Welcome to our dedicated page for Wisdomtree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
WisdomTree, Inc. is asking stockholders to vote at its 2026 virtual annual meeting on three items: electing nine directors, ratifying Ernst & Young LLP as auditor, and approving an advisory say‑on‑pay resolution for named executive officers.
The proxy highlights strong 2025 performance, with assets under management of $144.5 billion, up 31.6%, helped by $8.5 billion of net inflows and higher margins as revenues rose 15.4% and operating income grew 26.9%. WisdomTree expanded into private U.S. farmland through the Ceres acquisition, grew model and digital asset platforms, and issued new convertible senior notes while repurchasing 15.5 million shares and continuing its quarterly dividend. The Board emphasizes refreshed, majority‑independent governance, proxy access, strict stock ownership and trading policies, and a pay‑for‑performance program heavily tied to total shareholder return.
WisdomTree Inc reported that Vanguard Portfolio Management beneficially owns 8,155,227 shares of common stock, representing 5.75% of the class. The filing attributes voting and dispositive authority to Vanguard Portfolio Management LLC and affiliated business divisions as described in the statement.
WisdomTree, Inc. issued $603.75 million of 4.50% Convertible Senior Notes due 2031 in a private offering to qualified institutional buyers, generating approximately $591.2 million in net proceeds for the company.
The notes are senior unsecured, pay interest semiannually, and mature on October 1, 2031. They are initially convertible at 46.3306 shares per $1,000 principal amount, implying a conversion price of about $21.58 per share, with a higher conversion rate possible after certain make-whole events. Holders can convert early only if stock price or trading conditions meet specified thresholds, or upon certain corporate events, and more freely from July 1, 2031. The company may redeem the notes for cash beginning April 6, 2028 if its stock trades at least 130% of the conversion price, and must repurchase the notes at par plus interest if a defined fundamental change occurs.
WisdomTree Inc ownership filing: The Vanguard Group amended its Schedule 13G to report 0 shares beneficially owned of WisdomTree Inc common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026 that caused certain Vanguard subsidiaries or business divisions to report disaggregated holdings separately.
The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026, and states Vanguard entities retain the right to receive dividends or sale proceeds for managed accounts, while no single other person holds more than 5% of the class.
WisdomTree, Inc. is raising funding and reshaping its debt profile through a new convertible note issue and related exchanges. The company priced $525.0 million of 4.50% convertible senior notes due 2031 and the initial purchasers exercised a $78.75 million option, bringing the total to $603.75 million. The notes are initially convertible at 46.3306 shares per $1,000 principal amount, implying a conversion price of about $21.58 per share, with conditional step-ups. Net proceeds of approximately $591.2 million are earmarked to pay $200.0 million toward the Atlantic House Holdings acquisition, $302.7 million to exchange 3.25% convertible notes due 2029, and the balance for working capital and potential repayment of other notes. Concurrently, WisdomTree agreed to exchange $75.0 million of 2026 notes and $275.0 million of 2029 notes for cash and a combined roughly 11.0 million shares, and expects a one-time extinguishment loss of about $105.0 million.
WisdomTree, Inc. plans a private offering of $525.0 million aggregate principal amount of convertible senior notes due 2031 to qualified institutional buyers. The company expects to use about $200.0 million of net proceeds to fund the closing consideration for its previously announced acquisition of Atlantic House Holdings Limited.
WisdomTree also plans to use part of the proceeds to fund cash consideration in exchange transactions for up to approximately $275.0 million of its 3.25% convertible senior notes due 2029, with any remainder for working capital and other general corporate purposes, including potential repayment of other convertible notes.
WisdomTree, Inc. has entered a definitive agreement for its subsidiary to acquire all shares of UK-based Atlantic House Holdings Limited for £150 million (approximately $200 million) in cash, subject to customary closing adjustments. Atlantic House manages about £4.11 billion (approximately $5.5 billion) in assets.
The deal is expected to close in the second quarter of 2026, pending regulatory approvals, financing and other conditions, with a long-stop date of June 13, 2026. Atlantic House’s CEO will enter into an employment agreement and lead outcome and derivative strategies, while existing teams continue managing current products.
Atlantic House adds defined outcome and derivatives-driven strategies, expands WisdomTree’s Models and Portfolio Solutions platform into the UK and strengthens adviser distribution. The transaction is described as modestly accretive and aligned with WisdomTree’s disciplined capital allocation, after which WisdomTree anticipates managing about $163 billion in assets globally.
WisdomTree, Inc. director Tonia L. Pankopf reported a series of common stock purchases made through a dividend reinvestment plan sponsored by a broker-dealer. The latest transaction on February 25, 2026 added 44.3439 shares at a price of 16.9448 per share, bringing her directly held stake to 34,962.0051 shares.
Across six reported purchases from November 20, 2024 through February 25, 2026, she acquired a net 277.0051 shares. Her reported holdings include restricted stock awards scheduled to vest as to 9,871 shares on June 17, 2026.
WisdomTree, Inc. President and COO Jarrett R. Lilien reported an open‑market sale of 30,000 shares of common stock on February 25, 2026 at a price of $16.84 per share under a pre‑established Rule 10b5‑1 trading plan.
After this transaction, Lilien directly owned 1,140,245 shares of WisdomTree common stock. This amount includes restricted stock awards scheduled to vest as to 114,570 shares on January 25, 2027, 59,724 shares on January 25, 2028, and 23,785 shares on January 25, 2029, and remains subject to the company’s equity ownership requirements.