WisdomTree officer files to sell 30K shares

WisdomTree, Inc. (WT) received a notice of proposed sale under Rule 144 for up to 30,000 shares of common stock held for the account of officer Lilien R. Jarrett, with an aggregate market value of $736,800.

Rhea-AI Filing Summary

WisdomTree, Inc. (WT) received a notice of proposed sale under Rule 144 for up to 30,000 shares of common stock held for the account of officer Lilien R. Jarrett, with an aggregate market value of $736,800. The shares relate to restricted stock that vested on October 29, 2019 (11,253 shares) and December 11, 2019 (18,747 shares) as compensation and are planned for sale through Fidelity Brokerage Services LLC on the NYSE, referencing CUSIP 151512111 and a proposed sale date of September 9, 2026.

Key Figures

Shares proposed for sale: 30,000 shares Aggregate market value: $736,800 CUSIP: 151512111 +2 more

5 metrics

Shares proposed for sale 30,000 shares Common stock in Rule 144 notice for WisdomTree, Inc.

Aggregate market value $736,800 Value of 30,000 shares covered by the Rule 144 notice

CUSIP 151512111 Identifier for WisdomTree, Inc. common stock in the notice

Restricted stock vesting 1 11,253 shares Restricted stock vesting on October 29, 2019 as compensation

Restricted stock vesting 2 18,747 shares Restricted stock vesting on December 11, 2019 as compensation

Key Terms

Rule 144, Restricted Stock Vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 10/29/2019 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Robert Lilien"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for WisdomTree, Inc. (WT)?

It discloses a Rule 144 notice for a potential sale of 30,000 shares of WisdomTree, Inc. common stock, with an aggregate market value of $736,800, to be sold through Fidelity Brokerage Services LLC on the NYSE.

Who is the Form 144 sale for in the WT filing?

The sale is for the account of Lilien R. Jarrett, identified as an officer of WisdomTree, Inc., with the notice signed by Jennifer Ruchti as a duly authorized representative of Fidelity Brokerage Services LLC, acting as attorney-in-fact for Robert Lilien.

How many WT shares are covered and what is their value?

The notice covers 30,000 shares of WisdomTree, Inc. common stock with an aggregate market value of $736,800, according to the information provided in the Rule 144 filing.

When were the WT shares originally acquired under this Form 144?

The shares relate to restricted stock that vested as compensation on October 29, 2019 for 11,253 shares and on December 11, 2019 for 18,747 shares, both issued by WisdomTree, Inc. as compensation.

On which exchange and under what identifier may the WT shares be sold?

The shares may be sold on the NYSE, and the filing references CUSIP 151512111 for WisdomTree, Inc. common stock, in connection with the proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 10:45 AM EDT Accepted by SEC EDGAR 09/09/2026 - 10:45 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001197950
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WisdomTree, Inc.
SEC File Number	001-10932
Address of Issuer	250 WEST 34TH STREET 3RD FLOOR NEW YORK NEW YORK 10119
Phone	212-801-2080
Name of Person for Whose Account the Securities are To Be Sold	Lilien R Jarrett
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	30000	736800.00	151512111	09/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/29/2019	Restricted Stock Vesting	Issuer			11253	10/29/2019	Compensation
Common	12/11/2019	Restricted Stock Vesting	Issuer			18747	12/11/2019	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/09/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/24/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Lilien
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)