WisdomTree (WT) CLO awarded 6,812 performance-based RSUs, payout up to 200%

Rhea-AI Filing Summary

Frankenthaler Marci reported acquisition or exercise transactions in this Form 4 filing.

WisdomTree, Inc. Chief Legal Officer Marci Frankenthaler reported an amended Form 4 showing an award of 6,812 performance-based restricted stock units (PRSUs) on January 25, 2026. Each PRSU represents the right to receive one share of common stock upon vesting, scheduled for January 25, 2029. The actual shares issued can range from 0% to 200% of the 6,812-unit target, depending on performance. The amendment updates the target number of PRSUs to reflect the grant date fair market value as determined by an independent valuation consultant.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Frankenthaler Marci

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Performance Based Restricted Stock Units	6,812	$0.00	--

Holdings After Transaction: Performance Based Restricted Stock Units — 6,812 shares (Direct)

Footnotes (1)

1. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Frankenthaler Marci

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Based Restricted Stock Units	(1)	01/25/2026		A		6,812		(2)	(2)	Common Stock	6,812	$0.0000	6,812	D

Explanation of Responses:

1. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

2. These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

	/s/ Marci Frankenthaler	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WisdomTree (WT) report for Marci Frankenthaler?

WisdomTree reported that Chief Legal Officer Marci Frankenthaler received an award of 6,812 performance-based restricted stock units. These units were granted on January 25, 2026, and are tied to future performance outcomes before converting into common stock.

How many performance-based RSUs were granted to WisdomTree’s CLO in this Form 4/A?

The filing shows a grant of 6,812 performance-based restricted stock units to WisdomTree’s Chief Legal Officer. This figure represents the target number of units, which may ultimately yield between 0% and 200% of that amount in common shares.

When do Marci Frankenthaler’s WisdomTree performance-based RSUs vest?

The performance-based restricted stock units are scheduled to vest on January 25, 2029. On that vesting date, each vested unit entitles the holder to receive one share of WisdomTree common stock, subject to the award’s performance conditions being met.

What does the 0% to 200% range mean for WisdomTree’s PRSU grant?

The 0% to 200% range means the actual shares issued can be anywhere from none to double the 6,812-unit target. The final number of WisdomTree common shares depends on how performance criteria are achieved over the award period.

Why was this WisdomTree Form 4/A filed as an amendment?

The Form 4/A was filed to update the target number of performance-based RSUs. WisdomTree adjusted the 6,812-unit target to reflect the grant date fair market value as determined by an independent valuation consultant, aligning the award with that valuation analysis.

How many shares of WisdomTree stock could Marci Frankenthaler ultimately receive from this PRSU award?

The target is 6,812 performance-based restricted stock units, each linked to one share. Depending on performance, the final payout can range from 0% to 200% of this target, meaning potentially up to twice 6,812 shares if maximum performance conditions are achieved.