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WisdomTree (WT) digital assets head granted 4,889 performance stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Peck William Bradley reported acquisition or exercise transactions in this Form 4 filing.

WisdomTree, Inc. executive William Bradley Peck, Head of Digital Assets, reported an award of 4,889 performance-based restricted stock units (PRSUs). Each PRSU represents one share of common stock if it vests. These PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of this target, depending on performance.

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Peck William Bradley

(Last) (First) (Middle)
250 WEST 34TH STREET, 3RD FLOOR
C/O WISDOMTREE, INC.

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Head of Digital Assets
3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Based Restricted Stock Units (1) 01/25/2026 A 4,889 (2) (2) Common Stock 4,889 $0.0000 4,889 D
Explanation of Responses:
1. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
2. These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.
/s/ Marci Frankenthaler, Attorney-in-Fact 02/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WisdomTree (WT) report for William Bradley Peck?

WisdomTree reported that William Bradley Peck received 4,889 performance-based restricted stock units. These units were granted at no cash cost per unit and represent a potential future issuance of common shares, subject to meeting performance conditions and a vesting schedule.

When do William Bradley Peck’s WisdomTree (WT) PRSUs vest?

The performance-based restricted stock units granted to William Bradley Peck are scheduled to vest on January 25, 2029. Actual share delivery depends on achieving specified performance goals, which can adjust final shares from 0% to 200% of the 4,889-unit target award.

How many WisdomTree (WT) PRSUs did William Bradley Peck acquire?

William Bradley Peck acquired a target of 4,889 performance-based restricted stock units. Each unit represents a right to receive one share of common stock upon vesting, with the final share amount ranging between 0% and 200% of this target based on performance.

What does each WisdomTree (WT) performance-based restricted stock unit represent?

Each performance-based restricted stock unit represents the right to receive one share of WisdomTree common stock upon vesting. The actual number of shares issued depends on whether performance conditions are met, potentially resulting in between 0% and 200% of the target units being delivered.

Why was this WisdomTree (WT) Form 4/A filed as an amendment?

The Form 4/A was filed to update the target number of performance-based restricted stock units. The amendment reflects the grant date fair market value of the PRSUs, which was determined by an independent valuation consultant, aligning the reported target with that valuation.

Is William Bradley Peck’s WisdomTree (WT) PRSU award performance-based?

Yes, the award is performance-based. The number of WisdomTree common shares ultimately issued can range from 0% to 200% of the 4,889 target PRSUs, depending on achievement of specified performance criteria by the January 25, 2029 vesting date.
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