Welcome to our dedicated page for Wisdomtree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to WisdomTree, Inc. (NYSE: WT) SEC filings, offering detailed insight into the company’s operations as a global financial innovator in exchange-traded products, digital assets and private market investments. WisdomTree’s common stock is registered under Section 12(b) of the Exchange Act and listed on the New York Stock Exchange under the symbol WT, and its regulatory filings document key financial, strategic and governance information.
Investors can review current reports on Form 8-K, where WisdomTree discloses material events such as quarterly financial results, dividends, share repurchase authorizations, annual meeting voting outcomes, acquisitions like Ceres Partners, LLC, and capital markets transactions including the issuance of 4.625% Convertible Senior Notes due 2030. These filings also describe material definitive agreements, equity purchase agreements and indentures for convertible notes.
Annual reports on Form 10-K and quarterly reports on Form 10-Q (when available through this feed) contain comprehensive financial statements, management’s discussion and analysis, and segment and risk disclosures relevant to its role as an ETP sponsor and asset manager with digital asset-related products and private market investments. Proxy statements and meeting-related filings detail Board composition, executive compensation proposals and stockholder voting results.
Stock Titan enhances these filings with AI-powered summaries that help explain complex sections, highlight key changes and surface important items such as revenue drivers, expense trends, capital structure developments and share repurchase or dividend actions. Users can also use this page to track insider and related activity through forms such as Form 4 when they are available in the feed, alongside real-time updates sourced from the SEC’s EDGAR system.
By combining raw SEC documents with AI-generated insights, this filings page helps readers quickly understand what WisdomTree reports about its exchange-traded products, digital platforms, tokenization initiatives, private market expansion and financing arrangements, without having to parse every line of each filing manually.
WisdomTree, Inc. completed the acquisition of Ceres Partners, LLC through its subsidiary, WisdomTree Farmland Holdings, Inc. for aggregate consideration of $275.0 million in cash plus potential earnout payments. The equity purchase closed on October 1, 2025, transferring all issued and outstanding equity interests of Ceres from the sellers to the WisdomTree subsidiary.
The cash consideration of $275.0 million is subject to customary post-closing adjustments for cash, indebtedness and working capital. An additional earnout of up to $225.0 million may be paid in 2030 if Ceres achieves a compound annual growth rate in revenue between 12% and 22% over the measurement period from January 1, 2025 through December 31, 2029.
WisdomTree, Inc. Schedule 13G/A filed by ETFS Capital Limited and Graham Tuckwell reports ownership of 5,250,000 common shares, representing approximately 3.6% of WisdomTree's outstanding stock based on 147,107,121 shares. ETFS directly owns the shares and Mr. Tuckwell, as controlling shareholder of ETFS, may be deemed to beneficially own the same amount; both parties disclaim ownership of shares they do not directly hold. The filing states the shares were not acquired to influence control of the issuer.
Lilien R Jarrett, President and COO of WisdomTree, Inc. (WT), reported a sale of 12,500 shares of Common Stock on 08/26/2025 at $13.21 per share under a Rule 10b5-1 trading plan established on 02/25/2025. After the sale the reporting person beneficially owned 1,036,138 shares, which include restricted stock awards vesting 155,950 shares on 01/25/2026, 90,787 shares on 01/25/2027, and 35,941 shares on 01/25/2028. The filing notes all sales are subject to the issuer's equity ownership requirements and that the reporting person had no discretion over timing due to the 10b5-1 plan.
Form 144 notice for WisdomTree, Inc. (WT) reports proposed and recent sales of common stock by an insider. The filer proposes to sell 12,500 shares via Fidelity Brokerage Services on the NYSE, with an aggregate market value of $165,125 and an approximate sale date of 08/26/2025. Those shares were acquired by restricted stock vesting on 01/29/2024 as compensation. The filing also discloses a prior sale by the named seller of 25,000 shares on 08/12/2025 for gross proceeds of $333,250. The form includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.
WisdomTree, Inc. (WT) disclosed terms related to convertible notes including a shareholder-based redemption trigger and customary payment terms. If the company's common stock trades at least 130% of the conversion price for at least 20 trading days within any 30 consecutive trading day period ending on the trading day before redemption notice, the company may redeem the notes at 100% of principal plus accrued and unpaid interest to (but excluding) the redemption date. The filing states no sinking fund is provided for the notes. The 8-K lists affected items including entry into a material definitive agreement, creation of a direct financial obligation or off-balance-sheet arrangement, unregistered sales of equity securities, and financial statements and exhibits.
Azora Capital LP, together with Azora Capital GP LLC and managing member Ravi Chopra, reports beneficial ownership of 7,069,860 shares of WisdomTree, Inc. common stock, representing approximately 4.8% of the outstanding shares based on 147,031,590 shares reported by the issuer. The filing shows shared voting and shared dispositive power for these shares and reports no sole voting or dispositive power. The securities are directly owned by investment funds managed on a discretionary basis by Azora Capital, which the filing identifies as the investment manager and beneficial owner under applicable rules.
Lilien R Jarrett, President and COO of WisdomTree, sold 25,000 shares of WT common stock at $13.33 on 08/12/2025, leaving direct beneficial ownership of 1,048,638 shares. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan established on 02/25/2025, meaning the reporting person had no discretion over the timing of this transaction.
The report also discloses restricted stock awards vesting as to 155,950 shares on 01/25/2026, 90,787 shares on 01/25/2027, and 35,941 shares on 01/25/2028. All sales are noted as subject to the issuer's equity ownership requirements.
WisdomTree (WT) submitted a Rule 144 notice showing an insider intends to sell 25,000 common shares with an aggregate market value of $333,250. The sale is expected to be executed approximately on 08/12/2025 through Fidelity Brokerage Services LLC. The shares were acquired on 01/29/2024 by restricted stock vesting and the payment is recorded as compensation. The filer reports no securities sold in the past three months. The notice includes the standard representation that the seller does not possess undisclosed material information and references Rule 10b5-1 plan adoption language.
WisdomTree, Inc. (WT) announced that it priced an offering of $415 million aggregate principal amount of convertible senior notes due 2030 and that the initial purchasers exercised their option to purchase an additional $60 million aggregate principal amount of the Notes, increasing the aggregate principal amount associated with the offering. The announcement is documented in a press release filed as Exhibit 99.1 to the current report.
The filing identifies the notes as convertible senior notes maturing in 2030, indicating the company has arranged long-term financing through convertible debt. The 8-K discloses the principal amounts and maturity year but does not provide interest rate, conversion terms, use of proceeds, or the expected accounting or dilution impact; those details are referenced as contained in the press release exhibit.
On August 11, 2025, WisdomTree, Inc. announced a private Rule 144A offering of $400 million aggregate principal amount of convertible senior notes due 2030 to qualified institutional buyers, with the related press release filed as Exhibit 99.1. The company intends to use $275.0 million of net proceeds to pay the closing consideration for its previously announced acquisition of Ceres Partners, LLC, up to $25.8 million to repurchase the remaining outstanding 5.75% convertible senior notes due 2028, and approximately $80.0 million to repurchase common shares from certain purchasers of the Notes.
Any remaining net proceeds are intended for working capital and other general corporate purposes, which may include repayment of indebtedness, including its 3.25% convertible senior notes due 2026 and 2029. The offering is subject to market conditions and other factors, and if the Acquisition is not consummated the proceeds that would have financed the Acquisition will instead be used for general corporate purposes. The press release is attached as Exhibit 99.1 to the report.
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