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WisdomTree (WT) President and COO receives 46,131 performance-based RSUs in amended grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

WisdomTree, Inc. President and COO Jarrett Lilien reported an amended grant of 46,131 performance-based restricted stock units (PRSUs). These PRSUs were acquired at a stated price of $0.00 per unit as part of his equity compensation.

Each PRSU represents the right to receive one share of WisdomTree common stock for each unit that vests. The PRSUs are scheduled to vest on January 25, 2029, and the actual shares issued can range from 0% to 200% of the target 46,131 units based on performance. The amendment updates the target PRSU number to reflect the grant date fair market value determined by an independent valuation consultant.

Positive

  • None.

Negative

  • None.

Insights

Routine equity compensation grant with performance-based PRSUs, neutral for valuation.

The filing shows Jarrett Lilien, President and COO of WisdomTree, Inc., receiving a grant of 46,131 performance-based RSUs. The award is equity compensation with a $0.00 grant price, aligning pay with future share performance rather than immediate cash.

The PRSUs vest on January 25, 2029, and the actual shares earned can range from 0% to 200% of the 46,131 target units, depending on performance conditions. This introduces variability in eventual share issuance but does not itself change current share count.

The amendment updates the target PRSU number to match the grant date fair market value as determined by an independent valuation consultant. Subsequent company filings around the 2029 vesting date may disclose the final number of shares actually delivered based on performance outcomes.

Insider Lilien R Jarrett
Role President and COO
Type Security Shares Price Value
Grant/Award Performance Based Restricted Stock Units 46,131 $0.00 --
Holdings After Transaction: Performance Based Restricted Stock Units — 46,131 shares (Direct)
Footnotes (1)
  1. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lilien R Jarrett
(Last) (First) (Middle)
250 WEST 34TH STREET, 3RD FLOOR
C/O WISDOMTREE, INC.
(Street)
NEW YORK NY 10119
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/27/2026 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (1) 01/25/2026 A 46,131 (2) (2) Common Stock 46,131 $0.0000 46,131 D
Explanation of Responses:
1. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
2. These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.
/s/ Marci Frankenthaler, Attorney-in-Fact 02/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did WisdomTree (WT) President and COO Jarrett Lilien report in this Form 4/A?

Jarrett Lilien reported an amended grant of 46,131 performance-based restricted stock units. These PRSUs are equity compensation that may convert into WisdomTree common shares if future performance and time-based vesting conditions are satisfied by the scheduled 2029 vesting date.

How many performance-based restricted stock units did WT’s President and COO receive?

The filing shows a target grant of 46,131 performance-based restricted stock units. Each unit can convert into one share of WisdomTree common stock if vesting and performance criteria are met, with actual delivery ranging from 0% to 200% of this target amount.

When do Jarrett Lilien’s WisdomTree PRSUs from this filing vest?

The PRSUs are scheduled to vest on January 25, 2029. On that date, the number of WisdomTree common shares delivered will depend on whether specified performance goals are achieved, potentially resulting in between 0% and 200% of the target units vesting.

What does the 0% to 200% performance range mean for WisdomTree PRSUs?

The 0% to 200% range means the actual shares issued can be anywhere from none to double the 46,131 target units. The final number of WisdomTree shares depends on how the company performs against predefined metrics over the performance period.

Why was this WisdomTree Form 4 amended for Jarrett Lilien’s PRSUs?

The amendment updates the target number of PRSUs to reflect the grant date fair market value. An independent valuation consultant determined that fair value, and the revised target ensures the reported units align with that valuation for compensation reporting purposes.

Does this WisdomTree Form 4/A indicate an open-market stock purchase or sale?

No, the transaction reflects a grant of performance-based restricted stock units as compensation, not an open-market trade. The units were acquired at a stated price of $0.00 per unit and may convert into WisdomTree shares only if vesting and performance conditions are satisfied.