WisdomTree COO sells 30K shares at $24.56

WisdomTree’s President and COO executed a 10b5-1 planned sale of 30,000 WT shares and continues to hold over one million shares including future-vesting awards.

Rhea-AI Filing Summary

WisdomTree, Inc. (WT) reports that President and COO Jarrett R. Lilien sold 30,000 shares of common stock on September 9, 2026 at $24.56 per share in an open-market transaction. The sale was made under a Rule 10b5-1 trading plan adopted on November 24, 2025, and his direct holdings after the sale were 1,080,245 shares, which include restricted stock awards scheduled to vest in 2027, 2028, and 2029.

Insider Trade Summary 10b5-1

Net Seller: 30,000 shares

Net Sell 1 txn

Insider Lilien R Jarrett

Role President and COO

Sold 30,000 shs ($737K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	30,000	$24.56	$737K

Holdings After Transaction: Common Stock — 1,080,245 shares (Direct)

Footnotes (2)

1. F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
2. F2. Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.

Key Figures

Shares sold: 30,000 shares Sale price per share: $24.56 per share Shares held after transaction: 1,080,245 shares +3 more

6 metrics

Shares sold 30,000 shares Common stock sale on September 9, 2026

Sale price per share $24.56 per share Common stock sale on September 9, 2026

Shares held after transaction 1,080,245 shares Direct holdings of Jarrett R. Lilien after the reported sale

Restricted stock vesting 2027 114,570 shares Restricted stock awards vesting on January 25, 2027

Restricted stock vesting 2028 59,724 shares Restricted stock awards vesting on January 25, 2028

Restricted stock vesting 2029 23,785 shares Restricted stock awards vesting on January 25, 2029

Key Terms

Rule 10b5-1 trading plan, restricted stock awards, equity ownership requirements

3 terms

Rule 10b5-1 trading plan regulatory

"The sale was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

restricted stock awards financial

"Includes restricted stock awards vesting as to (i) 114,570 shares"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

equity ownership requirements regulatory

"All sales by the reporting person are subject to the Issuer's equity ownership requirements"

FAQ

What insider transaction did WisdomTree (WT) disclose for Jarrett R. Lilien?

WisdomTree disclosed that President and COO Jarrett R. Lilien sold 30,000 shares of common stock on September 9, 2026 at $24.56 per share, in a reported open-market or private transaction.

Was the September 9, 2026 WT share sale made under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan established by Jarrett R. Lilien on November 24, 2025, and that he had no discretion over the timing of the transaction.

How many WisdomTree (WT) shares does Jarrett R. Lilien hold after this transaction?

After the sale, Jarrett R. Lilien directly holds 1,080,245 shares of WisdomTree common stock, including specific restricted stock awards that are scheduled to vest in 2027, 2028, and 2029.

What restricted stock awards are included in Jarrett R. Lilien’s WT holdings?

His reported holdings include restricted stock awards vesting as to 114,570 shares on January 25, 2027, 59,724 shares on January 25, 2028, and 23,785 shares on January 25, 2029.

Does WisdomTree impose equity ownership requirements on this insider’s sales?

Yes. The footnote states that all sales by the reporting person are subject to the issuer’s equity ownership requirements, indicating internal guidelines governing insider share ownership levels.

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Available on EDGAR 09/10/2026 - 04:39 PM Accepted by SEC EDGAR 09/10/2026 - 04:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lilien R Jarrett

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NEW YORK 10119

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2026		S(1)		30,000	D	$24.56	1,080,245(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.

2. Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.

	/s/ Marci Frankenthaler, Attorney-in-Fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)