Welcome to our dedicated page for WisdomTree SEC filings (Ticker: WT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
WisdomTree, Inc. Chief Legal Officer Marci Frankenthaler reported the vesting of performance-based restricted stock units and related share movements. On January 27, 2026, 43,998 PRSUs granted in January 2023 converted into 43,998 shares of common stock after a three-year performance period tied to relative total shareholder return.
Upon vesting, 22,889 common shares were withheld by WisdomTree to cover taxes, leaving Frankenthaler with 315,272 common shares owned directly after the transactions. This total includes restricted stock awards scheduled to vest in tranches of 51,943 shares on January 25, 2027, 28,277 shares on January 25, 2028, and 10,538 shares on January 25, 2029.
WisdomTree, Inc.'s Chief Administrative Officer Peter M. Ziemba reported the vesting of performance-based restricted stock units tied to the company’s total shareholder return. On January 27, 2026, 61,005 PRSUs converted into an equal number of common shares, including 2,555 units from dividend reinvestment.
Upon vesting, 31,563 common shares were withheld by WisdomTree to cover taxes, leaving Ziemba with 985,686 directly held common shares. The PRSUs were granted in January 2023 and vested in January 2026 at 199% of the target level after the company’s three-year relative TSR ranked in the 84.62nd percentile versus a peer group.
WisdomTree President and COO Jarrett Lilien reported the vesting and settlement of performance-based restricted stock units. On January 27, 2026, 350,395 PRSUs were converted into common shares at an exercise price of $0.0000, including 14,710 units from dividend reinvestment. Based on an independent report and compensation committee certification, the company’s relative total shareholder return ranked in the 84.62nd percentile, causing 199% of the target PRSUs to vest. Upon settlement, 179,207 shares were withheld to cover taxes, leaving Lilien with 1,170,245 directly held common shares, which include other restricted stock awards scheduled to vest through January 2029.
WisdomTree, Inc. Chief Executive Officer Jonathan L. Steinberg reported the vesting and settlement of performance-based restricted stock units (PRSUs) into common stock and related tax withholding transactions. On January 27, 2026, 573,813 PRSUs converted into an equal number of WisdomTree common shares at an exercise price of $0.0000 per share.
The company withheld 293,152 common shares at $0.0000 in a transaction coded "F" to cover applicable taxes upon vesting. Following these transactions, Steinberg directly beneficially owned 9,763,318 WisdomTree common shares and indirectly held 798 additional shares through his spouse.
The PRSUs were originally granted on January 25, 2023 and vested on January 25, 2026. The final vested amount reflected 199% of the target PRSU award, based on WisdomTree’s relative total shareholder return ranking in the 84.62nd percentile versus a designated peer group over the three-year performance period.
WisdomTree, Inc. Chief Financial Officer Bryan Edmiston reported the vesting of performance-based restricted stock units and related share withholding for taxes. On January 27, 2026, 43,998 performance-based RSUs converted into the same number of common shares at an exercise price of $0.0000 per share.
The company withheld 22,888 shares to cover withholding taxes upon vesting, leaving Edmiston with 271,667 shares of common stock held directly. The PRSUs were granted on January 25, 2023 and vested on January 25, 2026, with payout based on relative total shareholder return.
WisdomTree, Inc. executive William Bradley Peck, Head of Digital Assets, reported the vesting and settlement of performance-based restricted stock units (PRSUs). On January 27, 2026, 39,996 PRSUs were converted into the same number of common shares at $0.0000 per share following a three-year performance period.
The award, granted on January 25, 2023, vested at 199% of the target PRSUs after WisdomTree’s total shareholder return ranked in the 84.62nd percentile versus a peer group. The company withheld 21,372 shares to cover taxes, leaving Peck with 243,168 shares of common stock held directly, including time-based restricted stock scheduled to vest through January 2029.
WisdomTree, Inc. Chief Information Officer David M. Yates reported new equity awards and related tax withholding transactions. On January 25, 2026, he received 22,688 shares of restricted common stock at a price of $0.0000 per share, which are scheduled to vest in three annual installments through January 25, 2029. After this grant and a same-day tax transaction, he directly owned 154,318 shares of common stock.
On the same date he also received 7,562 performance-based restricted stock units (PRSUs), each representing one share of common stock upon vesting. These PRSUs are scheduled to vest on January 25, 2029, with between 0% and 200% of the target amount ultimately vesting based on total shareholder return versus a peer group over a three-year period. A separate Form 4 entry shows 20,493 shares of common stock were surrendered to the company to cover withholding taxes upon vesting of earlier restricted stock awards.
WisdomTree, Inc. Chief Administrative Officer Peter M. Ziemba reported equity compensation and related tax withholding activity in the company’s stock. On January 25, 2026, he received 25,853 shares of restricted common stock at a price of $0.0000 per share, and his directly held common stock position after this grant was 983,503 shares.
On the same date, 27,259 common shares were surrendered to WisdomTree to cover withholding taxes due upon vesting of prior restricted stock awards, leaving him with 956,244 common shares held directly. He was also granted 8,617 performance-based restricted stock units (PRSUs), each representing the right to receive one share of common stock if vesting conditions are met. These PRSUs are scheduled to vest on January 25, 2029, with 0% to 200% of the target amount ultimately vesting based on the company’s total shareholder return compared with a peer group over a three-year period from the grant date.
WisdomTree, Inc. reported that Chief Executive Officer and director Jonathan L. Steinberg received new equity awards on January 25, 2026. He was granted 121,317 shares of restricted common stock at a price of $0.0000 per share, which vest in three equal installments of 40,439 shares on January 25, 2027, January 25, 2028, and January 25, 2029. He also received 121,317 performance-based restricted stock units, each representing one potential share of common stock, scheduled to vest on January 25, 2029, with between 0% and 200% of the target amount ultimately payable based on relative total shareholder return over a three-year period and certain employment or change-of-control conditions. To cover withholding taxes upon vesting of prior restricted stock awards, 121,651 common shares were surrendered to the company, leaving Steinberg with 9,482,657 shares of common stock held directly and 798 shares held indirectly through his spouse.
WisdomTree, Inc. Head of Digital Assets William Bradley Peck reported new equity awards and related share withholding on January 25, 2026. He received 22,688 shares of common stock as restricted stock at a price of $0.0000 per share, leaving him with 246,257 common shares before tax withholding and 224,544 common shares afterward. Some of these restricted shares are scheduled to vest in stages on January 25, 2027, January 25, 2028, and January 25, 2029.
Peck was also granted 7,562 performance-based restricted stock units at a price of $0.0000 per unit, each representing one share of common stock if vesting conditions are met. These performance-based units are scheduled to vest on January 25, 2029, with the actual number that vests ranging from 0% to 200% of the target amount based on total shareholder return relative to a peer group over a three-year period and certain employment or change-of-control conditions.