WisdomTree (WT) CEO updates grant of 78,437 performance stock units

Rhea-AI Filing Summary

Steinberg Jonathan L reported acquisition or exercise transactions in this Form 4 filing.

WisdomTree, Inc. Chief Executive Officer Jonathan L. Steinberg reported an amended equity award of 78,437 performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of common stock for each unit that vests. These PRSUs are scheduled to vest on January 25, 2029, with the actual shares issued ranging from 0% to 200% of the target amount based on performance. The amendment updates the target number of PRSUs to reflect the grant date fair market value as determined by an independent valuation consultant.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Steinberg Jonathan L

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/25/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance-Based Restricted Stock Units	(1)	01/25/2026		A		78,437		(2)	(2)	Common Stock	78,437	$0.0000	78,437	D

Explanation of Responses:

1. Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

2. These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

	/s/ Marci Frankenthaler, Attorney-in-Fact	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did WisdomTree (WT) report in this Form 4/A?

WisdomTree reported an amended grant of 78,437 performance-based restricted stock units to CEO Jonathan L. Steinberg. The filing updates the target PRSU amount to match the grant date fair market value determined by an independent valuation consultant.

Who received the performance-based restricted stock units at WisdomTree (WT)?

Chief Executive Officer Jonathan L. Steinberg received 78,437 performance-based restricted stock units. The units are held directly and represent potential future shares of WisdomTree common stock, depending on whether specific performance conditions are met over the vesting period.

When do Jonathan Steinberg’s WisdomTree (WT) PRSUs vest?

The performance-based restricted stock units granted to Jonathan Steinberg are scheduled to vest on January 25, 2029. Actual share delivery depends on meeting performance goals, which can result in issuance between 0% and 200% of the target number of units.

How many WisdomTree (WT) shares could be issued from these PRSUs?

The target grant is 78,437 PRSUs, each tied to one share of common stock. Depending on performance results, the number of shares ultimately issued can range from 0% to 200% of that target, meaning potential outcomes from no shares to double the target.

Why was an amended Form 4/A filed for WisdomTree (WT)?

An amended Form 4/A was filed to update the target number of performance-based restricted stock units. The revision aligns the grant with the grant date fair market value of the PRSUs, which was determined by an independent valuation consultant engaged by the company.

Does the WisdomTree (WT) PRSU grant involve a cash purchase by the CEO?

No cash purchase is involved in this PRSU grant to the CEO. The units are an equity award with a stated price of $0.0000 per unit, delivering shares only if performance and vesting conditions are satisfied by the 2029 vesting date.