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WisdomTree (WT) CAO Ziemba granted stock, PRSUs and surrenders shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. Chief Administrative Officer Peter M. Ziemba reported equity compensation and related tax withholding activity in the company’s stock. On January 25, 2026, he received 25,853 shares of restricted common stock at a price of $0.0000 per share, and his directly held common stock position after this grant was 983,503 shares.

On the same date, 27,259 common shares were surrendered to WisdomTree to cover withholding taxes due upon vesting of prior restricted stock awards, leaving him with 956,244 common shares held directly. He was also granted 8,617 performance-based restricted stock units (PRSUs), each representing the right to receive one share of common stock if vesting conditions are met. These PRSUs are scheduled to vest on January 25, 2029, with 0% to 200% of the target amount ultimately vesting based on the company’s total shareholder return compared with a peer group over a three-year period from the grant date.

Positive

  • None.

Negative

  • None.
Insider Ziemba Peter M
Role Chief Administrative Officer
Type Security Shares Price Value
Grant/Award Performance Based Restricted Stock Units 8,617 $0.00 --
Grant/Award Common Stock 25,853 $0.00 --
Tax Withholding Common Stock 27,259 $0.00 --
Holdings After Transaction: Performance Based Restricted Stock Units — 8,617 shares (Direct); Common Stock — 983,503 shares (Direct)
Footnotes (1)
  1. Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 8,617 shares on each of January 25, 2027 and January 25, 2028 and (ii) 8,619 shares on January 25, 2029. Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029. Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ziemba Peter M
(Last) (First) (Middle)
250 WEST 34TH STREET, 3RD FLOOR
C/O WISDOMTREE, INC.
(Street)
NEW YORK NY 10119
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Administrative Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/25/2026 A 25,853(1) A $0.0000 983,503(2) D
Common Stock 01/25/2026 F 27,259(3) D $0.0000 956,244(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (4) 01/25/2026 A 8,617 (5) (5) Common Stock 8,617 $0.0000 8,617 D
Explanation of Responses:
1. Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 8,617 shares on each of January 25, 2027 and January 25, 2028 and (ii) 8,619 shares on January 25, 2029.
2. Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029.
3. Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
4. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
5. These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
/s/ Marci Frankenthaler, Attorney-in-Fact 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did WT Chief Administrative Officer Peter M. Ziemba report?

Peter M. Ziemba reported three transactions on January 25, 2026: a grant of 25,853 shares of restricted common stock, a surrender of 27,259 common shares to cover withholding taxes, and a grant of 8,617 performance-based restricted stock units (PRSUs).

How many WisdomTree (WT) shares does Peter M. Ziemba own after these transactions?

After the reported transactions on January 25, 2026, Peter M. Ziemba directly beneficially owned 956,244 shares of WisdomTree common stock.

What are the terms of the restricted stock granted to WT’s Chief Administrative Officer?

The filing states that 25,853 restricted shares were awarded on January 25, 2026. Related restricted stock awards included in his holdings vest as to 44,646 shares on January 25, 2027, 22,733 shares on January 25, 2028, and 8,619 shares on January 25, 2029.

Why were 27,259 WisdomTree (WT) shares surrendered by Peter M. Ziemba?

The 27,259 common shares labeled with transaction code F were surrendered to WisdomTree upon vesting of restricted stock awards in order to cover withholding taxes, according to the footnotes.

How do the performance-based restricted stock units (PRSUs) for WT work in this filing?

Each of the 8,617 PRSUs granted on January 25, 2026 represents the right to receive one share of common stock upon vesting. They are scheduled to vest on January 25, 2029, and between 0% and 200% of the target PRSUs may vest based on WisdomTree’s total shareholder return relative to a peer group over a three-year period from the grant date.

Under what conditions can the WT PRSUs granted to Peter M. Ziemba vest earlier?

The footnotes explain that if Peter M. Ziemba’s employment is terminated under certain circumstances or a change of control occurs before the third anniversary of the grant date, all or a portion of the PRSUs will vest early, with the number of shares determined based on relative total shareholder return from the grant date to the accelerated vesting date.