WisdomTree, Inc. filings document the regulatory record of a NYSE-listed asset manager whose common stock trades under the symbol WT. The company's Form 8-K disclosures cover quarterly operating and financial results, material events, material agreements, capital-structure matters and securities registered under the Exchange Act.
WisdomTree's filings also include proxy materials addressing governance, named executive officer compensation and shareholder voting matters. Capital-structure disclosures include senior unsecured convertible notes and related agreements, while recurring reporting categories connect the company's ETP advisory business, digital fund initiatives, governance practices and financing activity.
WisdomTree, Inc. reported that Chief Executive Officer and director Jonathan L. Steinberg received new equity awards on January 25, 2026. He was granted 121,317 shares of restricted common stock at a price of $0.0000 per share, which vest in three equal installments of 40,439 shares on January 25, 2027, January 25, 2028, and January 25, 2029. He also received 121,317 performance-based restricted stock units, each representing one potential share of common stock, scheduled to vest on January 25, 2029, with between 0% and 200% of the target amount ultimately payable based on relative total shareholder return over a three-year period and certain employment or change-of-control conditions. To cover withholding taxes upon vesting of prior restricted stock awards, 121,651 common shares were surrendered to the company, leaving Steinberg with 9,482,657 shares of common stock held directly and 798 shares held indirectly through his spouse.
WisdomTree, Inc. Head of Digital Assets William Bradley Peck reported new equity awards and related share withholding on January 25, 2026. He received 22,688 shares of common stock as restricted stock at a price of $0.0000 per share, leaving him with 246,257 common shares before tax withholding and 224,544 common shares afterward. Some of these restricted shares are scheduled to vest in stages on January 25, 2027, January 25, 2028, and January 25, 2029.
Peck was also granted 7,562 performance-based restricted stock units at a price of $0.0000 per unit, each representing one share of common stock if vesting conditions are met. These performance-based units are scheduled to vest on January 25, 2029, with the actual number that vests ranging from 0% to 200% of the target amount based on total shareholder return relative to a peer group over a three-year period and certain employment or change-of-control conditions.
WisdomTree, Inc. Europe CEO Alexis Marinof reported equity compensation changes on January 25, 2026. He received 44,331 shares of common stock at a price of $0.0000 per share as restricted stock, and a grant of 14,777 performance-based restricted stock units (PRSUs), each representing one potential share of common stock.
The restricted stock is scheduled to vest in three equal installments of 14,777 shares on January 25 of 2027, 2028 and 2029. On the same date, 33,432 common shares were surrendered to the company to cover withholding taxes upon vesting of prior restricted stock awards. After these transactions, Marinof directly beneficially owned 232,045 shares of common stock.
The 14,777 PRSUs are scheduled to vest on January 25, 2029, with between 0% and 200% of the target units vesting based on WisdomTree’s total shareholder return compared with a peer group over a three-year period from the grant date.
WisdomTree, Inc. President and COO Jarrett Lilien reported new stock awards and related tax withholding transactions. On January 25, 2026, he received 71,351 shares of restricted common stock at a price of $0.0000 per share. These restricted shares are scheduled to vest in three installments: 23,783 shares on each of January 25, 2027 and January 25, 2028, and 23,785 shares on January 25, 2029.
On the same date, he also acquired 71,351 performance-based restricted stock units (PRSUs), each representing one potential share of common stock, at an exercise price of $0.0000. These PRSUs are scheduled to vest on January 25, 2029, with between 0% and 200% of the target amount vesting based on total shareholder return performance versus a peer group over a three-year period and subject to employment and change-of-control conditions. In a separate transaction, 70,932 shares of common stock were surrendered to the company to cover withholding taxes upon vesting of prior restricted stock awards. After these transactions, Lilien directly beneficially owned 999,057 shares of common stock and 71,351 PRSUs.
WisdomTree, Inc. Chief Legal Officer reports equity awards and tax withholding. On January 25, 2026, Chief Legal Officer Marci Frankenthaler received 31,612 shares of WisdomTree common stock as restricted stock awards at a stated price of $0.0000 per share, and 10,537 performance-based restricted stock units, each representing the right to receive one share of common stock upon vesting. On the same date, 25,134 shares of common stock were surrendered to WisdomTree to cover withholding taxes upon vesting of prior restricted stock awards, also at a stated price of $0.0000. Following these transactions, Frankenthaler directly beneficially owned 294,163 shares of common stock and 10,537 performance-based restricted stock units, with the restricted stock and PRSUs subject to multi-year vesting schedules tied to time and relative total shareholder return.
WisdomTree, Inc. reported that CFO Bryan Edmiston received equity awards on January 25, 2026, including 36,048 shares of common stock and 12,016 performance-based restricted stock units. 25,965 shares were surrendered to cover withholding taxes. After these transactions, he directly holds 250,557 common shares. The awards vest in tranches through January 2029, with PRSU payout tied to total shareholder return versus a peer group.
WisdomTree, Inc. officer reports stock gift and sale. The company’s Chief Information Officer filed a report of two December 2, 2025 transactions in WisdomTree common stock. One line shows a bona fide gift of 9,100 shares made without consideration, and another shows a sale of 6,820 shares at a price of $11.125 per share. After these transactions, the officer beneficially owned 152,123 shares of common stock. The holdings include restricted stock awards scheduled to vest as to 49,502 shares on January 25, 2026, 28,297 shares on January 25, 2027, and 11,554 shares on January 25, 2028.
An insider of WT filed a Rule 144 notice to sell 6,820 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/02/2025. The filing lists an aggregate market value of $75,869.77 for these shares, based on market prices at the time of the notice.
The shares were acquired on 01/25/2025 as restricted stock vesting from the issuer, described as compensation. The notice also states that there were 140,715,080 shares of the issuer’s common stock outstanding, providing context for the planned sale.
WisdomTree, Inc. (WT) reported an insider transaction by its President and COO on a Form 4. On November 25, 2025, the officer sold 12,500 shares of common stock at $11.01 per share. After this trade, the officer beneficially owns 998,638 shares.
The sale was carried out under a pre-arranged Rule 10b5-1 trading plan established on February 25, 2025, so the officer did not control the timing of the transaction. The beneficial ownership figure includes restricted stock awards scheduled to vest as to 155,950 shares on January 25, 2026, 90,787 shares on January 25, 2027, and 35,941 shares on January 25, 2028.
White & Case LLP (WT) has an insider filing a notice to sell common stock under Rule 144. The notice covers the planned sale of 12,500 common shares through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $137,625.00 as of the filing, while 140,715,080 shares of this class were outstanding.
The seller, Robert Lilien, acquired these shares through restricted stock vesting from the issuer on 01/25/2024 (7,630 shares) and 01/29/2024 (4,870 shares), both as compensation. Over the prior three months, he sold 12,500 shares on 08/26/2025 for gross proceeds of $165,125.00 and 25,000 shares on 11/12/2025 for $294,250.00. By signing, he represents that he is not aware of undisclosed material adverse information about the issuer.