STOCK TITAN

[Form 4] WisdomTree, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. officer reports stock gift and sale. The company’s Chief Information Officer filed a report of two December 2, 2025 transactions in WisdomTree common stock. One line shows a bona fide gift of 9,100 shares made without consideration, and another shows a sale of 6,820 shares at a price of $11.125 per share. After these transactions, the officer beneficially owned 152,123 shares of common stock. The holdings include restricted stock awards scheduled to vest as to 49,502 shares on January 25, 2026, 28,297 shares on January 25, 2027, and 11,554 shares on January 25, 2028.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yates David M

(Last) (First) (Middle)
250 WEST 34TH STREET, 3RD FLOOR
C/O WISDOMTREE, INC.

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/02/2025 G 9,100 D $0.0000(1) 158,943(2) D
Common Stock 12/02/2025 S 6,820 D $11.125 152,123(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares transferred by the Reporting Person as a bona fide gift without consideration.
2. Includes restricted stock awards vesting as to (i) 49,502 shares on January 25, 2026, (ii) 28,297 shares on January 25, 2027 and (iii) 11,554 shares on January 25, 2028.
/s/ Marci Frankenthaler, Attorney-in-Fact 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did WisdomTree (WT) report on December 2, 2025?

The Chief Information Officer reported a gift of 9,100 shares of WisdomTree common stock and a sale of 6,820 shares at $11.125 per share on December 2, 2025.

Who is the reporting person in this WisdomTree (WT) Form 4 filing?

The reporting person is an officer of WisdomTree, Inc., serving as the company’s Chief Information Officer.

How many WisdomTree (WT) shares does the officer own after these transactions?

Following the reported gift and sale, the officer beneficially owned 152,123 shares of WisdomTree common stock.

Was the transfer of 9,100 WisdomTree (WT) shares a sale?

No. The 9,100 shares were transferred as a bona fide gift without consideration, not sold, as described in the explanation of responses.

What restricted stock awards are included in the officer’s WisdomTree (WT) holdings?

The beneficial ownership includes restricted stock awards vesting as to 49,502 shares on January 25, 2026, 28,297 shares on January 25, 2027, and 11,554 shares on January 25, 2028.

Does this WisdomTree (WT) Form 4 involve any derivative securities?

No derivative securities are listed as acquired, disposed of, or beneficially owned in the derivative securities table for this report.

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