WisdomTree (WT) COO Jarrett Lilien gets 71,351 RSUs and PRSUs, surrenders shares for taxes

Rhea-AI Filing Summary

WisdomTree, Inc. President and COO Jarrett Lilien reported new stock awards and related tax withholding transactions. On January 25, 2026, he received 71,351 shares of restricted common stock at a price of $0.0000 per share. These restricted shares are scheduled to vest in three installments: 23,783 shares on each of January 25, 2027 and January 25, 2028, and 23,785 shares on January 25, 2029.

On the same date, he also acquired 71,351 performance-based restricted stock units (PRSUs), each representing one potential share of common stock, at an exercise price of $0.0000. These PRSUs are scheduled to vest on January 25, 2029, with between 0% and 200% of the target amount vesting based on total shareholder return performance versus a peer group over a three-year period and subject to employment and change-of-control conditions. In a separate transaction, 70,932 shares of common stock were surrendered to the company to cover withholding taxes upon vesting of prior restricted stock awards. After these transactions, Lilien directly beneficially owned 999,057 shares of common stock and 71,351 PRSUs.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lilien R Jarrett

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and COO

3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/25/2026		A		71,351(1)	A	$0.0000	1,069,989(2)	D
Common Stock	01/25/2026		F		70,932(3)	D	$0.0000	999,057(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Based Restricted Stock Units	(4)	01/25/2026		A		71,351		(5)	(5)	Common Stock	71,351	$0.0000	71,351	D

Explanation of Responses:

1. Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 23,783 shares on each of January 25, 2027 and January 25, 2028 and (ii) 23,785 shares on January 25, 2029.

2. Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.

3. Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

4. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

5. These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

	/s/ Marci Frankenthaler, Attorney-in-Fact	01/27/2026
	** Signature of Reporting Person	Date
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FAQ

What insider transactions did WisdomTree (WT) report for Jarrett Lilien on January 25, 2026?

On January 25, 2026, Jarrett Lilien, President and COO of WisdomTree, Inc., reported three transactions: (1) acquisition of 71,351 restricted shares of common stock at $0.0000 per share, (2) acquisition of 71,351 performance-based restricted stock units (PRSUs) at $0.0000, and (3) surrender of 70,932 shares of common stock to the company to cover withholding taxes upon vesting of earlier restricted stock awards.

How do the new restricted stock awards for WisdomTree (WT) COO Jarrett Lilien vest?

The 71,351 restricted shares of WisdomTree common stock granted to Jarrett Lilien on January 25, 2026 are scheduled to vest in three tranches: 23,783 shares on January 25, 2027, 23,783 shares on January 25, 2028, and 23,785 shares on January 25, 2029, assuming the vesting conditions are satisfied.

What are the terms of the performance-based RSUs granted to WisdomTree (WT) President and COO?

The 71,351 performance-based restricted stock units (PRSUs) granted to Jarrett Lilien on January 25, 2026 are scheduled to vest on January 25, 2029. Between 0% and 200% of the target number may vest. The actual number of WisdomTree common shares issued will depend on the company’s total shareholder return relative to a peer group over a three-year period from the grant date, and may be adjusted if employment ends under certain circumstances or a change of control occurs before the third anniversary.

Why did Jarrett Lilien surrender 70,932 WisdomTree (WT) shares in this Form 4 filing?

The 70,932 shares of WisdomTree common stock reported with transaction code F were surrendered by Jarrett Lilien to the issuer upon vesting of restricted stock awards. According to the filing, these shares were used to cover withholding taxes related to the vesting of those prior restricted stock awards.

How many WisdomTree (WT) shares does the President and COO own after these transactions?

Following the reported transactions on January 25, 2026, Jarrett Lilien directly beneficially owned 999,057 shares of WisdomTree common stock. In addition, he held 71,351 performance-based restricted stock units (PRSUs), each representing a contingent right to receive one share of common stock if vesting conditions are met.

What role does performance play in vesting of the newly granted WisdomTree (WT) PRSUs?

The vesting of the 71,351 PRSUs granted to Jarrett Lilien depends on the total shareholder return (TSR) of WisdomTree’s common stock compared to the TSR of a designated peer group. TSR is measured over a three-year period from the grant date, and the relative performance determines whether between 0% and 200% of the target PRSUs will vest on January 25, 2029, or earlier if certain employment termination or change-of-control conditions are met.