WisdomTree (WT) CEO Jonathan Steinberg receives 121,317 PRSUs and new stock grant

Rhea-AI Filing Summary

WisdomTree, Inc. reported that Chief Executive Officer and director Jonathan L. Steinberg received new equity awards on January 25, 2026. He was granted 121,317 shares of restricted common stock at a price of $0.0000 per share, which vest in three equal installments of 40,439 shares on January 25, 2027, January 25, 2028, and January 25, 2029. He also received 121,317 performance-based restricted stock units, each representing one potential share of common stock, scheduled to vest on January 25, 2029, with between 0% and 200% of the target amount ultimately payable based on relative total shareholder return over a three-year period and certain employment or change-of-control conditions. To cover withholding taxes upon vesting of prior restricted stock awards, 121,651 common shares were surrendered to the company, leaving Steinberg with 9,482,657 shares of common stock held directly and 798 shares held indirectly through his spouse.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Steinberg Jonathan L

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/25/2026		A		121,317(1)	A	$0.0000	9,604,308(2)	D
Common Stock	01/25/2026		F		121,651(3)	D	$0.0000	9,482,657(2)	D
Common Stock								798	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance-Based Restricted Stock Units	(4)	01/25/2026		A		121,317		(5)	(5)	Common Stock	121,317	$0.0000	121,317	D

Explanation of Responses:

1. Restricted stock awarded by Issuer on January 25, 2026 and vesting as to 40,439 shares on each of January 25, 2027, January 25, 2028 and January 25, 2029.

2. Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029.

3. Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

4. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

5. These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

	/s/ Marci Frankenthaler, Attorney-in-Fact	01/27/2026
	** Signature of Reporting Person	Date
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FAQ

What equity awards did WisdomTree (WT) CEO Jonathan Steinberg receive on January 25, 2026?

On January 25, 2026, Chief Executive Officer Jonathan L. Steinberg was granted 121,317 shares of restricted common stock at $0.0000 per share and 121,317 performance-based restricted stock units (PRSUs), each PRSU representing the right to receive one share of common stock if it vests.

How do Jonathan Steinberg’s new restricted stock awards from WisdomTree vest?

The restricted stock granted to Jonathan Steinberg on January 25, 2026 vests in three equal installments of 40,439 shares each on January 25, 2027, January 25, 2028, and January 25, 2029.

What are the vesting terms for the 121,317 PRSUs granted by WisdomTree to its CEO?

The 121,317 PRSUs granted to Jonathan Steinberg are scheduled to vest on January 25, 2029. Between 0% and 200% of the target number may vest, based on WisdomTree’s total shareholder return relative to a peer group over a three-year period from the grant date, with potential earlier vesting under certain employment termination or change-of-control conditions.

Why did Jonathan Steinberg surrender 121,651 WisdomTree shares on January 25, 2026?

The 121,651 shares of common stock shown with transaction code F on January 25, 2026 represent a surrender of shares to WisdomTree upon vesting of restricted stock awards to cover withholding taxes, rather than an open-market sale.

How many WisdomTree shares does Jonathan Steinberg own after the reported transactions?

Following the January 25, 2026 transactions, Jonathan Steinberg beneficially owns 9,482,657 shares of WisdomTree common stock directly, plus 798 shares held indirectly by his spouse, in addition to 121,317 PRSUs reported as derivative securities.

How is performance measured for Jonathan Steinberg’s PRSUs at WisdomTree?

The number of shares ultimately issued under the 121,317 PRSUs will be determined based on the total shareholder return (TSR) of WisdomTree’s common stock compared with a peer group’s TSR, each measured over a three-year period from the grant date. The payout range is between 0% and 200% of the target award.