537 | |
The
Company’s stockholders approved an advisory resolution on the compensation of the Company’s named executive officers.
| (1) | “% VOTED FOR” reported for proposal nos.1, 2 and 3 is the percentage of votes cast “for”
each respective proposal divided by the sum of the votes cast “for” and “against.” |
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
|
WISDOMTREE, INC. |
| |
|
|
|
| Date: June 18, 2026 |
|
By: |
/s/ Marci Frankenthaler
|
| |
|
|
Marci Frankenthaler |
| |
|
|
Chief Legal Officer |
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