STOCK TITAN

WisdomTree (NYSE: WT) director granted 5,509 deferred RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. director Smita Conjeevaram received a grant of 5,509 restricted stock units (RSUs) of common stock under the company’s 2022 Equity Plan and Non-Employee Directors' Deferred Compensation Program. These RSUs vest on June 17, 2027 and convert one-for-one into common shares. Following this award, she directly holds 82,877 shares of WisdomTree common stock.

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Insider Conjeevaram Smita
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 5,509 $0.00 $0.00
Holdings After Transaction: Common Stock — 82,877 shares (Direct)
Footnotes (1)
  1. F1. Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 17, 2027, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) June 30, 2027, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).
RSUs granted 5,509 units Restricted stock units awarded on June 17, 2026
Holdings after transaction 82,877 shares Direct common stock ownership following RSU grant
RSU vesting date June 17, 2027 Date when RSUs vest under 2022 Equity Plan
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") issued to the Reporting Person pursuant..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Non-Employee Directors' Deferred Compensation Program financial
"RSUs issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program..."
2022 Equity Plan financial
"Deferred Compensation Program under the 2022 Equity Plan."
Section 409A of the Internal Revenue Code regulatory
"as defined in Section 409A of the Internal Revenue Code of 1986, as amended..."
Sale Event financial
"a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes..."

FAQ

What did WisdomTree (WT) director Smita Conjeevaram report in this Form 4?

Smita Conjeevaram reported receiving a grant of 5,509 restricted stock units of WisdomTree common stock. The award was issued under the Non-Employee Directors' Deferred Compensation Program of the 2022 Equity Plan, increasing her direct holdings to 82,877 common shares.

How many WisdomTree (WT) shares does Smita Conjeevaram hold after this RSU grant?

After the grant, Smita Conjeevaram directly holds 82,877 shares of WisdomTree common stock. This total reflects the new award of 5,509 restricted stock units reported in the Form 4 and represents her direct ownership position after the transaction.

When do Smita Conjeevaram’s WisdomTree (WT) RSUs vest and become payable?

The 5,509 RSUs vest on June 17, 2027 and are payable one-for-one in common stock. Payment occurs on the earliest of June 30, 2027, a separation from service, or a qualifying Sale Event that meets Section 409A change-in-control definitions.

What program governs the RSU grant to WisdomTree (WT) director Smita Conjeevaram?

The RSUs were issued under WisdomTree’s Non-Employee Directors' Deferred Compensation Program within the 2022 Equity Plan. She elected to defer receipt of her annual restricted stock award, so the shares are delivered later based on the plan’s deferral and vesting terms.

How are Smita Conjeevaram’s WisdomTree (WT) RSUs settled when they become payable?

The RSUs are payable on a one-for-one basis in WisdomTree common stock. Upon the applicable payment event—such as June 30, 2027, separation from service, or a qualifying Sale Event—each vested RSU converts into one share of common stock.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Conjeevaram Smita

(Last)(First)(Middle)
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR

(Street)
NEW YORK NEW YORK 10119

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026A5,509(1)A$0.000082,877D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 17, 2027, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) June 30, 2027, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).
/s/ Marci Frankenthaler, Attorney-in-Fact06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)