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WisdomTree (WT) Europe CEO Marinof logs PRSU vesting and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. CEO Europe Alexis Marinof reported equity award vesting and share withholding transactions. On January 27, 2026, 45,713 performance-based restricted stock units converted into the same number of common shares at an exercise price of $0.0000 per share.

The company withheld 21,486 common shares to cover taxes due at vesting, leaving Marinof with 256,272 directly owned common shares afterward. These PRSUs were granted on January 25, 2023 and vested on January 25, 2026 at 199% of the target level, based on relative total shareholder return in the 84.62nd percentile versus a peer group over three years.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marinof Alexis

(Last) (First) (Middle)
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO, Europe
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 M 45,713(1)(2) A $0.0000 277,758(3) D
Common Stock 01/27/2026 F 21,486(4) D $0.0000 256,272(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (5) 01/27/2026 M 45,713(1)(2)(5) (5) (5) Common Stock 45,713(1)(2)(5) $0.0000 0.0000 D
Explanation of Responses:
1. Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
2. Includes the reinvestment of dividend equivalents into 1,908 PRSUs between the grant date and vesting date.
3. Includes restricted stock awards vesting as to (i) 60,394 shares on January 25, 2027, (ii) 33,526 shares on January 25, 2028 and (iii) 14,777 shares on January 25, 2029.
4. Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
5. These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.
/s/ Marci Frankenthaler, Attorney-in-Fact 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did WisdomTree (WT) report for Alexis Marinof?

Alexis Marinof reported the vesting of 45,713 performance-based restricted stock units into common stock and the withholding of 21,486 shares for taxes. Following these January 27, 2026 transactions, he directly owned 256,272 shares of WisdomTree common stock.

How many WisdomTree (WT) shares does Alexis Marinof own after these Form 4 transactions?

After the reported transactions, Alexis Marinof directly owned 256,272 WisdomTree common shares. This balance reflects the conversion of 45,713 PRSUs into stock and the withholding of 21,486 shares for taxes upon vesting on January 27, 2026.

What are the details of the vested PRSUs in the WisdomTree (WT) Form 4?

The performance-based RSUs were granted on January 25, 2023 and vested on January 25, 2026. A total of 45,713 units vested at an effective exercise price of $0.0000 per share, representing 199% of the original target number based on relative total shareholder return.

Why did WisdomTree (WT) withhold 21,486 shares in this insider filing?

WisdomTree withheld 21,486 common shares when the PRSUs vested to cover withholding taxes owed by Alexis Marinof. Such tax withholding is a common practice when equity awards settle in stock and helps satisfy tax obligations without requiring separate cash payments.

How was the PRSU payout for WisdomTree (WT) determined for Alexis Marinof?

The payout was based on WisdomTree’s total shareholder return versus a peer group over three years. An independent valuation specialist reported, and the compensation committee certified, that relative TSR was in the 84.62nd percentile, resulting in vesting at 199% of the target PRSU amount.

What role does Alexis Marinof hold at WisdomTree (WT) in this Form 4?

In this Form 4, Alexis Marinof is identified as an officer of WisdomTree with the title CEO, Europe. The reported transactions relate to his performance-based restricted stock units and resulting common stock ownership in the company.
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